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Communications with Regulators Sample Clauses

Communications with Regulators. DPUI shall notify Alleghany promptly of any communications that DPUI or any member of the DPUI Group may have or receive from time to time with or from any regulators, including the SEC, any self-regulatory organization with appropriate jurisdiction, NYSE Arca and any state insurance regulators, in connection with any compliance, regulatory or accounting matters; provided that DPUI shall not be required to provide notification of routine communications with or from state insurance regulators in the ordinary course of business. Without limitation of the foregoing, DPUI shall promptly provide Alleghany with copies of any written correspondence with regulators, provided that DPUI shall not be required to provide copies of routine correspondence with state insurance regulators in the ordinary course of business.
Communications with Regulators. Xxxxxx Mind shall notify the Institution as soon as reasonably practicable upon receiving any notice, complaint or communication from any regulatory, supervisory, or government body which relates to the processing of the Institution Personal Information and co-operate with and provide commercially reasonable assistance to the Institution in connection with such notice, complaint, or communication.
Communications with Regulators. Any Party may disclose the existence or terms of this Agreement and the identity of the other Parties thereto to the Securities and Exchange Commission and any SRO of which it is a member, to which it has applied for membership or to which it is otherwise subject to jurisdiction, provided that such Party shall have used its commercially reasonable efforts to seek, to the greatest extent possible, any confidential treatment that may be available.
Communications with Regulators. Each Party hereto shall, immediately upon its receipt, send to the other Party all communications or copies of communications received from insurance departments or other regulatory authorities, including complaints, related to the business written pursuant to this Agreement. General Agent shall cooperate with Company in responding to such communications and shall provide the detail information necessary for Company to respond to such communications in a complete and timely manner. Company, not General Agent, shall correspond directly with the regulatory authorities regarding such communications.
Communications with Regulators. (a) With respect to the transactions contemplated by this Agreement and the Related Agreements, but except with respect to the IRS, each of Parent and the Company on the one hand, and each of the Purchaser and RTZA, on the other hand, shall notify the other parties promptly of the receipt by it of any comments from the SEC, the NYSE or any other governmental or regulatory authority (other than the IRS) or their respective staffs and of any request by the SEC, the NYSE or any other governmental or regulatory authority (other than the IRS) for amendments or supplements to any filings made by or on behalf of it or for additional information and will supply the other parties with copies of all correspondence between it and its representatives, on the one hand, and the SEC, the NYSE or any other governmental or regulatory authority (other than the IRS) or the members of their respective staffs or any other governmental officials (other than the IRS), on the other hand, with respect to any filings made by or on behalf of it. (b) Each of Parent and the Company (i) shall notify RTZA promptly of the receipt by Parent or the Company of any comments from the IRS or its staff regarding the Spin-Off and of any request by the IRS for amendments or supplements to the Spin-Off Private Letter Ruling or for additional information, (ii) shall supply RTZA with draft copies of all written correspondence from it or its representatives in sufficient time so as to give RTZA and its representatives an opportunity to comment on such correspondence, shall consider all such comments in good faith and, in particular, shall not make any representations about RTZ or its Affiliates without RTZ's written consent, (iii) shall supply RTZA with copies of all correspondence between it and its representatives, on the one hand, and the IRS or the members of its staff or any other governmental officials, on the other hand, with respect to the Spin-Off Private Letter Ruling, and (iv) shall advise RTZA of any proposed meetings (including telephonic conferences) with the IRS in advance thereof and permit, to the extent practicable, determined in Parent's or the Company's good faith judgment, as the case may be, a representative of RTZA to attend such meetings (including telephonic conferences) and to participate therein to the extent such meetings discuss RTZ or any of its Affiliates; provided, however, to the extent that it is not practicable for RTZA to attend any such meetings, Parent or Company...
Communications with Regulators. If a party (the Receiving Party), or any other member of its Group, receives any complaint, notice or communication from a Regulator which relates directly or indirectly to the other party’s (or any other member of its Group): (i) processing of the Shared Data; or (ii) actual or potential failure to comply with Data Protection Laws, the Receiving Party shall, or shall procure that the relevant other member of its Group shall, immediately forward the complaint, notice or communication to the other party and provide the other party with reasonable co-operation and assistance in relation to the same.
Communications with RegulatorsSubject to PrimePay complying with its obligations under this DPA, Customer shall be responsible for all communications with Regulators that relate to Consumer Personal Information, in accordance with Applicable Privacy Laws.

Related to Communications with Regulators

  • Communications with Regulatory Authorities During the Collaboration Term, Xencor shall provide MorphoSys with reasonable advance notice of any meeting or substantive telephone conference with any Regulatory Authority relating to any Licensed Antibody and/or Licensed Product. MorphoSys shall have the right to attend and observe (but not participate actively in) any material meeting or material conference call with any Regulatory Authority regarding any of MorphoSys (or its Affiliate’s or Sublicensee’s) Licensed Antibody and/or Licensed Products. In addition, Xencor shall promptly furnish to MorphoSys copies of all correspondence that Xencor (or its Affiliate) receives from, or submits to, any Regulatory Authority (including contact reports concerning conversations or substantive meetings) relating to any Licensed Antibody and/or Licensed Product. Xencor shall also provide to MorphoSys any meeting minutes that reflect material communications with any Regulatory Authority regarding a Licensed Antibody and/or Licensed Product. Subject to the provisions of Section 2.2(c)(ii), MorphoSys shall provide in its MorphoSys Annual Development Reports to Xencor, and through JDC discussion, information regarding its (or its Affiliate’s or, to the extent permitted by the Sublicense, Sublicensee’s) interactions with Regulatory Authorities with respect to all Licensed Antibodies and/or Licensed Products in its respective Territory. In addition, to the extent permitted by law and subject to Section 3.6, Xencor may participate in communications and meetings with any Regulatory Authority to the extent the name and/or then-current Xencor logo is used on the drug product label and such labeling is being discussed in such communication or meeting. Notwithstanding MorphoSys’ obligations under this Article 3, MorphoSys shall not be required to share with Xencor any information which MorphoSys is not permitted to share with Xencor under the applicable laws or regulations of the Securities & Exchange Commission or other regulatory body of the US or elsewhere.

  • Communications with Shareholders Any notices, reports, statements, or communications with Shareholders of any kind required under this Declaration, including any such communications with Shareholders or their counsel or other representatives required under Section 9.8 hereof, or otherwise made by the Trust or its agents on behalf of the Trust shall be governed by the provisions pertaining thereto in the Bylaws.

  • Communications with Accountants Each of the Borrowers authorizes the Administrative Agent and, if accompanied by the Administrative Agent, the Lenders to communicate directly with the Accountants and authorizes the Accountants to disclose to the Administrative Agent and the Lenders any and all financial statements and other supporting financial documents and schedules including copies of any management letter with respect to the business, financial condition and other affairs of such Borrower or any of its Subsidiaries. At the request of the Administrative Agent, such Borrower shall deliver a letter addressed to the Accountants instructing them to comply with the provisions of this §8.9.2.

  • Communications with Rating Agencies The parties hereto (other than the Seller and its Affiliates but excluding the Issuing Entity) agree that any notices or requests to, or any other written communications with, any of the Rating Agencies, or any of their respective officers, directors or employees, to be given or provided to such Rating Agencies pursuant to, in connection with or related, directly or indirectly, to the Basic Documents, the Collateral or the Notes, shall be in each case either (i) furnished to the Seller who shall forward such communication to the Rating Agencies pursuant to Section 10.18 of the Sale and Servicing Agreement; or (ii) furnished directly to the Rating Agencies with a prior copy to the Seller. In either case, the parties hereto (other than the Seller and its Affiliates but excluding the Issuing Entity) further agree to provide such notices, requests and communications or copies thereof, as applicable, to the Seller at least one Business Day prior to the date when such notices, requests and communications are required to be delivered (or are in fact delivered, whichever is earlier) to the Rating Agencies pursuant to the Basic Documents. So long as any Notes are Outstanding, each party hereto (other than the Seller and its Affiliates but excluding the Issuing Entity) agrees that neither it nor any party on its behalf shall engage in any oral communications with respect to the transactions contemplated hereby, under the Basic Documents or in any way relating to the Notes with any Rating Agency or any of their respective officers, directors or employees, without the participation of the Seller.

  • Transactions with Insiders So long as the Note is outstanding, the Company shall not, and shall cause each of its subsidiaries not to, enter into, amend, modify or supplement, or permit any subsidiary to enter into, amend, modify or supplement any agreement, transaction, commitment, or arrangement relating to the sale, transfer or assignment of any of the Company’s tangible or intangible assets with any of its Insiders (as defined below)(or any persons who were Insiders at any time during the previous two (2) years), or any Affiliates (as defined below) thereof, or with any individual related by blood, marriage, or adoption to any such individual. Affiliate for purposes of this Section 9(r) means, with respect to any person or entity, another person or entity that, directly or indirectly, (i) has a ten percent (10%) or more equity interest in that person or entity, (ii) has ten percent (10%) or more common ownership with that person or entity, (iii) controls that person or entity, or (iv) shares common control with that person or entity. “Control” or “Controls” for purposes hereof means that a person or entity has the power, direct or indirect, to conduct or govern the policies of another person or entity. For purposes hereof, “Insiders” shall mean any officer, director or manager of the Company, including but not limited to the Company’s president, chief executive officer, chief financial officer and chief operations officer, and any of their affiliates or family members.

  • Relations with Governments The COMPANY has not made, offered or agreed to offer anything of value to any governmental official, political party or candidate for government office nor has it otherwise taken any action which would cause the COMPANY to be in violation of the Foreign Corrupt Practices Act of 1977, as amended, or any law of similar effect.

  • Transactions with Related Persons Directly or indirectly enter into any transaction with or for the benefit of a Related Person on terms more favorable to the Related Person than would have been obtainable in an “arms’ length” dealing.

  • Transactions with Related Parties Enter into or be a party to any transaction or arrangement, including, without limitation, the purchase, sale lease or exchange of property or the rendering of any service, with any Related Party, except in the ordinary course of and pursuant to the reasonable requirements of the Borrower's or the applicable Subsidiary's business and upon fair and reasonable terms no less favorable to the Borrower or such Subsidiary than would obtain in a comparable arm's-length transaction with a Person not a Related Party.

  • Transactions with Interested Persons Unless prohibited by the charter ------------------------------------ documents of any Member and unless entered into in bad faith, no contract or transaction between the Company and one or more of its Managers or Members, or between the Company and any other corporation, partnership, association or other organization in which one or more of its Managers or Members have a financial interest or are directors, partners, Managers or officers, shall be voidable solely for this reason or solely because such Manager or Member was present or participated in the authorization of such contract or transaction if: (a) the material facts as to the relationship or interest of such Manager or Member and as to the contract or transaction were disclosed or known to the other Managers (if any) or Members and the contract or transaction was authorized by the disinterested Managers (if any) or Members; or (b) the contract or transaction was fair to the Company as of the time it was authorized, approved or ratified by the disinterested Managers (if any) or Members; and no Manager or Member interested in such contract or transaction, because of such interest, shall be considered to be in breach of this Agreement or liable to the Company, any Manager or Member, or any other person or organization for any loss or expense incurred by reason of such contract or transaction or shall be accountable for any gain or profit realized from such contract or transaction.

  • Transactions with Certain Persons Except as set forth on Schedule --------------------------------- 5.22, no officer, director or employee of the Company, nor any member of any such person's immediate family, is presently a party to any transaction with the Company, including without limitation, any contract, agreement or other arrangement(1) providing for the furnishing of services by, (2) providing for the rental of real or personal property from, or (3) otherwise requiring payments to (other than for services as officers, directors or employees of the Company ) any such person or corporation, partnership, trust or other entity in which any such person has an interest as a shareholder, officer, director, trustee or partner.