Common use of 金融投资 Clause in Contracts

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 债权投资 — — — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 无形资产 83,529,861.11 83,529,861.11 — 商誉 — — — 递延所得税资产 471,407,645.94 471,407,645.94 — 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 — 应交税费 290,480,671.41 290,480,671.41 — 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 递延所得税负债 — — — 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 交易性金融资 产 30,478,168,168.09 30,478,168,168.09 债权投资 — — — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — - - - 其他权益工具 投资 2,501,629,458.86 2,501,629,458.86 - 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 6,663,343,910.49 6,663,343,910.49 - 投资性房地产 — — — - - - 固定资产 1,257,597,784.96 1,257,597,784.96 — 249,948,365.01 249,948,365.01 - 项目 2020 年 12 月 31 日 2021 年 1 月 1 日 调整数 在建工程 90,541,622.23 90,541,622.23 — 2,700,119.83 2,700,119.83 - 使用权资产 — 80,730,855.88 80,730,855.88 不适用 359,535,792.78 359,535,792.78 无形资产 83,529,861.11 83,529,861.11 — 89,890,381.47 89,890,381.47 - 商誉 — — — 递延所得税资产 471,407,645.94 471,407,645.94 — - - - 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 158,668,525.81 158,426,782.28 -241,743.53 资产总计 126,833,498,719.61 127,171,791,623.99 338,292,904.38 负债： 短期借款 — — — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — - - - 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — 4,901,701,111.10 4,901,701,111.10 - 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — 6,283,784.90 6,283,784.90 - 卖出回购金融资产 款 19,805,165,238.61 19,805,165,238.61 - 应付职工薪酬 231,510,763.29 231,510,763.29 — 2,090,418,972.42 2,090,418,972.42 - 应交税费 290,480,671.41 290,480,671.41 — 572,909,058.57 572,909,058.57 - 应付款项 758,012,418.12 758,012,418.12 — 181,799,054.98 181,799,054.98 - 合同负债 6,207,547.17 6,207,547.17 — 13,343,416.63 13,343,416.63 - 持有待售负债 — — — - - - 预计负债 35,000,000.00 35,000,000.00 — 500.00 148,119.05 147,619.05 长期借款 — — — - - - 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 37,546,945,982.25 37,546,945,982.25 - 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 递延所得税负债 — — — 不适用 338,145,285.33 338,145,285.33 其他负债 38,389,887.76 38,389,887.76 — 所有者权益18,417,184.74 18,417,184.74 - 负债合计 98,715,989,198.33 99,054,282,102.71 338,292,904.38 股东权益： 股本 4,363,777,891.00 4,363,777,891.00 — 5,529,623,307.00 5,529,623,307.00 - 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —926,445,167.14 926,445,167.14 -

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 6,803,782,764.94 6,803,782,764.94 — 债权投资 — — — 其他债权投资 22,653,807,194.83 22,653,807,194.83 20,366,722,184.90 20,366,722,184.90 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 6,207,936,393.04 6,207,936,393.04 — 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 1,279,267,816.86 1,279,267,816.86 — 在建工程 90,541,622.23 90,541,622.23 79,130,833.26 79,130,833.26 — 使用权资产 — 80,730,855.88 80,730,855.88 — — 无形资产 83,529,861.11 83,529,861.11 44,916,986.17 44,916,986.17 — 商誉 — — — 递延所得税资产 471,407,645.94 471,407,645.94 317,159,685.74 317,122,185.74 -37,500.00 其他资产 106,270,134.53 106,270,134.53 — 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 4,486,718,063.51 4,486,718,063.51 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 — — — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 14,043,560,931.50 14,043,560,931.50 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 11,865,971,940.96 11,865,971,940.96 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 167,293,187.35 167,293,187.35 — 应交税费 290,480,671.41 290,480,671.41 169,501,803.38 169,501,803.38 — 应付款项 758,012,418.12 758,012,418.12 72,885,287.17 70,998,494.72 -1,886,792.45（注2 合同负债 — 合同负债 6,207,547.17 6,207,547.17 — 8,781,132.07 8,781,132.07（注2 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — — — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 12,202,694,751.11 12,202,694,751.11 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 — — 递延收益 — — — 递延所得税负债 — — 26,603,793.30 26,603,793.30 — 其他负债 38,389,887.76 38,389,887.76 39,231,351.82 39,231,351.82 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 3,365,447,047.00 3,365,447,047.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 12,610,368,506.67 12,610,368,506.67 — 减：库存股 — — —— 其他综合收益 151,963,528.20 151,963,528.20 — 盈余公积 1,336,639,334.32 1,335,661,150.36 -978,183.96 一般风险准备 2,647,653,348.73 2,645,696,980.81 -1,956,367.92 未分配利润 3,263,352,995.02 3,256,505,707.28 -6,847,287.74 各项目调整情况说明：

金融投资. 以公允价值计量且其 变动计入当期损益的金融资产 1,042,316.84 - -1,042,316.84 - - 1,042,316.84 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — - 3,231,235.72 3,175,128.73 56,106.99 3,231,235.72 债权投资 — — — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — - 61,755.28 60,391.90 1,363.38 61,755.28 可供出售金融资产 1,936,547.05 - -1,936,547.05 - -1,936,547.05 其他权益工具投资 — — — - 34,594.97 34,594.97 - 34,594.97 持有至到期投资 107,029.59 - -107,029.59 - -107,029.59 长期应收款 3,512,878.84 3,500,856.38 -32,934.51 20,912.05 -12,022.45 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 150,468.46 149,225.58 -1,242.87 - -1,242.87 投资性房地产 — — — 4,794.84 4,794.84 - - - 固定资产 1,257,597,784.96 1,257,597,784.96 — 26,145.42 26,145.42 - - - 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 9,090.55 9,090.55 - - - 无形资产 83,529,861.11 83,529,861.11 — 商誉 — — — 8,151.07 8,151.07 - - - 递延所得税资产 471,407,645.94 471,407,645.94 — 40,597.71 60,583.76 19,986.04 - 19,986.04 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 154,869.60 92,567.84 -62,314.35 12.59 -62,301.76 资产总计 9,690,138.95 9,605,555.87 -66,272.49 -18,310.59 -84,583.08 负债： - - - - - 短期借款 — — — 459,679.00 460,572.89 - 893.89 893.89 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 490,278.46 499,040.95 - 8,762.49 8,762.49 拆入资金 100,000,000.00 100,000,000.00 — 130,000.00 131,109.92 - 1,109.92 1,109.92 交易性金融负债 644,500.00 644,500.00 — - 262,776.74 257,879.00 4,897.74 262,776.74 以公允价值计量且其 变动计入当期损益的金融负债 257,879.00 - -257,879.00 - -257,879.00 衍生金融负债 — — — 272.76 272.76 - - - 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 922,081.33 923,356.78 - 1,275.45 1,275.45 项目 2018 年 12 月 31 日 2019 年 1 月 1 日 调整数 保险合同准备金 14,678.41 14,678.41 - - - 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — 730,570.81 730,612.45 - 41.64 41.64 应付职工薪酬 231,510,763.29 231,510,763.29 — 56,167.38 56,167.38 - - - 应交税费 290,480,671.41 290,480,671.41 — 33,753.36 33,463.49 -289.87 - -289.87 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 51,706.34 51,706.34 - - - 预收款项 54,937.94 54,937.94 - - - 应付利息 75,450.68 - - -75,450.68 -75,450.68 预计负债 35,000,000.00 35,000,000.00 — 2,633.13 2,633.13 - - - 长期借款 — — — 1,898,465.94 1,905,179.23 - 6,713.28 6,713.28 长期应付款 315,415.97 316,190.97 - 775.00 775.00 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 1,853,375.13 1,885,430.11 - 32,054.98 32,054.98 递延所得税负债 — — — 3,798.31 4,086.64 288.33 - 288.33 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —364,707.85 360,151.29 -5,172.26 615.70 -4,556.56 负债合计 7,715,851.80 7,692,367.41 -5,173.80 -18,310.59 -23,484.39

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 16,464,138,564.50 16,464,138,564.50 — 债权投资 — — 812,103,966.68 812,103,966.68 — 其他债权投资 22,653,807,194.83 22,653,807,194.83 20,366,722,184.90 20,366,722,184.90 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 2,822,644,857.25 2,822,644,857.25 — 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 1,289,468,790.23 1,289,468,790.23 — 在建工程 90,541,622.23 90,541,622.23 79,130,833.26 79,130,833.26 — 使用权资产 — 80,730,855.88 80,730,855.88 — — 无形资产 83,529,861.11 83,529,861.11 48,736,655.14 48,736,655.14 — 商誉 — — 120,876,333.75 120,876,333.75 — 递延所得税资产 471,407,645.94 471,407,645.94 328,697,366.58 328,659,866.58 -37,500.00 其他资产 162,495,662.96 162,495,662.96 — 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — 1,088,103,966.00 1,088,103,966.00 — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 4,486,718,063.51 4,486,718,063.51 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 7,799,193,518.65 7,799,193,518.65 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 16,568,082,481.32 16,568,082,481.32 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 172,099,114.24 172,099,114.24 — 应交税费 290,480,671.41 290,480,671.41 188,700,795.93 188,700,795.93 — 应付款项 758,012,418.12 758,012,418.12 419,184,788.70 417,297,996.25 -1,886,792.45（注2 合同负债 — 合同负债 6,207,547.17 6,207,547.17 — 8,781,132.07 8,781,132.07（注2） 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 长期借款 447,890,000.00 447,890,000.00 — 应付债券 12,204,209,178.84 12,204,209,178.84 12,202,694,751.11 12,202,694,751.11 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 — — 递延收益 — — — 递延所得税负债 — — 60,084,972.69 60,084,972.69 — 其他负债 38,389,887.76 38,389,887.76 70,117,312.16 70,117,312.16 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 3,365,447,047.00 3,365,447,047.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 12,610,173,775.88 12,610,173,775.88 — 减：库存股 — — —— 其他综合收益 219,422,736.96 219,422,736.96 — 盈余公积 1,336,639,334.32 1,335,661,150.36 -978,183.96 一般风险准备 2,737,808,876.53 2,735,852,508.61 -1,956,367.92 未分配利润 4,565,132,948.64 4,558,285,660.90 -6,847,287.74

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 11,989,743,400.44 11,989,743,400.44 — 债权投资 — — 578,298,027.06 578,298,027.06 — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 3,456,305,609.02 3,456,238,035.17 -67,573.85 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 1,277,282,619.88 1,277,282,619.88 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 155,335,991.71 155,335,991.71 无形资产 83,529,861.11 83,529,861.11 86,827,450.75 86,827,450.75 — 商誉 — — 120,876,333.75 120,876,333.75 — 递延所得税资产 471,407,645.94 471,407,645.94 482,723,138.39 482,723,138.39 — 其他资产 107,851,873.95 93,447,298.15 169,603,739.29 155,199,163.49 -14,404,575.80 负债： 短期借款 — — 1,341,035,510.40 1,341,035,510.40 — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 2,890,482,394.42 2,890,482,394.42 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 14,519,596,559.13 14,519,596,559.13 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 20,452,517,212.50 20,452,517,212.50 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 234,294,833.68 234,294,833.68 — 应交税费 290,480,671.41 290,480,671.41 325,052,408.91 325,052,408.91 — 应付款项 758,012,418.12 758,012,418.12 1,131,670,210.23 1,131,670,210.23 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 149,598,846.69 149,598,846.69 递延收益 — — — 递延所得税负债 — — 75,475,373.49 75,475,373.49 — 其他负债 38,389,887.76 38,389,887.76 78,590,867.99 78,590,867.99 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 17,009,412,127.17 17,009,412,127.17 — 减：库存股 — — —

金融投资. 交易性金融资产 7,021,121,027.40 7,021,121,027.40 11,989,743,400.44 11,989,743,400.44 — 债权投资 — — 578,298,027.06 578,298,027.06 — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 3,456,305,609.02 3,456,238,035.17 -67,573.85 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 1,277,282,619.88 1,277,282,619.88 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 155,335,991.71 155,335,991.71 无形资产 83,529,861.11 83,529,861.11 86,827,450.75 86,827,450.75 — 商誉 — — 120,876,333.75 120,876,333.75 — 递延所得税资产 471,407,645.94 471,407,645.94 482,723,138.39 482,723,138.39 — 其他资产 107,851,873.95 93,447,298.15 169,603,739.29 155,199,163.49 -14,404,575.80 负债： 短期借款 — — 1,341,035,510.40 1,341,035,510.40 — 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 拆入资金 100,000,000.00 100,000,000.00 — 交易性金融负债 644,500.00 644,500.00 2,890,482,394.42 2,890,482,394.42 — 衍生金融负债 — — — 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 14,519,596,559.13 14,519,596,559.13 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 20,452,517,212.50 20,452,517,212.50 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 234,294,833.68 234,294,833.68 — 应交税费 290,480,671.41 290,480,671.41 325,052,408.91 325,052,408.91 — 应付款项 758,012,418.12 758,012,418.12 1,131,670,210.23 1,131,670,210.23 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 149,598,846.69 149,598,846.69 递延收益 — — — 递延所得税负债 — — 75,475,373.49 75,475,373.49 — 其他负债 38,389,887.76 38,389,887.76 78,590,867.99 78,590,867.99 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 17,009,412,127.17 17,009,412,127.17 — 减：库存股 — — —

金融投资. 以公允价值计量且其变动计入当期损益的金融资产 - - 1,536,956.14 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 2,390,413.37 2,341,192.30 - 债权投资 — — — 9,884.63 44,523.09 - 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 108,810.81 146,928.23 - 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 182,149.20 156,975.20 133,555.31 固定资产 1,257,597,784.96 1,257,597,784.96 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 16,564.95 17,298.26 16,237.57 无形资产 83,529,861.11 83,529,861.11 — 8,841.60 7,632.96 6,647.54 商誉 — — — 1,130.26 1,130.26 1,130.26 递延所得税资产 471,407,645.94 471,407,645.94 — 22,892.72 16,034.51 20,486.20 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 89,145.80 58,205.54 17,298.90 （接上表） 短期借款 — — — 11,904.04 - - 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 545,544.19 253,896.99 17,607.00 拆入资金 100,000,000.00 100,000,000.00 — 50,032.08 130,583.44 240,000.00 以公允价值计量且其变动计入当期损益的金融负债 - - 8,585.12 交易性金融负债 644,500.00 644,500.00 — 3,965.96 87.02 - 衍生金融负债 — — — 4,830.50 2,151.91 1,225.84 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 968,359.86 1,031,466.29 1,043,548.31 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 1,877,061.42 1,465,943.79 1,005,321.90 代理承销证券款 — — — - - - 应付职工薪酬 231,510,763.29 231,510,763.29 — 126,866.94 99,672.02 74,520.77 应交税费 290,480,671.41 290,480,671.41 — 17,505.04 11,149.09 10,717.36 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 34,599.12 32,068.99 31,373.75 应付利息 - - 22,622.43 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 1,696,847.26 1,111,552.16 699,480.00 递延所得税负债 — — — 1,719.41 955.44 323.50 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 29,395.00 34,812.95 18,307.76 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 310,340.54 310,340.54 310,340.54 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —922,008.22 922,008.22 922,017.20

金融投资. 以公允价值计量且其变动计入当期损益的金融资产 1,042,316.84 - -1,042,316.84 - - 1,042,316.84 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — - 3,231,235.72 3,175,128.73 56,106.99 3,231,235.72 债权投资 — — — 其他债权投资 22,653,807,194.83 22,653,807,194.83 — - 61,755.28 60,391.90 1,363.38 61,755.28 可供出售金融资产 1,936,547.05 - -1,936,547.05 - - 1,936,547.05 其他权益工具投资 — — — - 34,594.97 34,594.97 - 34,594.97 持有至到期投资 107,029.59 - -107,029.59 - -107,029.59 长期应收款 3,512,878.84 3,500,856.38 -32,934.51 20,912.05 -12,022.45 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 150,468.46 149,225.58 -1,242.87 - -1,242.87 投资性房地产 — — — 4,794.84 4,794.84 - - - 固定资产 1,257,597,784.96 1,257,597,784.96 — 26,145.42 26,145.42 - - - 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 9,090.55 9,090.55 - - - 无形资产 83,529,861.11 83,529,861.11 — 商誉 — — — 8,151.07 8,151.07 - - - 递延所得税资产 471,407,645.94 471,407,645.94 — 40,597.71 60,583.76 19,986.04 - 19,986.04 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 154,869.60 92,567.84 -62,314.35 12.59 -62,301.76 项目 2018 年 12 月 31 日 2019 年 1 月 1 日 调整数 资产总计 9,690,138.95 9,605,555.87 -66,272.49 -18,310.59 -84,583.08 负债： - - - - - 短期借款 — — — 459,679.00 460,572.89 - 893.89 893.89 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 490,278.46 499,040.95 - 8,762.49 8,762.49 拆入资金 100,000,000.00 100,000,000.00 — 130,000.00 131,109.92 - 1,109.92 1,109.92 交易性金融负债 644,500.00 644,500.00 — - 262,776.74 257,879.00 4,897.74 262,776.74 以公允价值计量且其变动计入当期损益的金融负债 257,879.00 - -257,879.00 - -257,879.00 衍生金融负债 — — — 272.76 272.76 - - - 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 922,081.33 923,356.78 - 1,275.45 1,275.45 保险合同准备金 14,678.41 14,678.41 - - - 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — 730,570.81 730,612.45 - 41.64 41.64 应付职工薪酬 231,510,763.29 231,510,763.29 — 56,167.38 56,167.38 - - - 应交税费 290,480,671.41 290,480,671.41 — 33,753.36 33,463.49 -289.87 - -289.87 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 51,706.34 51,706.34 - - - 预收款项 54,937.94 54,937.94 - - - 应付利息 75,450.68 - - -75,450.68 -75,450.68 预计负债 35,000,000.00 35,000,000.00 — 2,633.13 2,633.13 - - - 长期借款 — — — 1,898,465.94 1,905,179.23 - 6,713.28 6,713.28 长期应付款 315,415.97 316,190.97 - 775.00 775.00 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 1,853,375.13 1,885,430.11 - 32,054.98 32,054.98 递延所得税负债 — — — 3,798.31 4,086.64 288.33 - 288.33 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —364,707.85 360,151.29 -5,172.26 615.70 -4,556.56 负债合计 7,715,851.80 7,692,367.41 -5,173.80 -18,310.59 -23,484.39

金融投资. 以公允价值计量且其变 动计入当期损益的金融资产 1,717,007.47 不适用 -1,717,007.47 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 不适用 1,264,096.28 1,264,096.28 债权投资 — — — 不适用 62,228.54 62,228.54 可供出售金融资产 485,824.50 不适用 -485,824.50 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 不适用 895,838.98 895,838.98 其他权益工具投资 — — — 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 固定资产 1,257,597,784.96 1,257,597,784.96 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 无形资产 83,529,861.11 83,529,861.11 — 商誉 — — — 不适用 19,068.42 19,068.42 递延所得税资产 471,407,645.94 471,407,645.94 — 19,229.91 24,249.89 5,019.98 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 9,100.14 9,313.68 213.54 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 拆入资金 100,000,000.00 100,000,000.00 — 68,707.30 69,422.25 714.95 以公允价值计量且其变动 计入当期损益的金融负债 423,810.86 不适用 -423,810.86 交易性金融负债 644,500.00 644,500.00 — 衍生金融负债 — — — 不适用 424,996.05 424,996.05 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 代理承销证券款 — — — 应付职工薪酬 231,510,763.29 231,510,763.29 — 应交税费 290,480,671.41 290,480,671.41 — 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 1,323,536.26 1,324,909.35 1,373.09 应付利息 11,263.21 不适用 -11,263.21 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 457,438.03 465,428.01 7,989.98 递延所得税负债 — — — 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —9,347.83 12,752.77 3,404.94

金融投资. 以公允价值计量且其变动计 入当期损益的金融资产 - - 1,505,367.29 交易性金融资产 7,021,121,027.40 7,021,121,027.40 — 2,347,722.47 2,211,782.36 - 债权投资 — — — - 30,677.12 - 其他债权投资 22,653,807,194.83 22,653,807,194.83 — 其他权益工具投资 — — — 108,690.81 146,808.23 - 长期股权投资 6,745,879,014.70 6,745,811,440.85 -67,573.85 投资性房地产 — — — 346,192.02 321,018.02 297,598.14 固定资产 1,257,597,784.96 1,257,597,784.96 — 在建工程 90,541,622.23 90,541,622.23 — 使用权资产 — 80,730,855.88 80,730,855.88 15,956.11 16,676.15 15,562.91 无形资产 83,529,861.11 83,529,861.11 — 商誉 — — — 8,655.53 7,405.20 6,500.78 递延所得税资产 471,407,645.94 471,407,645.94 — 19,592.39 13,685.91 19,143.48 其他资产 107,851,873.95 93,447,298.15 -14,404,575.80 负债： 短期借款 — — — 17,705.42 21,862.90 14,404.75 （接上表） 应付短期融资款 6,291,137,602.74 6,291,137,602.74 — 545,544.19 253,896.99 17,607.00 拆入资金 100,000,000.00 100,000,000.00 — 50,032.08 130,583.44 240,000.00 交易性金融负债 644,500.00 644,500.00 — 3,965.96 87.02 - 以公允价值计量且其变动计 入当期损益的金融负债 - - 8,585.12 衍生金融负债 — — — 4,830.50 2,151.91 1,225.84 卖出回购金融资产款 14,368,086,794.20 14,368,086,794.20 — 968,359.86 1,031,466.29 1,043,548.31 代理买卖证券款 14,782,324,559.33 14,782,324,559.33 — 1,490,937.18 1,179,066.31 847,519.37 代理承销证券款 — — — - - - 应付职工薪酬 231,510,763.29 231,510,763.29 — 120,887.74 95,655.12 71,475.63 应交税费 290,480,671.41 290,480,671.41 — 15,292.53 10,089.75 10,210.90 应付款项 758,012,418.12 758,012,418.12 — 合同负债 6,207,547.17 6,207,547.17 — 持有待售负债 — — — 预计负债 35,000,000.00 35,000,000.00 — 长期借款 — — — 34,599.12 32,068.99 31,373.75 应付利息 - - 22,622.43 应付债券 12,204,209,178.84 12,204,209,178.84 — 其中：优先股 — — — 永续债 — — — 租赁负债 — 69,651,820.78 69,651,820.78 递延收益 — — — 1,696,847.26 1,111,552.16 699,480.00 递延所得税负债 — — — 581.31 784.22 323.50 其他负债 38,389,887.76 38,389,887.76 — 所有者权益： 13,266.22 11,955.92 11,938.67 股本 4,363,777,891.00 4,363,777,891.00 — 其他权益工具 — — — 其中：优先股 — — — 永续债 — — — 310,340.54 310,340.54 310,340.54 资本公积 17,009,606,857.96 17,009,606,857.96 — 减：库存股 — — —925,014.34 925,014.34 925,014.34