SEC Rules definition

SEC Rules means Rule 204A-1 under the Advisers Act and Rule 17j-1 under the 1940 Act. 3

SEC Rules means the rules, regulations, orders, statements and interpretations published or issued by the SEC, as amended.

SEC Rules. Any rules promulgated by the Commission, and any interpretations thereof by the staff of the Commission.

Examples of SEC Rules in a sentence

• After receipt of the Requisite Stockholder Approval and subject to compliance with applicable law (including, to the extent applicable SEC Rules 13e-3 and 13e-4), notwithstanding the foregoing provisions of this Section 2.8, Parent and the Company (subject to the prior approval by the Special Committee) may elect to cause one or more periods for Rolling Share Elections to be made prior to the Company Effective Time subject to such deadlines and procedures as they determine to be necessary or appropriate.

• Each of JCB, Parent and Xxxxxxx agrees that it will not, without the prior approval of the other party, file any material pursuant to SEC Rules 165 or 425, or issue any press release or written statement for general circulation relating to the transactions contemplated hereby, except as otherwise required by applicable law or regulation.

More Definitions of SEC Rules

SEC Rules means any rule, regulation or interpretation of the SEC or the staff thereof; and

SEC Rules means the rules and regulations imposed by the SEC.

SEC Rules. As defined in Section 6.5.

SEC Rules means the Securities Act of 1933, as amended, the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.

SEC Rules shall have the meaning ascribed to such term in Section 3.1(k).

SEC Rules means any rules, regulations or interpretations of the SEC or the staff thereof. (n) "Subsidiary" or "Subsidiaries" of the Company, the Surviving Corporation, Parent or any other person means an Affiliate controlled by such person, directly or indirectly, through one or more intermediaries. (o) "Tax" or "Taxes" shall mean (A) all federal, state and local and foreign taxes and assessments of any nature whatsoever, based on the laws and regulations in effect from time to time through the Closing Date, including, without limitation, all income, profits, franchise, gross receipts, capital, sales, use, withholding, value added, ad valorem, transfer, employment, social security, disability, occupation, property, severance, production, exercise, environmental and other taxes, duties and other similar governmental charges and assessments imposed by or on behalf of any government or taxing authority, including all interest, penalties and additions imposed with respect to such amounts, and (B) any obligations under any agreements or arrangements with respect to any Taxes described in clause (A) above. 24 31 Section 9.04.

SEC Rules means the Exchange Act and such statutes, rules, regulations, interpretations, releases, orders, determinations, reports, or statements as are administered, enforced, adopted or promulgated by the SEC.