Soft Dollars definition
Soft Dollars means arrangements under which products or services, other than the execution of securities transactions, are obtained from or through a broker in exchange for the direction by the Insurer of transactions to the broker. Soft dollars include research and advisory services, economic and political analyses, portfolio analyses, market analyses, data and quotation services, and computer hardware and software used for and/or in support of the investment process of the Insurer.
Soft Dollars means brokerage transactions and/or payment of a portion of client commissions that BBH directs to specific brokers or dealers or other providers to pay for research or other appropriate services which provide, in BBH’s view, appropriate assistance to BBH in the investment decision-making process.
Soft Dollars means goods, services or other soft dollar benefits, which may include (amongst other things) research and advisory services, economic and political analysis, portfolio analysis (including valuation and performance measurement), market analysis, data and quotation services, computer hardware and software incidental to the above goods and services, clearing and custodian services and investment-related publications;
Examples of Soft Dollars in a sentence
SCHEDULE 3.32 -- ARC Accreditation and Bonding SCHEDULE 5.9 -- Soft Dollars SCHEDULE 5.11 -- Nonoperating Assets STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the "Agreement") is made and entered into as of this 28th day of July, 1998, by and among Navigant International, Inc., a Delaware corporation ("NII"), Professional Travel Corporation ("PTC"), a Colorado corporation and a wholly-owned subsidiary of NII, ▇▇▇▇▇▇▇▇▇ Travel Center, Inc., an Illinois corporation (the "Company"), and ▇▇▇▇▇▇▇ ▇.
To the extent that the Sub-Adviser does use Soft Dollars Arrangements in the future, the Sub-Adviser expects that such use will fall within the safe harbor afforded by Section 28(e).
The amount of monies spent in the SGML as perks such as cars, and such other deductible expenses ("Soft Dollars") shall be limited to no more than $100,000 per year, unless otherwise agreed in writing, to be divided as equally between the Parties as may be equitable and fit.
More Definitions of Soft Dollars
Soft Dollars. Each of the General Partner and the Investment Advisor are entitled to use “soft dollars” generated by the Partnership to pay for certain of its (and its Affiliates) own operating and overhead costs, including payment of all or a portion of the General Partner’s and Investment Advisor’s (and their Affiliates’) costs and expenses of operation such as research and brokerage products and services (including market data terminals, risk management services and order management systems) that fall within Section 28(e) of the Exchange Act, legal and accounting fees, quotation services, periodical subscription fees and all other trading related expenses. Use of “soft dollars” by the General Partner or the Investment Advisor as described herein does not constitute a breach by the General Partner or Investment Advisor of any fiduciary or other duty which the General Partner or Investment Advisor may be deemed to owe to the Partnership or its Partners.
Soft Dollars. A provision of the Proposed Advisory Agreement explicitly allows KeyCorp Advisers to select brokers or dealers who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to KeyCorp Advisers, the Funds and/or the other accounts over which KeyCorp Advisers exercises investment discretion, and provides that KeyCorp Advisers may pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for a Fund which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if KeyCorp Advisers determines in good faith that the total commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer, viewed in terms of either that particular transaction or the overall responsibilities of KeyCorp Advisers with respect to accounts over which it exercises investment discretion. Aggregation of Orders. There is also a clarification of the authority of KeyCorp Advisers to aggregate the securities to be sold or purchased with those of other Funds or its other clients if, in KeyCorp Advisers' reasonable judgment, such aggregation will result in an overall benefit to a Fund, taking into consideration the advantageous selling or purchase price, brokerage commission and other expenses, and trading requirements. 13 18
Soft Dollars means an agreement in which products or services, in addition to the execution of orders, are obtained by a manager or through a brokerage firm in exchange for directing client operation orders to the brokerage firm. Investment managers who receive such products or services generally pay commissions from brokerage firms above those that would be charged solely for execution. Using Soft Dollars to purchase products and services may create a conflict of interest.
Soft Dollars. , means the use of commissions generated by trades to pay for goods and services provided by a brokerage firm.
Soft Dollars means brokerage transactions and/or payment of a portion of client commissions that BBH directs to specific brokers or dealers or other providers to pay for research or other appropriate services which provide, in BBH’s view, appropriate assistance to BBH in the investment decision-making process (including with respect to futures, fixed price offerings and over-the-counter transactions).
Soft Dollars. The Treasury will not engage in soft dollar agreements. Brokerage and transfer fees: Brokerage and other fees associated with the transfer of securities will be paid out of sale prices or included in the price of securities purchased. Notice of Termination: Either party may cancel this agreement after 30 days written notice. Period of Performance: The Treasury will begin management of the funds January 7, 2004. The period of performance for this contract begins January 7, 2004 and ends January 7, 2006. This ADDENDUM, is made and entered into between the Treasury Division, Alaska Department of Revenue {Treasury) who will provide investment management services to the Alaska Student Loan Corporation (Corporation).
Soft Dollars. With respect to the IIF, the use of soft dollar arrangements is discouraged and may only be used with Ford's written approval.