Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees that it will comply with all applicable rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Adviser in performance of its duties hereunder (herein called the "Rules"). The Sub-Adviser will treat confidentially and as proprietary information of the Trust all records and information relative to the Trust and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Investment Adviser and the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when required to divulge such information by duly constituted authorities, or when so requested by the Trust.
(b) The Sub-Adviser is not authorized by the Trust or the Investment Adviser to take any action, including the purchase or sale of securities for the account of the Portfolio, (a) in contravention of (i) any investment restrictions set forth-in the 1940 Act and the rules thereunder; (ii) specific written instructions adopted by the Trustees or the Investment Adviser and communicated to the Sub-Adviser; or (iii) the investment objectives, policies, and restrictions of the Portfolio as set forth in the Trust's registration statement as amended from time to time, or (b) which would have the effect of causing the Trust to fail to qualify or to cease to qualify as a regulated investment company under the Internal Revenue Code of 1986, as amended, or any succeeding statute.
(c) The Sub-Adviser agrees with respect to the services provided to the Portfolio that it:
(i) will conform with all applicable rules and regulations of the Securities and Exchange Commission ("SEC");
(ii) will not purchase shares of the Portfolio for its own investment account; and
(iii) will immediately notify the Trust and the Investment Adviser of the occurrence of any event which would disqualify the Sub-Adviser from serving as investment adviser of an investment company.
Compliance with Laws; Confidentiality. The Sub-Advisor agrees that it will comply with all applicable rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Advisor in performance of its duties hereunder (herein called the "Rules"). The Sub-Advisor will treat confidentially and as proprietary information of the Fund all records and information relative to the Fund, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Fund, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Advisor may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Fund.
Compliance with Laws; Confidentiality. The Sub-Advisor agrees that it will comply with all applicable Rules and Regulations of all Federal regulatory agencies having jurisdiction over the Sub-Advisor in the performance of its duties hereunder (herein called the "Rules"). The Sub- Advisor will treat confidentially and as proprietary information of the Company all records and other information relative to the Company and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Company, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Advisor may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Company.
Compliance with Laws; Confidentiality. Both ICC and Participant, and their agents and employees, will comply with the federal and state laws and regulations applicable to this Agreement, including without limitation, laws on the use and disclosure of Data, the security and privacy of Data, Patient consent or authorization for the use and transfer of Data and requirements for Data Exchange (Applicable Laws), if any. Participants will assure that their Authorized Users comply with all Applicable Laws.
Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees that it will comply with all applicable federal laws, rules and regulations, including the 1940 Act, and all applicable laws, rules and regulations of the State of North Carolina, in performance of its duties hereunder (herein called the “Rules,” and each a “Rule”). To the extent that the applicable laws of the State of North Carolina conflict with the applicable provisions of the 1940 Act, the latter shall control.
(b) The Sub-Adviser will treat confidentially and as proprietary information of the Fund all records and information relative to the Fund and prior, present or potential limited partners or general partners, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Fund, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Fund.
Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees that it will comply with all applicable laws, rules and regulations of the State of North Carolina in performance of its duties hereunder (herein called the "Rules," and each a "Rule").
(b) The Sub-Adviser will treat confidentially and as proprietary information of the Fund all records and information relative to the Fund and prior, present or potential limited partners or general partners, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Fund, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Fund.
Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees that it will comply with all applicable laws, rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Adviser in performance of its duties hereunder (herein called the "Rules," and each a "Rule").
(b) The Sub-Adviser will treat confidentially and as proprietary information of the Fund all records and information relative to the Fund and prior, present or potential limited partners or general partners, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Fund, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Fund.
Compliance with Laws; Confidentiality. 6.1. Each of XXXX-CT and Participant shall comply, and shall ensure that its respective agents and employees comply, with all applicable federal, state and local laws and regulations, including without limitation those governing the use, privacy and security of Data, Healthcare Consumer consent for the use and transfer of Data and requirements for Data Exchanges. Each of XXXX-CT and Participant shall maintain, and shall ensure that its respective agents and employees maintain, the confidentiality of Data as required by all applicable federal, state and local laws and regulations. XXXX-CT’s use of Data will be subject to this Agreement and the BAA.
6.2. Each of the parties (a) acknowledges that in receiving, storing, processing, or otherwise dealing with any information from a Data Supplier which operates a drug and alcohol rehabilitation program (the “Program”) about the Healthcare Consumers in the Program, it is fully bound by the provisions of the federal regulations governing Confidentiality of Alcohol and Drug Abuse Patient Records, 42 C.F.R. Part 2, and (b) undertakes to resist in judicial proceedings any effort to obtain access to information to any such Healthcare Consumers otherwise than as expressly provided for in the federal confidentiality regulations, 42 C.F.R. Part 2.
Compliance with Laws; Confidentiality. The Sub-Advisor agrees that it will comply with all applicable rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Advisor in performance of its duties hereunder (herein called the "Rules"). The Sub-Advisor will treat confidentially and as proprietary information of the Fund all records and information relative to the Fund, and will not
Compliance with Laws; Confidentiality. Both HIE and Participant, and their agents and employees, will comply with the federal and state laws and regulations applicable to this Agreement, including without limitation, laws on the use, security and privacy of Data, Patient consent for the use and transfer of Data and requirements for Data Exchanges. HIE and Participant, and their agents and employees, will maintain the confidentiality of Data as required by state and federal law. HIE's use of Data will be subject to this Agreement and the Business Associate Agreement set forth in Exhibit F.
