Compliance framework Sample Clauses

Compliance framework. ‌ This section will describe when reporting agents are not compliant and what implications this has. The reporting agent is responsible for all of the data they submitted, or should have submitted to DNB. All data that DNB receives via other sources, like the counterparty reference data of Dutch counterparties from the national statistics institute CBS, is not the responsibility of the reporting agent. Any question that DNB has on data received from the reporting agent is for the reporting agent to answer. Questions on data received from other sources are the responsibility of those sources and are not the responsibility of the reporting agent.
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Compliance framework. This section will describe when reporting agents are not compliant and what implications this has, based on the ECB guidelines. This section will be elaborated once these guidelines are available from the ECB. The reporting agent is responsible for all of the data they submitted, or should have submitted to DNB. All data that DNB receives via other sources, like the counterparty reference data of Dutch counterparties from the national statistics institute CBS, is not the responsibility of the reporting agent. Any question that either DNB or ECB has on data received from the reporting agent is for the reporting agent to answer. Questions on data received from other sources are the responsibility of those sources and are not the responsibility of the reporting agent.
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Compliance framework. The compliance framework is described in detail in the DGS policyrules of DNB.
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Compliance framework. 3.1 A failure of the CSA to meet the standards set out in sections 2.1, 2.2, 2.3 and 2.7 of this Schedule will result in progressive enforcement actions.
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Compliance framework. ComSuper acknowledges that in delivering administration services to ARIA as Trustee of the PSSap, PSS and CSS schemes it is responsible for ensuring that those services are delivered within the compliance framework on which ARIA’s APRA and AFS licenses rely. In this regard ComSuper will ensure that there are appropriate controls in place to deliver on the range of compliance obligations for which it has responsibility.
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Compliance framework. Innovate does not provide compliance certification for any portion of the Customer Configuration. Innovate makes no representation or warranty as to the compliance readiness of any portion of the Customer Configuration. Customer understands and agrees that compliance readiness is a system wide endeavor and the compliance readiness of a Deployment can fail if a single aspect of the Customer Configuration is not compliant. Should Customer require a HIPAA or PCI compliant Deployment, Innovate will work with Customer to architect a Deployment utilizing compliance ready elements. Should Customer require a Deployment that incorporates elements for any other compliance framework, Customer will need to engage the Innovate Professional Services or Innovate Managed Security teams.
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Compliance framework. Innovate does not provide compliance certification for any portion of the Customer Configuration. Innovate makes no representation or warranty as to the compliance readiness of any portion of the Customer Configuration. Customer understands and agrees that compliance readiness is a system wide endeavor, and the compliance readiness of any target the Third Party Cloud environment can fail if a single aspect of the Customer Configuration is not compliant. Should Customer require the Third Party Cloud environment to be HIPAA or PCI compliant, Innovate will work with Customer to design an Enhancement utilizing compliance ready elements. Should Customer require an Enhancement that adheres to elements of any other compliance framework, Customer will need to engage the Innovate Professional Services or Innovate Managed Security teams.
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Compliance framework 
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Related to Compliance framework

  • Compliance Reporting a. Provide reports to the Securities and Exchange Commission, the National Association of Securities Dealers and the States in which the Fund is registered.

  • Requirement to Utilize HUB Compliance Reporting System Pursuant to Texas Administrative Code, Title 34, Part 1, Sections 20.285(f) and 20.287(b), TFC administers monthly administration HSP-PAR compliance monitoring through its HUB Compliance Reporting System commonly known as B2G. PSP and PSP’s subcontractors/subconsultants shall submit required PAR information into the B2G system. Any delay in the timely submission of PAR information into the B2G system will be treated as an invoicing error subject to dispute under Texas Government Code Section 2251.042.

  • Compliance Plan (1) This paragraph (h) applies to any portion of the contract that—

  • Compliance Program The Company has established and administers a compliance program applicable to the Company, to assist the Company and the directors, officers and employees of the Company in complying with applicable regulatory guidelines (including, without limitation, those administered by the FDA, the EMA, and any other foreign, federal, state or local governmental or regulatory authority performing functions similar to those performed by the FDA or EMA); except where such noncompliance would not reasonably be expected to have a Material Adverse Effect.

  • Compliance Requirements K. If using volunteers as provided for in this Contract during FY19, which encompasses the Contract term of July 1, 2019 to June 30, 2020, then the Grantee must either:

  • Compliance Audit LEA shall have the right but shall be under no obligation to conduct audit(s), from time to time, of Provider’s records concerning its compliance obligations as set forth in this Article V. Provider shall make such records and other documents available to LEA upon request.

  • Financial Viability and Regulatory Compliance 4.6.1 The Contractor warrants and represents that its corporate entity is in good standing with all applicable federal, state, and local licensing authorities and that it possesses all requisite licenses to perform the services required by this contract. The Contractor further warrants and represents that it owes no outstanding delinquent federal, state, or local taxes or business assessments.

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