Common use of 金融投资 Clause in Contracts

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 债权投资 — — — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 无形资产 83,529,861.11 83,529,861.11 — 商誉 — — — 递延所得税资产 471,407,645.94 471,407,645.94 — 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 — 应交税费 290,480,671.41 290,480,671.41 — 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 递延所得税负债 — — — 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 22,582,264,411.83 14,888,436,699.97 16,829,375,655.63 债权投资 — — — 3,142,415,024.49 3,218,545,531.53 1,404,303,702.92 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 46,357,166,840.54 46,508,740,839.70 34,234,080,531.24 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 4,266,451,651.91 3,875,215,570.23 3,505,687,724.15 固定资产 1,257,597,784.96 1,257,597,784.96 — 1,178,058,483.69 1,218,787,803.73 1,265,985,188.68 在建工程 90,541,622.23 90,541,622.23 — 144,403,941.91 112,168,488.74 98,535,032.73 使用权资产 — 80,730,855.88 80,730,855.88 137,370,464.30 125,164,790.00 147,132,192.06 无形资产 83,529,861.11 83,529,861.11 — 115,421,992.00 123,328,152.51 101,179,919.70 商誉 — — — 120,876,333.75 120,876,333.75 120,876,333.75 递延所得税资产 471,407,645.94 471,407,645.94 — 540,988,168.31 509,440,057.09 497,170,447.74 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 436,297,881.46 211,701,019.58 88,609,214.99 短期借款 — — — 1,973,334,376.79 1,706,145,700.00 1,351,836,192.00 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 11,635,485,114.72 11,510,084,875.06 10,767,564,274.46 拆入资金 1,580,000,000.00 800,000,000.00 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — 4,348,369,226.95 1,672,248,670.98 521,775,965.52 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 96,014,880.93 - 8,508,601.47 卖出回购金融资产 款 31,227,823,394.14 31,978,514,322.88 26,700,735,354.30 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 25,641,602,651.34 27,330,593,213.74 23,938,578,125.46 代理承销证券款 — — — - - - 应付职工薪酬 231,510,763.29 231,510,763.29 — 271,073,998.84 253,869,546.28 298,774,706.87 应交税费 290,480,671.41 290,480,671.41 — 223,506,181.83 220,938,077.44 518,614,058.67 应付款项 758,012,418.12 758,012,418.12 — 974,403,652.23 2,968,359,232.76 2,081,876,687.49 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 32,403,664.15 13,497,169.81 20,953,021.69 预计负债 - - 35,000,000.00 35,000,000.00 — 长期借款 — — — - - 245,280,000.00 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 19,732,471,246.29 17,753,973,092.11 15,249,467,900.61 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 133,436,868.68 121,173,885.93 140,173,914.69 递延所得税负债 — — — 251,244,263.32 87,934,927.40 241,911,551.42 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 139,621,521.69 105,976,548.91 85,285,166.08 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 4,363,777,891.00 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —17,009,514,353.53 17,009,514,353.53 17,009,412,127.17 其他综合收益 524,876,581.06 98,326,486.29 401,737,348.16 盈余公积 1,916,170,190.40 1,730,093,697.32 1,602,999,237.60

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 13,276,899,868.54 9,746,688,764.18 13,796,196,966.86 债权投资 — — — - - - 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 46,298,587,186.84 46,508,740,839.70 34,234,080,531.24 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 8,031,165,844.91 7,457,600,064.34 7,064,718,370.61 固定资产 1,257,597,784.96 1,257,597,784.96 — 1,153,768,588.56 1,196,239,766.71 1,242,012,579.43 在建工程 90,541,622.23 90,541,622.23 — 143,658,658.89 111,838,300.06 98,535,032.73 使用权资产 — 80,730,855.88 80,730,855.88 65,671,503.44 72,740,231.80 80,130,793.09 无形资产 83,529,861.11 83,529,861.11 — 商誉 — — — 113,161,264.24 120,658,688.07 98,375,820.41 递延所得税资产 471,407,645.94 471,407,645.94 — 453,599,691.28 458,186,103.89 487,520,980.79 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 54,718,623.49 136,275,938.95 63,254,866.29 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 11,755,485,114.72 11,510,084,875.06 10,767,564,274.46 拆入资金 1,580,000,000.00 800,000,000.00 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — 2,120,614,371.38 - - 衍生金融负债 — — — 87,562,655.17 - - 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 29,165,781,826.03 29,984,764,899.57 25,999,824,366.87 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 15,201,013,754.26 16,011,254,945.67 16,199,898,186.01 代理承销证券款 — — — - - 应付职工薪酬 231,510,763.29 231,510,763.29 — 251,742,361.77 237,652,066.16 290,790,031.62 应交税费 290,480,671.41 290,480,671.41 — 163,872,382.30 162,767,053.04 459,227,666.99 应付款项 758,012,418.12 758,012,418.12 — 746,755,265.00 2,921,240,821.79 2,027,727,190.37 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 4,762,264.15 13,497,169.81 20,953,021.69 预计负债 - - 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 19,732,471,246.29 17,753,973,092.11 15,249,467,900.61 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 54,432,957.02 62,104,442.80 67,537,024.93 递延所得税负债 — — — 153,406,299.62 5,576,822.34 154,457,848.10 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 64,337,990.12 41,548,571.64 32,960,654.18 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 4,363,777,891.00 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —17,009,606,857.96 其他综合收益 432,030,249.77 29,542,986.54 470,992,587.85 盈余公积 1,916,170,190.40 1,730,093,697.32 1,602,999,237.60

金融投资. 以公允价值计量且其变动计 入当期损益的金融资产 - - 1,505,367.29 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 2,347,722.47 2,211,782.36 - 债权投资 — — — - 30,677.12 - 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 108,690.81 146,808.23 - 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 346,192.02 321,018.02 297,598.14 固定资产 1,257,597,784.96 1,257,597,784.96 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 15,956.11 16,676.15 15,562.91 无形资产 83,529,861.11 83,529,861.11 — 商誉 — — — 8,655.53 7,405.20 6,500.78 递延所得税资产 471,407,645.94 471,407,645.94 — 19,592.39 13,685.91 19,143.48 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 17,705.42 21,862.90 14,404.75 （接上表） 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 545,544.19 253,896.99 17,607.00 拆入资金 100,000,000.00 100,000,000.00 — 50,032.08 130,583.44 240,000.00 交易性金融负债 644,500.00 644,500.00 — 3,965.96 87.02 - 以公允价值计量且其变动计 入当期损益的金融负债 - - 8,585.12 衍生金融负债 — — — 4,830.50 2,151.91 1,225.84 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 968,359.86 1,031,466.29 1,043,548.31 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 1,490,937.18 1,179,066.31 847,519.37 代理承销证券款 — — — - - - 应付职工薪酬 231,510,763.29 231,510,763.29 — 120,887.74 95,655.12 71,475.63 应交税费 290,480,671.41 290,480,671.41 — 15,292.53 10,089.75 10,210.90 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 34,599.12 32,068.99 31,373.75 应付利息 - - 22,622.43 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 1,696,847.26 1,111,552.16 699,480.00 递延所得税负债 — — — 581.31 784.22 323.50 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 13,266.22 11,955.92 11,938.67 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 310,340.54 310,340.54 310,340.54 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —925,014.34 925,014.34 925,014.34

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 交易性金融资 产 30,478,168,168.09 30,478,168,168.09 债权投资 — — — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — - - - 其他权益工具 投资 2,501,629,458.86 2,501,629,458.86 - 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 6,663,343,910.49 6,663,343,910.49 - 投资性房地产 — — — - - - 固定资产 1,257,597,784.96 1,257,597,784.96 — 249,948,365.01 249,948,365.01 - 项目 2020 年 12 月 31 日 2021 年 1 月 1 日 调整数 在建工程 90,541,622.23 90,541,622.23 — 2,700,119.83 2,700,119.83 - 使用权资产 — 80,730,855.88 80,730,855.88 不适用 359,535,792.78 359,535,792.78 无形资产 83,529,861.11 83,529,861.11 — 89,890,381.47 89,890,381.47 - 商誉 — — — 递延所得税资产 471,407,645.94 471,407,645.94 — - - - 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 158,668,525.81 158,426,782.28 -241,743.53 资产总计 126,833,498,719.61 127,171,791,623.99 338,292,904.38 负债： 短期借款 — — — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — - - - 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — 4,901,701,111.10 4,901,701,111.10 - 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — 6,283,784.90 6,283,784.90 - 卖出回购金融资产 款 19,805,165,238.61 19,805,165,238.61 - 应付职工薪酬 231,510,763.29 231,510,763.29 — 2,090,418,972.42 2,090,418,972.42 - 应交税费 290,480,671.41 290,480,671.41 — 572,909,058.57 572,909,058.57 - 应付款项 758,012,418.12 758,012,418.12 — 181,799,054.98 181,799,054.98 - 合同负债 6,207,547.17 6,207,547.17 — 13,343,416.63 13,343,416.63 - 持有待售负债 — — — - - - 预计负债 35,000,000.00 35,000,000.00 — 500.00 148,119.05 147,619.05 长期借款 — — — - - - 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 37,546,945,982.25 37,546,945,982.25 - 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 递延所得税负债 — — — 不适用 338,145,285.33 338,145,285.33 其他负债 38,389,887.76 38,389,887.76 — 所有者权益18,417,184.74 18,417,184.74 - 负债合计 98,715,989,198.33 99,054,282,102.71 338,292,904.38 股东权益： 股本 4,363,777,891.00 4,363,777,891.00 — 5,529,623,307.00 5,529,623,307.00 - 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —926,445,167.14 926,445,167.14 -

金融投资. 以公允价值计量且其变动计入当期损益的金融资产 - - 1,536,956.14 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 2,390,413.37 2,341,192.30 - 债权投资 — — — 9,884.63 44,523.09 - 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 108,810.81 146,928.23 - 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 182,149.20 156,975.20 133,555.31 固定资产 1,257,597,784.96 1,257,597,784.96 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 16,564.95 17,298.26 16,237.57 无形资产 83,529,861.11 83,529,861.11 — 8,841.60 7,632.96 6,647.54 商誉 — — — 1,130.26 1,130.26 1,130.26 递延所得税资产 471,407,645.94 471,407,645.94 — 22,892.72 16,034.51 20,486.20 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 89,145.80 58,205.54 17,298.90 （接上表） 短期借款 — — — 11,904.04 - - 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 545,544.19 253,896.99 17,607.00 拆入资金 100,000,000.00 100,000,000.00 — 50,032.08 130,583.44 240,000.00 以公允价值计量且其变动计入当期损益的金融负债 - - 8,585.12 交易性金融负债 644,500.00 644,500.00 — 3,965.96 87.02 - 衍生金融负债 — — — 4,830.50 2,151.91 1,225.84 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 968,359.86 1,031,466.29 1,043,548.31 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 1,877,061.42 1,465,943.79 1,005,321.90 代理承销证券款 — — — - - - 应付职工薪酬 231,510,763.29 231,510,763.29 — 126,866.94 99,672.02 74,520.77 应交税费 290,480,671.41 290,480,671.41 — 17,505.04 11,149.09 10,717.36 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 34,599.12 32,068.99 31,373.75 应付利息 - - 22,622.43 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 1,696,847.26 1,111,552.16 699,480.00 递延所得税负债 — — — 1,719.41 955.44 323.50 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 29,395.00 34,812.95 18,307.76 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 310,340.54 310,340.54 310,340.54 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —922,008.22 922,008.22 922,017.20

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 16,464,138,564.50 16,464,138,564.50 — 债权投资 — — 812,103,966.68 812,103,966.68 — 其他债权投资 22,653,807,194.83 22,653,807,194.83 20,366,722,184.90 20,366,722,184.90 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 2,822,644,857.25 2,822,644,857.25 — 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 1,289,468,790.23 1,289,468,790.23 — 在建工程 90,541,622.23 90,541,622.23 79,130,833.26 79,130,833.26 — 使用权资产 — 80,730,855.88 80,730,855.88 — — 无形资产 83,529,861.11 83,529,861.11 48,736,655.14 48,736,655.14 — 商誉 — — 120,876,333.75 120,876,333.75 — 递延所得税资产 471,407,645.94 471,407,645.94 328,697,366.58 328,659,866.58 -37,500.00 其他资产 162,495,662.96 162,495,662.96 — 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — 1,088,103,966.00 1,088,103,966.00 — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 4,486,718,063.51 4,486,718,063.51 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 7,799,193,518.65 7,799,193,518.65 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 16,568,082,481.32 16,568,082,481.32 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 172,099,114.24 172,099,114.24 — 应交税费 290,480,671.41 290,480,671.41 188,700,795.93 188,700,795.93 — 应付款项 758,012,418.12 758,012,418.12 419,184,788.70 417,297,996.25 -1,886,792.45（注2 合同负债 — 合同负债 6,207,547.17 6,207,547.17 — 8,781,132.07 8,781,132.07（注2） 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 长期借款 447,890,000.00 447,890,000.00 — 应付债券 12,204,209,178.84 12,204,209,178.84 12,202,694,751.11 12,202,694,751.11 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 — — 递延收益 — — — 递延所得税负债 — — 60,084,972.69 60,084,972.69 — 其他负债 38,389,887.76 38,389,887.76 70,117,312.16 70,117,312.16 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 3,365,447,047.00 3,365,447,047.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 12,610,173,775.88 12,610,173,775.88 — 减：库存股 — — —— 其他综合收益 219,422,736.96 219,422,736.96 — 盈余公积 1,336,639,334.32 1,335,661,150.36 -978,183.96 一般风险准备 2,737,808,876.53 2,735,852,508.61 -1,956,367.92 未分配利润 4,565,132,948.64 4,558,285,660.90 -6,847,287.74

金融投资. 交易性金融资产 13,276,899,868.54 9,746,688,764. 18 13,796,196,966.86 7,021,121,027.40 7,021,121,027.40 — 债权投资 — — — - - - - 其他债权投资 52,664,370,346.58 46,508,740,839.70 34,234,080,531.24 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 长期股权投资 8,001,598,566.51 7,457,600,064.34 7,064,718,370.61 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 固定资产 1,160,274,876.78 1,196,239,766.71 1,242,012,579.43 1,257,597,784.96 1,257,597,784.96 — 在建工程 137,620,371.96 111,838,300.06 98,535,032.73 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 62,675,063.73 72,740,231.80 80,130,793.09 - 无形资产 100,098,310.61 120,658,688.07 98,375,820.41 83,529,861.11 83,529,861.11 — 商誉 — — — 递延所得税资产 530,440,459.03 458,186,103.89 487,520,980.79 471,407,645.94 471,407,645.94 — 其他资产 40,057,939.17 136,275,938.95 63,254,866.29 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 应付短期融资款 15,390,689,593.65 11,510,084,875.06 10,767,564,274.46 6,291,137,602.74 6,291,137,602.74 — 拆入资金 710,000,000.00 800,000,000.00 100,000,000.00 100,000,000.00 — 交易性金融负债 - - - 644,500.00 644,500.00 — 衍生金融负债 — — — 卖出回购金融资产款 - - - - 卖出回购金融资产 款 33,842,812,031.20 29,984,764,899.57 25,999,824,366.87 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,384,555,119.29 16,011,254,945.67 16,199,898,186.01 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — - - - - 应付职工薪酬 594,591,252.35 237,652,066. 16 290,790,031.62 231,510,763.29 231,510,763.29 — 应交税费 194,407,106.35 162,767,053.04 459,227,666.99 290,480,671.41 290,480,671.41 — 应付款项 820,644,846.46 2,921,240,821.79 2,027,727,190.37 758,012,418.12 758,012,418.12 — 合同负债 17,082,498.25 13,497,169.81 20,953,021.69 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 - - 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 18,100,239,520.26 17,753,973,092. 11 15,249,467,900.61 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 54,281,575.90 62,104,442.80 67,537,024.93 不适用 递延所得税负债 — — — 137,349,870.54 5,576,822.34 154,457,848.10 - 其他负债 99,508,218.68 41,548,571.64 32,960,654.18 38,389,887.76 38,389,887.76 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 4,363,777,891.00 4,363,777,891.00 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —17,009,606,857.96 17,009,606,857.96 其他综合收益 348,315,959.17 29,542,986.54 470,992,587.85 17,780,000.55 盈余公积 1,729,827,802.59 1,730,093,697.32 1,602,999,237.60 1,453,381,958.87

金融投资. 以公允价值计量且其变 动计入当期损益的金融资产 - - 1,985,294.67 37.06 1,846,450.74 35.85 1,481,227.68 26.17 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 2,245,021.94 39.58 - - - - - - 债权投资 — — — 148,079.86 2.61 - - - - - - 可供出售金融资产 - - 765,853.08 14.30 586,187.78 11.38 962,703.33 17.01 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 100,238.70 1.77 - - - - - - 其他权益工具投资 — — — 376,888.26 6.64 - - - - - - 持有至到期投资 - - 143,858.81 2.69 - - - - 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 64,483.38 1.14 62,664.32 1.17 59,466.70 1.15 116,093.63 2.05 投资性房地产 — — — 15,978.78 0.28 16,292.66 0.30 14,548.29 0.28 12,944.71 0.23 固定资产 1,257,597,784.96 1,257,597,784.96 — 11,602.21 0.20 12,170.94 0.23 16,425.43 0.32 18,850.53 0.33 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 32,825.22 0.58 24,801.21 0.46 14,392.72 0.28 3,970.46 0.07 无形资产 83,529,861.11 83,529,861.11 — 59,115.31 1.04 59,467.99 1.11 61,428.76 1.19 61,706.95 1.09 商誉 — — — 3,067.99 0.05 3,067.99 0.06 3,067.99 0.06 3,301.70 0.06 递延所得税资产 471,407,645.94 471,407,645.94 — 15,614.26 0.28 4,799.29 0.09 5,271.89 0.10 3,043.67 0.05 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 — 应交税费 290,480,671.41 290,480,671.41 — 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 递延所得税负债 — — — 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —394,961.21 6.96 280,756.46 5.24 382,089.49 7.42 510,511.47 9.02 公司资产由客户资产和自有资产组成。客户资产包括客户存款、客户备付金。报告期各期末，客户资产分别为 490,114.46 万元、622,584.02 万元、550,301.99万元和 670,819.97 万元，占各期末公司总资产规模的比例分别为 8.66%、12.09%、 10.27%和 11.83%。客户资产规模的变动一方面受证券市场波动的影响，另一方面与证券市场投资品种日益丰富有关。 报告期各期末公司自有资产规模分别为 5,170,951.05 万元、4,527,203.14 万元、4,806,304.59 万元和 5,001,630.04 万元。公司自有资产以公司持有的各类金融资产、融出资金以及公司货币资金为主，固定资产等长期资产占比较低，整体资产流动性强，符合行业经营特点。报告期各期末公司买入返售金融资产、金融投资、融出资金、公司自有货币资金及结算备付金占各期末公司自有资产规模的比例分别为 82.82%、84.55%、84.71%和 82.22%。

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 6,803,782,764.94 6,803,782,764.94 — 债权投资 — — — 其他债权投资 22,653,807,194.83 22,653,807,194.83 20,366,722,184.90 20,366,722,184.90 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 6,207,936,393.04 6,207,936,393.04 — 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 1,279,267,816.86 1,279,267,816.86 — 在建工程 90,541,622.23 90,541,622.23 79,130,833.26 79,130,833.26 — 使用权资产 — 80,730,855.88 80,730,855.88 — — 无形资产 83,529,861.11 83,529,861.11 44,916,986.17 44,916,986.17 — 商誉 — — — 递延所得税资产 471,407,645.94 471,407,645.94 317,159,685.74 317,122,185.74 -37,500.00 其他资产 106,270,134.53 106,270,134.53 — 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 4,486,718,063.51 4,486,718,063.51 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — — — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 14,043,560,931.50 14,043,560,931.50 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 11,865,971,940.96 11,865,971,940.96 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 167,293,187.35 167,293,187.35 — 应交税费 290,480,671.41 290,480,671.41 169,501,803.38 169,501,803.38 — 应付款项 758,012,418.12 758,012,418.12 72,885,287.17 70,998,494.72 -1,886,792.45（注2 合同负债 — 合同负债 6,207,547.17 6,207,547.17 — 8,781,132.07 8,781,132.07（注2 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — — — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 12,202,694,751.11 12,202,694,751.11 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 — — 递延收益 — — — 递延所得税负债 — — 26,603,793.30 26,603,793.30 — 其他负债 38,389,887.76 38,389,887.76 39,231,351.82 39,231,351.82 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 3,365,447,047.00 3,365,447,047.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 12,610,368,506.67 12,610,368,506.67 — 减：库存股 — — —— 其他综合收益 151,963,528.20 151,963,528.20 — 盈余公积 1,336,639,334.32 1,335,661,150.36 -978,183.96 一般风险准备 2,647,653,348.73 2,645,696,980.81 -1,956,367.92 未分配利润 3,263,352,995.02 3,256,505,707.28 -6,847,287.74 各项目调整情况说明：

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 19,643,572,993.06 14,888,436,699.97 16,829,375,655.63 11,989,743,400.44 债权投资 — — — 3,764,311,894.47 3,218,545,531.53 1,404,303,702.92 578,298,027.06 其他债权投资 52,723,565,473.70 46,508,740,839.70 34,234,080,531.24 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 4,178,456,068.06 3,875,215,570.23 3,505,687,724.15 3,456,305,609.02 固定资产 1,257,597,784.96 1,257,597,784.96 — 1,180,871,628.43 1,218,787,803.73 1,265,985,188.68 1,277,282,619.88 在建工程 137,950,560.64 112,168,488.74 98,535,032.73 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 123,481,406.47 125,164,790.00 147,132,192.06 - 无形资产 83,529,861.11 83,529,861.11 — 102,784,969.92 123,328,152.51 101,179,919.70 86,827,450.75 商誉 — — — 120,876,333.75 120,876,333.75 120,876,333.75 120,876,333.75 递延所得税资产 471,407,645.94 471,407,645.94 — 597,334,762.43 509,440,057.09 497,170,447.74 482,723,138.39 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 298,580,139.25 211,701,019.58 88,609,214.99 169,603,739.29 短期借款 — — — 1,994,097,164.85 1,706,145,700.00 1,351,836,192.00 1,341,035,510.40 应付短期融资款 15,390,689,593.65 11,510,084,875.06 10,767,564,274.46 6,291,137,602.74 6,291,137,602.74 — 拆入资金 710,000,000.00 800,000,000.00 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — 1,630,170,897.50 1,672,248,670.98 521,775,965.52 2,890,482,394.42 衍生金融负债 — — — - - 8,508,601.47 - 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 35,833,377,704.75 31,978,514,322.88 26,700,735,354.30 14,519,596,559.13 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 24,319,903,248.09 27,330,593,213.74 23,938,578,125.46 20,452,517,212.50 代理承销证券款 — — — - - - - 应付职工薪酬 231,510,763.29 231,510,763.29 — 618,000,532.53 253,869,546.28 298,774,706.87 234,294,833.68 应交税费 290,480,671.41 290,480,671.41 — 244,237,135.86 220,938,077.44 518,614,058.67 325,052,408.91 应付款项 758,012,418.12 758,012,418.12 — 1,453,177,728.98 2,968,359,232.76 2,081,876,687.49 1,131,670,210.23 合同负债 56,319,187.16 13,497,169.81 20,953,021.69 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 - - 35,000,000.00 35,000,000.00 — 长期借款 — — — - - 245,280,000.00 - 应付债券 18,100,239,520.26 17,753,973,092.11 15,249,467,900.61 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 121,642,601.15 121,173,885.93 140,173,914.69 - 递延所得税负债 — — — 214,893,529.84 87,934,927.40 241,911,551.42 75,475,373.49 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 171,178,103.08 105,976,548.91 85,285,166.08 78,590,867.99 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 4,363,777,891.00 4,363,777,891.00 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —17,009,514,353.53 17,009,514,353.53 17,009,412,127.17 17,009,412,127.17

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 11,989,743,400.44 11,989,743,400.44 — 债权投资 — — 578,298,027.06 578,298,027.06 — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 3,456,305,609.02 3,456,238,035.17 -67,573.85 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 1,277,282,619.88 1,277,282,619.88 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 155,335,991.71 155,335,991.71 无形资产 83,529,861.11 83,529,861.11 86,827,450.75 86,827,450.75 — 商誉 — — 120,876,333.75 120,876,333.75 — 递延所得税资产 471,407,645.94 471,407,645.94 482,723,138.39 482,723,138.39 — 其他资产 107,851,873.95 93,447,298.15 169,603,739.29 155,199,163.49 -14,404,575.80 负债： 短期借款 — — 1,341,035,510.40 1,341,035,510.40 — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 2,890,482,394.42 2,890,482,394.42 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 14,519,596,559.13 14,519,596,559.13 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 20,452,517,212.50 20,452,517,212.50 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 234,294,833.68 234,294,833.68 — 应交税费 290,480,671.41 290,480,671.41 325,052,408.91 325,052,408.91 — 应付款项 758,012,418.12 758,012,418.12 1,131,670,210.23 1,131,670,210.23 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 149,598,846.69 149,598,846.69 递延收益 — — — 递延所得税负债 — — 75,475,373.49 75,475,373.49 — 其他负债 38,389,887.76 38,389,887.76 78,590,867.99 78,590,867.99 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 17,009,412,127.17 17,009,412,127.17 — 减：库存股 — — —

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 2,595,329.97 2,813,684.45 2,334,189.20 2,786,238.85 3,349,773.95 债权投资 — — — - - - - - 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 4,795,284.41 5,247,212.13 5,047,462.76 3,877,536.69 1,660,000.38 其他权益工具投资 — — — 5,971.68 5,971.68 5,998.68 6,098.68 252,255.77 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 180,730.23 183,195.96 137,104.78 106,372.21 129,492.29 投资性房地产 — — — 10.79 11.10 11.71 12.99 - 固定资产 1,257,597,784.96 1,257,597,784.96 — 107,921.57 104,023.96 105,351.58 108,393.78 26,330. 29 在建工程 90,541,622.23 90,541,622.23 — 5,483.25 8,265.20 5,021.56 4,337.37 270.01 使用权资产 — 80,730,855.88 80,730,855.88 36,845.12 38,109.52 41,994.96 46,170.91 不适用 无形资产 83,529,861.11 83,529,861.11 — 8,409.50 8,838.66 9,190.66 10,067.12 10,465.71 商誉 — — — 5,929.69 5,929.69 5,929.69 6,573.21 7,176.70 递延所得税资产 471,407,645.94 471,407,645.94 — 94,583.44 68,313.54 80,473.76 79,686.62 74,077.91 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 16,851.85 19,607.64 45,642.00 10,580.66 21,876.33 资产总计 15,971,272.63 17,179,669.57 15,898,537.46 15,966,545.86 13,440,961.3 6 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 415,919.56 321,665.12 380,343.84 516,578.15 500,085.70 拆入资金 100,000,000.00 100,000,000.00 — 761,383.45 822,214.47 1,038,285.41 698,194.82 490,170.11 交易性金融负债 644,500.00 644,500.00 — 114,746.38 69,427.05 186,430.97 3,101.38 7,893.78 衍生金融负债 — — — 17,149.01 14,382.44 13,981.43 3,418.59 1,482.9 2 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 2,816,457.97 3,054,075.05 2,019,200.02 2,664,365.89 2,008,506.24 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 3,969,701.91 4,497,077.90 4,094,587.28 4,214,588.81 3,313,142.68 代理承销证券款 — — — - 9,000.00 3,300.00 - - 项目 2023-09-30 2023-06-30 2022-12-31 2021-12-31 2020-12-31 应付职工薪酬 231,510,763.29 231,510,763.29 — 275,063.51 260,417.08 305,331.41 306,875.15 251,066 .58 应交税费 290,480,671.41 290,480,671.41 — 21,253.71 16,087.34 25,904.49 49,083.62 70,933.60 应付款项 758,012,418.12 758,012,418.12 — 425,257.07 434,812.16 380,360.89 182,145.20 46,265.98 合同负债 6,207,547.17 6,207,547.17 — 8,406.75 11,205.31 3,917.98 4,134.86 3,607.26 持有待售负债 — — — - - - - - 预计负债 35,000,000.00 35,000,000.00 — 94.76 105.46 173.87 14.76 0.05 长期借款 — — — - - - - - 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 递延所得税负债 — — — 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —3,613,530.67 4,050,195.08 4,241,065.99 4,087,136.55 3,755,939.47

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 11,989,743,400.44 11,989,743,400.44 — 债权投资 — — 578,298,027.06 578,298,027.06 — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 3,456,305,609.02 3,456,238,035.17 -67,573.85 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 1,277,282,619.88 1,277,282,619.88 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 155,335,991.71 155,335,991.71 无形资产 83,529,861.11 83,529,861.11 86,827,450.75 86,827,450.75 — 商誉 — — 120,876,333.75 120,876,333.75 — 递延所得税资产 471,407,645.94 471,407,645.94 482,723,138.39 482,723,138.39 — 其他资产 107,851,873.95 93,447,298.15 169,603,739.29 155,199,163.49 -14,404,575.80 负债： 短期借款 — — 1,341,035,510.40 1,341,035,510.40 — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 2,890,482,394.42 2,890,482,394.42 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 14,519,596,559.13 14,519,596,559.13 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 20,452,517,212.50 20,452,517,212.50 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 234,294,833.68 234,294,833.68 — 应交税费 290,480,671.41 290,480,671.41 325,052,408.91 325,052,408.91 — 应付款项 758,012,418.12 758,012,418.12 1,131,670,210.23 1,131,670,210.23 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 149,598,846.69 149,598,846.69 递延收益 — — — 递延所得税负债 — — 75,475,373.49 75,475,373.49 — 其他负债 38,389,887.76 38,389,887.76 78,590,867.99 78,590,867.99 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 17,009,412,127.17 17,009,412,127.17 — 减：库存股 — — —