Receipt of Disclosure Document. The Fund and the Adviser acknowledge receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser’s Form ADV containing certain information concerning the Subadviser and the nature of its business.
Receipt of Disclosure Document. The Trust and the Adviser acknowledge receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part 2A of the Sub-Adviser’s Form ADV containing certain information concerning the Sub-Adviser and the nature of its business.
Receipt of Disclosure Document. The Manager acknowledges that it has received a copy of the Submanager’s disclosure document under Rule 204-3 of the Investment Advisers Act of 1940 at least 48 hours prior to entering into this Agreement.
Receipt of Disclosure Document. By executing this subscription agreement the undersigned acknowledges receipt of a current Prospectus, as supplemented to the date of this Subscription Agreement, in which the terms and conditions of the offering of Common Stock and the risks associated therewith are described.
Receipt of Disclosure Document. The Fund and the Adviser acknowledge receipt of a copy of Part 2 of the Subadviser’s Form ADV containing certain information concerning the Subadviser and the nature of its business prior to or on the date of execution of this Agreement. The Subadviser will, promptly after making any amendment to its Form ADV, furnish a copy of such amendment to the Adviser. On an annual basis and upon request, the Subadviser will provide a copy of its audited financial statements, including balance sheets, for the two most recent fiscal years and, if available, each subsequent fiscal quarter. At the time of providing such information, the Subadviser shall describe any material adverse change in its financial condition since the date of its latest financial statement.
Receipt of Disclosure Document. The Fund acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser's Form ADV containing certain information concerning the Subadviser and the nature of its business. PHOENIX MULTI-PORTFOLIO FUND By: /s/ Xxxxxxx X. Xxxxxxx ------------------------------ Name: Xxxxxxx X. Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ Xxxx X. Xxxxx ------------------------------ Name: Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: ACADIAN ASSET MANAGEMENT, INC. By: /s/ Xxxxxx X. Frashire ---------------------------------------- Name: Xxxxxx X. Frashire Title: President SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied to Xxxxx Brothers Xxxxxxxx & Co. (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade (confirmation received from broker). The necessary information can be sent via facsimile machine to the Custodian and the Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
Receipt of Disclosure Document. By executing this Subscription Agreement, the undersigned acknowledges receipt of a current prospectus, as supplemented to the date of this Subscription Agreement, in which the terms and conditions of the offering and the risks associated therewith are described and understood by the Subscriber.
Receipt of Disclosure Document. The Client hereby acknowledges delivery and receipt of the Advisor’s Disclosure Brochure (Form ADV Part 2A) and applicable Brochure Supplements (Form ADV Part 2B).
Receipt of Disclosure Document. The Fund and the Adviser acknowledge receipt of a copy of Part II of the Subadviser’s Form ADV containing certain information concerning the Subadviser and the nature of its business.
Receipt of Disclosure Document. The Client acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Optimal’s Form ADV Part 2A containing certain information regarding Optimal, the nature of its business, and its investment team. The Client consents to electronic delivery of all future amendments to Form ADV and other disclosure documents.
