Rule 18f-3 Plan definition

Rule 18f-3 Plan means the plan approved by the Directors and as amended from time to time, in accordance with Rule 18f-3 under the Investment Company Act of 1940, as amended, pursuant to which the Fund may issue multiple classes of shares with varying front-end sales charges, contingent deferred sales charges, distribution fees and service fees.
View Source

Examples of Rule 18f-3 Plan in a sentence

  • Arrange for and monitor, if directed by the appropriate Trust officers, the payment of the Trust’s and each Fund’s or class’ expenses (pursuant to the Trust’s Rule 18f-3 Plan).

  • Core High Yield N/A 0.00% June 30, 2016 Disciplined Value Fund 1.30% (expires 6/30/15) 0.00% June 30, 2016 1 Effective July 1, 2015 (the “Effective Date”) for all Funds in the table below, blue-sky fees and printing and postage fees will be treated as fund level expenses in accordance with the Funds’ Rule 18f-3 Plan.

  • Each party hereto agrees to comply with each provision of the Rule 12b-1 Plan or the Rule 18f-3 Plan (as they may be amended from time to time) that is applicable to that party.

  • The Distribution Services and Investor Services shall not be inconsistent with the services stated in the Plan or any Rule 18f-3 Plan adopted by the Fund pursuant to the Order.

  • Shares of any Series of the Trust may be issued in three classes, each in an unlimited number, which, notwithstanding any provision to the contrary in the Declaration, shall have the relative rights and preferences as between the three classes which shall have been fixed and determined in a multiple class plan heretofore or hereafter adopted by the Trustees pursuant to Rule 18f-3 under the 1940 Act, as amended from time to time in accordance with the 1940 Act (the "Rule 18f-3 Plan").

  • Arrange for and monitor, if directed by the appropriate Trust officers, the payment of the Trust’s and each Portfolio’s or class’ expenses (pursuant to the Trust’s Rule 18f-3 Plan).

  • Arrange for and monitor, if directed by the appropriate Trust officers, the payment of the Trust's and each Fund's or class' expenses (pursuant to the Trust's Rule 18f-3 Plan).

  • Shares of any Series of the Trust may be issued in one or more classes, each in an unlimited number, which, notwithstanding any provision to the contrary in the Declaration, shall have the relative rights and preferences as between any classes which shall have been fixed and determined in a multiple class plan heretofore or hereafter adopted by the Trustees pursuant to Rule 18f-3 under the 1940 Act, as amended from time to time in accordance with the 1940 Act (the "Rule 18f-3 Plan").

  • The Company shall distribute and sell the securities of the Trust Fund at the current sales price thereof, as computed in accordance with the manner set forth in the Registration Statement (including but not limited to any Rule 18f-3 Plan attached as an exhibit to such Registration Statement) and the Prospectus, as such may be amended from time to time.

  • COMPLIANCE WITH PLANS Each party hereto agrees to comply with each provision of the Rule 12b-1 Plan or the Rule 18f-3 Plan (as they may be amended from time to time) that is applicable to that party.

Related to Rule 18f-3 Plan

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 159A “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.

  • Rule 164 “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.