Pro Group means a member (brokerage firm) of the TSXV, an employee, partner, officer, director or an ‘affiliate’ (a company controlling or under common control) of a member or an ‘associate’ (a company of which more than 10% of the voting shares are owned or controlled by such person, a partner of such person, a trust or estate of which a substantial beneficial interest is owned or of which such person is a trustee, a spouse or child of such person, or a relative of such person or their spouse living in the same home as such person) of any of the foregoing.
Pro Group means a member (brokerage firm) of the TSXV, an employee, partner, officer, director or an affiliate (a company controlling or under common control) of a member or an associate (a company of which more than 10% of the voting securities are owned or controlled by such person, a partner of such person, a trust or estate of which a substantial beneficial interest is owned or of which such person is a trustee, a spouse or child of such person, or a relative of such person or their spouse living in the same home as such person) of any of the foregoing; ____ has previously filed with the TSXV a Form 4C - Corporate Placee Registration Form, and represents and warrants that there has been no change to any of the information in the Form 4C previously filed with the TSXV up to the date of this Subscription Agreement; or ____ hereby delivers to the Corporation a completed Form 4C in the form attached hereto as Schedule "D" for filing with the TSXV. ____ No; or _____ Yes, namely, ___________________________________________________________________________
Pro Group means a member (brokerage firm) of the TSXV, an employee, partner, officer, director or an affiliate (a company controlling or under common control) of a member or an associate (a company of which more than 10% of the voting securities are owned or controlled by such person, a partner of such person, a trust or estate of which a substantial beneficial interest is owned or of which such person is a trustee, a spouse or child of such person, or a relative of such person or their spouse living in the same home as such person) of any of the foregoing; ____ has previously filed with the TSXV a Form 4C - Corporate Placee Registration Form, and represents and warrants that there has been no change to any of the information in the Form 4C previously filed with the TSXV up to the date of this Subscription Agreement; or ____ hereby delivers to the Corporation a completed Form 4C in the form attached hereto as Schedule "D" for filing with the TSXV. ____ No; or _____ Yes, namely, ___________________________________________________________________________ In connection with the purchase by the undersigned (the "Purchaser") of securities of the Corporation pursuant to the Subscription Agreement to which this Schedule is attached, the Purchaser or the undersigned on behalf of the Purchaser, as the case may be, certifies that:
Examples of Pro Group in a sentence
The terms of purchase will be determined on an individual order basis based on the prevailing industry conditions and the purchases will be on terms no less favourable than those offered by Vision Pro Group to other third parties.
The Group will purchase optical products from Vision Pro Group typically for cash with payment terms of 30 to 60 days upon receipt of invoice.
The policies and objectives relevant to this proposal are described below: Policy T10: Walking and CyclingIt is a Policy Objective to secure the development of a high quality, fully connected and inclusive walking and cycling network across the County and the integration of walking, cycling and physical activity with placemaking including public realm improvements.
Therefore, Vision Pro Group was a connected person of the Company by virtue of the fact that it was an associate of a connected person of the Company.
Currently, the optical products to be purchased by the Group from Vision Pro Group are not available from other suppliers.
More Definitions of Pro Group
Pro Group means a member (brokerage firm) of the Exchange, an employee, partner, officer, director or an “affiliate” (a company controlling or under common control) of a member of the Exchange or an “associate” (a corporation of which more than 10% of the voting shares are owned or controlled by such person, a partner of such person, a trust or estate of which a substantial beneficial interest is owned by such person or of which such person is a trustee, a spouse or child of such person, or a relative of such person or their spouse living in the same home as such person) of any of the foregoing, as defined in the rules of the Exchange.
Pro Group. Status. The Subscriber either [check appropriate box]: is a member of the “Pro Group” as that term is defined in the TSX Venture Exchange’s (the “Exchange”) Policy 1.1, determined as follows:
(a) subject to subparagraphs (b), (c) and (d), “Pro Group” shall include, either individually or as a group:
(1) the member (i.e. a member of the Exchange under the Exchange requirements);
(2) employees of the member;
(3) partners, officers and directors of the member;
(4) affiliates of the member; and
(5) associates of any parties referred to in subparagraphs (1) through (4);
(b) the Exchange may, in its discretion, include a person or party in the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is not acting at arm’s length of the member;
(c) the Exchange may, in its discretion, exclude a person from the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is acting at arm’s length of the member; and
(d) the member may deem a person who would otherwise be included in the Pro Group pursuant to subparagraph (a) to be excluded from the Pro Group where the member determines that:
(1) the person is an affiliate or associate of the member acting at arm’s length of the member;
(2) the associate or affiliate has a separate corporate and reporting structure;
(3) there are sufficient controls on information flowing between the member and the associate or affiliate; and
(4) the member maintains a list of such excluded persons; or is not a member of the Pro Group. 44195|4977869_1
Pro Group. Status. The Subscriber either [check appropriate box]: ☐ is a member of the "Pro Group" as defined in the Rules of the Exchange, determined as follows:
(a) subject to subparagraphs (b), (c) and (d), "Pro Group" shall include, either individually or as a group:
(1) the member (i.e. a member of the Exchange under the Exchange requirements);
(2) employees of the member;
(3) partners, officers and directors of the member;
(4) affiliates of the member; and
(5) associates of any parties referred to in subparagraphs (1) through (4);
(b) the Exchange may, in its discretion, include a person or party in the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is not acting at arm's length of the member;
(c) the Exchange may, in its discretion, exclude a person from the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is acting at arm's length of the member; and
(d) the member may deem a person who would otherwise be included in the Pro Group pursuant to subparagraph (a) to be excluded from the Pro Group where the member determines that:
(1) the person is an affiliate or associate of the member acting at arm's length of the member;
(2) the associate or affiliate has a separate corporate and reporting structure;
(3) there are sufficient controls on information flowing between the member and the associate or affiliate; and
(4) the member maintains a list of such excluded persons; or ☐ is not a member of the Pro Group. {WLMLAW W0037570.DOC}
Pro Group. Status. The Subscriber either [check appropriate box]: ☐ is a member of the “Pro Group” as defined in the Rules of the Exchange, determined as follows:
(a) subject to subparagraphs (b) and (c), “Pro Group” shall include, either individually or as a group:
(1) the member (i.e. a member of the Exchange under the Exchange requirements);
(2) employees of the member;
(3) partners, officers and directors of the member;
(4) affiliates of the member; and
(5) associates of any parties referred to in subparagraphs (1) through (4);
(b) the Exchange may, in its discretion, include a person or party in or exclude a person from the Pro Group for the purposes of a particular calculation where the Exchange determines, respectively, that the person is not acting at arm’s length or is acting at arm’s length of the member; and
(c) the member may deem a person who would otherwise be included in the Pro Group pursuant to subparagraph (a) to be excluded from the Pro Group where the member determines that:
(1) the person is an affiliate or associate of the member acting at arm’s length of the member;
(2) the associate or affiliate has a separate corporate and reporting structure;
(3) there are sufficient controls on information flowing between the member and the associate or affiliate; and
(4) the member maintains a list of such excluded persons; or ☐ is not a member of the Pro Group.
Pro Group. The Subscriber or the Disclosed Principal, as the case may be, either [CHECK APPROPRIATE ITEM]: is a member of the Pro Group; or is not a member of the Pro Group. “Pro Group” means a member (brokerage firm) of the TSX Venture Exchange (the “TSX-V”), an employee, partner, officer, director or an affiliate (a corporation controlling or under common control) of a member or an associate (a corporation of which more than 10% of the voting securities are owned or controlled by such person, a partner of such person, a trust or estate of which a substantial beneficial interest is owned or of which such person is a trustee, a spouse or child of such person, or a relative of such person or their spouse living in the same home as such person) of any of the foregoing.
Pro Group as defined in the Corporate Finance Manual of the Exchange means:
1. Subject to subparagraphs (2), (3) and (4), "Pro Group" shall include, either individually or as a group:
(a) the member (i.e., a member of the Exchange under the Exchange requirements);
(b) employees of the member;
(c) partners, officers and directors of the member;
(d) affiliates of the member; and
(e) associates of any parties referred to in subparagraphs (a) through (e).
2. The Exchange may, in its discretion, include a person or party in the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is not acting at arm’s length to the member;
3. The Exchange may, in its discretion, exclude a person from the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is acting at arm’s length of the member;
Pro Group as defined in the Corporate Finance Manual of the Exchange means: a) Subject to subparagraphs (b), (c) and (d), "Pro Group" shall include, either individually or as a group: (i) the member (i.e., a member of the Exchange under the Exchange requirements); (ii) employees of the member; (iii) partners, officers and directors of the member; (iv) affiliates of the member; and (v) associates of any parties referred to in subparagraphs (i) through (iv). b) The Exchange may, in its discretion, include a person or party in the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is not acting at arm's length to the member; c) The Exchange may, in its discretion, exclude a person from the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is acting at arm's length of the member; d) The member may deem a person who would otherwise be included in the Pro Group pursuant to subparagraph (a) to be excluded from the Pro Group where the member determines that: (i) the person is an affiliate or associate of the member acting at arm's length of the member; (ii) the associate or affiliate has a separate corporate and reporting structure; (iii) there are sufficient controls on information flowing between the member and the associate or affiliate; and (iv) the member maintains a list of such excluded persons. 4. "Registrant" means a person registered or required to be registered under the Securities Act (British Columbia). KLE\470501\PP-UNITS MAY2014\0178 The person indicated as the subscriber on the front page of this Agreement (the "Subscriber") hereby unconditionally and irrevocably subscribes for and agrees to purchase the securities of the Issuer more particularly described in paragraph 1 below at the Purchase Price set out on the front page of this Agreement, upon and subject to the following terms and conditions: