Rule 144A Definitive Certificates definition

Rule 144A Definitive Certificates means those Certificates which are offered and sold within the United States to QIBs who are also QPs in reliance on the exemption from registration provided by Rule 144A and for the time being are in substantially the form set out in Part D (Form of Rule 144A Definitive Certificate) of Schedule 1 (Form of Certificates) to the Representative Agreement and includes any replacements issued pursuant to Condition 16 (Replacement of Certificates);
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Rule 144A Definitive Certificates means those Certificates which are offered and sold within the United States to “qualified institutional buyers” (within the meaning of Rule 144A) that are also “qualified purchasers” (within the meaning of U.S. Investment Company Act of 1940, as amended) in reliance on Rule 144A and for the time being are in substantially the form set out in Part D (Form of Rule 144A Definitive Certificate) of Schedule 1 (Form of Certificates) to the Declaration of Trust and includes any replacements issued pursuant to Condition 16 (Replacement of Certificates);
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Rule 144A Definitive Certificates means the Rule 144A Notes in definitive, fully registered form, without coupons, issued in exchange for interests in the Rule 144A Global Certificate and substantially in the form set out in Part B of Schedule 2 (Form of Rule 144A Definitive Certificate) to the Trust Deed;
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Examples of Rule 144A Definitive Certificates in a sentence

  • Whenever any Rule 144A Definitive Certificates are so surrendered for exchange, the Registrar shall promptly authenticate and deliver (directly or through an agent, as the case may be) the relevant Regulation S Definitive Certificate or Certificates in an equal aggregate principal amount in such authorised denominations as requested.


More Definitions of Rule 144A Definitive Certificates

Rule 144A Definitive Certificates means the Notes in definitive, fully registered form, without coupons, substantially in the form set out in Part B of Schedule 2;
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Rule 144A Definitive Certificates means the definitive certificates that may be issued pursuant to the terms of this Trust Deed in reliance of Rule 144A in or substantially in the form set out in part 2 (Form of 144A Definitive Certificate of Class A / Class B / Class C / Class D / Class E / Subordinated Note) of schedule 2 (Form of Rule 144A Notes) and "Rule 144A Definitive Certificate" shall mean any of them, as applicable;
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Rule 144A Definitive Certificates means those Certificates which are offered and sold
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Rule 144A Definitive Certificates means the Class A Rule 144A Definitive Certificates, the Class B Rule 144A Definitive Certificates, the Class C Rule 144A Definitive Certificates, the Class D Rule 144A Definitive Certificates or the Subordinated Rule 144A Definitive Certificates, or (as the context may require) any of them.
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Rule 144A Definitive Certificates means the Senior Rule 144A Definitive Certificates or the Subordinated Rule 144A Definitive Certificates, or (as the context may require) any of them.
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Related to Rule 144A Definitive Certificates

  • Definitive Certificates As defined in Section 5.01(b).

  • Definitive Certificate A Certificate of any Class issued in definitive, fully registered, certificated form.

  • Rule 144A Global Certificates As defined in Section 5.02(c)(ii) of this Agreement.

  • Rule 144A Global Certificate With respect to any Class of Book-Entry Certificates, a single global Certificate, or multiple global Certificates collectively, registered in the name of the Depository or its nominee, in definitive, fully registered form without interest coupons, each of which Certificates bears a Qualified Institutional Buyer CUSIP number and does not bear a Regulation S Legend.

  • Regulation S Global Certificates As defined in Section 5.02(c)(i) of this Agreement.

  • Rule 144A Certificates The Junior Subordinate Certificates.

  • Rule 144A Global Notes has the meaning set forth in Section 2.16.

  • Rule 144A Global Security has the meaning specified in Section 2.1(a) of Appendix A.

  • Regulation S Global Certificate With respect to any Class of Book-Entry Non-Registered Certificates offered and sold outside of the United States in reliance on Regulation S, a single global Certificate, or multiple global Certificates collectively, in definitive, fully registered form without interest coupon, each of which Certificates bears a Regulation S Legend.

  • Global Certificates Any Certificate registered in the name of the Depository or its nominee.

  • Rule 144A Certificate means (i) a certificate substantially in the form of Exhibit F hereto or (ii) a written certification addressed to the Company and the Trustee to the effect that the Person making such certification (x) is acquiring such Note (or beneficial interest) for its own account or one or more accounts with respect to which it exercises sole investment discretion and that it and each such account is a qualified institutional buyer within the meaning of Rule 144A, (y) is aware that the transfer to it or exchange, as applicable, is being made in reliance upon the exemption from the provisions of Section 5 of the Securities Act provided by Rule 144A, and (z) acknowledges that it has received such information regarding the Company as it has requested pursuant to Rule 144A(d)(4) or has determined not to request such information.

  • Definitive Capital Securities Certificates means either or both (as the context requires) of (i) Capital Securities Certificates issued as Book-Entry Capital Securities Certificates as provided in Section 5.11, and (ii) Capital Securities Certificates issued in certificated, fully registered form as provided in Section 5.13.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).

  • Definitive Capital Securities means any Capital Securities in definitive form issued by the Trust.

  • Temporary Regulation S Global Certificate As defined in Section 5.02(c)(i) of this Agreement.

  • Transfer Restricted Definitive Notes means Definitive Notes that bear or are required to bear or are subject to the Restricted Notes Legend.

  • Exchange Certificates Means the pass through certificates substantially in the form of Exhibit A hereto issued in exchange for the Initial Certificates pursuant to the Registration Rights Agreement and authenticated hereunder.

  • Global Certificate Any Private Certificate registered in the name of the Depository or its nominee, beneficial interests in which are reflected on the books of the Depository or on the books of a Person maintaining an account with such Depository (directly or as an indirect participant in accordance with the rules of such depository).

  • Regulation S Global Securities Appendix A

  • Rule 144A Notes means all Notes offered and sold to QIBs in reliance on Rule 144A.

  • Regulation S Permanent Global Security with respect to any series of Securities, means one or more permanent Global Securities bearing the Private Placement Legend, that will be issued in an aggregate amount of denominations equal in total to the outstanding principal amount of the Securities of such series initially sold or, if required by Rule 903 of Regulation S, of the Regulation S Temporary Global Security of such series upon expiration of the Distribution Compliance Period with respect to such series, as the case may be.

  • Restricted Global Certificate Has the meaning specified in Section 3.01(c).

  • Additional Certificates has the meaning specified in Section 8.01(d).

  • 144A Global Security means a permanent Global Security in the form of the Security attached hereto as Exhibit A-1, and that is deposited with and registered in the name of the Depositary, representing Securities sold in reliance on Rule 144A under the Securities Act.