CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval. 10.2 This Agreement may not be assigned without the approval of the Trust. 10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- Name: Douglas L. Anderson Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- Name: David K. Downes Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001 1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period. 2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will bill, and the Fund will pay, such compensation monthly. 3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows: A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------ 1. Dividend Payment $0.25 2. New Account $6.00 3. Purchase: a. Wire $8.00 b. Automated $1.50 c. Other $2.60 4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50 7. Exchanges a. Dividend Exchanges $3.00 b. Other $10.00 4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx. 5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Equity Funds Iv)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By:____________________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY INCOME FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By:____________________________________ Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY INCOME FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Corporate Bond Fund Delaware Growth Delchester Fund Delaware Extended Duration Bond Fund Delaware High-Yield Opportunities Fund Delaware Strategic Income Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY INCOME FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By:_______________________________ By:_______________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Income Funds)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By:____________________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY FUNDS IV TAX-FREE MONEY FUND for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By:____________________________________ Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV TAX-FREE MONEY FUND SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19__, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Tax-Free Money Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV III for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx ------------------------------- --------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19__, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Tax Free Money Fund Inc /)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- NameATTEST: Douglas L. Anderson _________________ By: ________________________________________ Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP POOLED TRUST, INC. for THE AGGRESSIVE GROWTH PORTFOLIO THE DEFENSIVE EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- NamePORTFOLIO THE DEFENSIVE EQUITY SMALL/MID-CAP PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE LIMITED-TERM MATURITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO ATTEST: David K. Downes _________________ By: ________________________________________ Title: President FORM OF SCHEDULE A SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYPOOLED TRUST, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER (THE "FUND") FIFTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing on January 1, 1997, the charge consists will consist of two charges for all the Funds in the Delaware Investments FamilyGroup, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx ------------------------------------------ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY LIMITED-TERM GOVERNMENT FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx ------------------------------------------ Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY LIMITED-TERM GOVERNMENT FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Limited-Term Government Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY LIMITED-TERM GOVERNMENT FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx ------------------------------- ----------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
------ 1. Dividend Payment $0.25
0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Limited Term Government Funds)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- ATTEST:________________________ By:_________________________________ Name: Douglas L. Anderson Name: Title: Seniox Xxxx Xxxxxxxxx Title: DELAWARE GROUP POOLED TRUST, INC. for THE MID-CAP GROWTH EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE LIMITED-TERM MATURITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO ATTEST:________________________ By:____________________________________ Name: David K. Downes Name: Title: President Title: SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYPOOLED TRUST, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER (THE "FUND") EIGHTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing on January 1, 1997, the charge consists will consist of two charges for all the Funds in the Delaware Investments FamilyGroup, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholders Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- ATTEST: _______________________ By: _______________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxxxx Name: Xxxxx X. Xxxxxx Title: Seniox Xxxx Xxxxxxxxx Assistant Secretary Title: Chairman /President/ Chief Executive Officer DELAWARE GROUP POOLED TRUST for THE MID-CAP GROWTH EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO THE INTERNATIONAL LARGE-CAP EQUITY PORTFOLIO THE ALL-CAP GROWTH EQUITY PORTFOLIO ATTEST: _______________________ By: _______________________ Name: David K. Downes Xxxxxxxx X. Maestro Name: Xxxxx X. Xxxxx Title: President Assistant Secretary Title: Chairman SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER ---------- SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19JUNE 17, 20011999
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the The charge consists will consist of two charges for all the Funds in the Delaware Investments Familyfamily, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $$ 5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $$ 3.00 - $6.00 Per AnnumAnnum SCHEDULE A ---------- SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS CONTINUED
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
$ 0.25 2. New Account $$ 6.00
3. Purchase:
a. Wire $$ 8.00 b. Automated $$ 1.50 c. Other $$ 2.60
4. Transfer $$ 8.00 5. Certificate Issuance $$ 4.00 6. Liquidations
a. Wires $12.25 b. Drafts $$ 0.75 c. Money Market Regular $$ 4.50 d. Other Regular $$ 4.50
7. Exchanges
a. Dividend Exchanges $$ 3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund Fund, Inc. (the "Premium Fund") will be 0.01% of average daily net assets per Series $50,000 annually. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly, allocated among the current Series of the Premium Fund based on the relative percentage of assets of each Series at the time of billing and adjusted appropriately to reflect the length of time a particular Series is in operation during any billing period.
5. DSC's compensation for providing services to the Portfolios (other than The Real Estate Investment Trust Portfolio effective October 14, 1997) of Delaware Pooled Trust (the "Trust") will be $25,000 annually. DSC will xxxx, and the Trust will pay, such compensation monthly allocated among the current Portfolios (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything based on the relative percentage of assets of each Portfolio at the time of billing and adjusted appropriately to reflect the length of time a particular Portfolio is in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 aboveoperation during any billing period.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By:__________________________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY FUNDS IV TAX-FREE MONEY FUND for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By:__________________________________________ Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A ---------- DELAWARE GROUP EQUITY FUNDS IV TAX-FREE MONEY FUND SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19__, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Tax-Free Money Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV TAX-FREE MONEY FUND for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By:_______________________________ By:________________________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B ---------- SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19__, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $$ 5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $$ 3.00 - $$ 6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------Charge
1. Dividend Payment $0.25
0.25 2. New Account $6.00
3. Purchase:
a. Wire $$ 8.00 b. Automated $$ 1.50 c. Other $$ 2.60
4. Transfer $$ 8.00 5. Certificate Issuance $$ 4.00 6. Liquidations
a. Wires $12.25 b. Drafts $$ 0.75 c. Money Market Regular $$ 4.50 d. Other Regular $$ 4.50
7. Exchanges
a. Dividend Exchanges $$ 3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will billxxxx, and the Trust will pay, such compensation monthly. Notxxxxstanding Notwithstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Tax Free Money Fund Inc /)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By:____________________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY FUNDS IV III for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By:____________________________________ Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV III SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19_________, 2001 Delaware Diversified American Services Fund Delaware Large Cap Growth Fund Delaware Research Fund Delaware Technology and Innovation Fund Delaware Trend Fund Delaware Health Care Fund Delaware Small Cap Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV III for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By:_______________________________ By:_______________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19_________, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
------ 1. Dividend Payment $0.25
0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will billxxxx, and the Trust will pay, such compensation monthly. Notxxxxstanding Notwithstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Equity Funds Iii)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ By: /s/ Douglas L. Anderson -------------------------------- --------------------------------------- Name: Douglas L. Anderson Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY Senior Vice President VOYAGEUR MUTUAL FUNDS IV for its series set forth in Schedule A hereto By:/s/ By: /s/ David K. Downes -------------------------------- --------------------------------- Name: David K. Downes Title: President SCHEDULE A DELAWARE GROUP EQUITY VOYAGEUR MUTUAL FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Minnesota High-Yield Municipal Bond Fund Delaware Growth Opportunities Montana Municipal Bond Fund Delaware National High-Yield Municipal Bond Fund Delaware Tax-Free Arizona Fund Delaware Tax-Free California Fund Delaware Tax-Free Iowa Fund Delaware Tax-Free Idaho Fund Delaware Tax-Free New York Fund Delaware Tax-Free Wisconsin Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY VOYAGEUR MUTUAL FUNDS IV for its series set forth in this Schedule A By:/s/ By: /s/ Douglas L. Anderson By:/s/ David Xx: /x/ Xxxxx K. Downes ---------------------------- -------------------------------- --------------------------------- --------------------------------- Name: Douglas L. Anderson NameXxxx: David Xxvid K. Downes Title: Senior Seniox Xxxx Xxxxxxxxx Xxxxxxxxt Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will bill, and the Fund will pay, such xxxx compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $$ 5.50 Per Annum Merrill Lynch - Omnibus Accouxxx Regular Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
------ 1. Dividend Payment $0.25
0.25 2. New Account $6.00
3. Purchase:
a. Wire $$ 8.00 b. Automated $$ 1.50 c. Other $$ 2.60
4. Transfer $$ 8.00 5. Certificate Issuance $$ 4.00 6. Liquidations
a. Wires $12.25 b. Drafts $$ 0.75 c. Money Market Regular $$ 4.50 d. Other Regular $$ 4.50
7. Exchanges
a. Dividend Exchanges $$ 3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will paywixx xay, such compensation monthxxmonthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such xxxh compensation monthly. Notxxxxstanding Notwithstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Voyageur Investment Trust)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/Xxxxxxx X. Xxxxxxxx ---------------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY FUNDS IV PREMIUM FUND for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/Xxxxx X. Xxxxxx ---------------------------------------- Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV PREMIUM FUND SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Balanced Series Capital Reserves Series Cash Reserve Series Convertible Securities Series Devon Series Emerging Markets Series Global Bond Series Growth Fund Delaware and Income Series Growth Opportunities Fund Series High Yield Series International Equity Series REIT Series Select Growth Series Small Cap Value Series Social Awareness Series Strategic Income Series Technology and Innovation Series Trend Series U.S. Growth Series AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV PREMIUM FUND for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes By: /s/Xxxxxxx X. Xxxxxxxx By: /s/Xxxxx X. Xxxxxx ---------------------------- -------------------------------- ------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Premium Fund)
CONTRACTUAL STATUS. Section 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustTrustees, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
Section 10.2 This Agreement may not be assigned without the approval of the TrustFund.
Section 10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- Name: Douglas L. Anderson Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- Name: David K. Downes Title: President /S/XXXXXX X. XXXXXXX -------------------- Xxxxxx X. Xxxxxxx ATTEST:/S/XXXXXX X. XXXXXXXXXXX ------------------------ Xxxxxx X. Xxxxxxxxxxx DMC TAX-FREE INCOME TRUST - PENNSYLVANIA /S/XXXXX X. XXXXX ----------------- Xxxxx X. Xxxxx ATTEST:/S/XXXXXXX X. BEACH ------------------- Xxxxxxx X. Beach SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001COMPENSATION
1. Delaware Service Company, Inc. ("DSC") DSC will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or per transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing October 1, 1984, the charge consists will be at the annual rate of two charges for all the Funds in the Delaware Investments Family, an annual charge and a $17.25 per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing systemaccount. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------SCHEDULE A COMPENSATION
1. Dividend Payment $0.25DSC will determine and report to the Fund, at least annually, the compensation for services to be Provided to the Fund for DSC's forthcoming fiscal year or period.
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation In determining such compensation, DSC will fix and report a fee to be charged per account and/or per transaction, as may be applicable, for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annuallyprovided. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly.
53. DSC's compensation for providing services to the Portfolios The fee will consist of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% an annual per account charge coupled with a series of average daily net assets per Portfolio annuallytransaction charges. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be These are as set forth in paragraphs 1-3 above.follows:
Appears in 1 contract
Samples: Shareholders Services Agreement (DMC Tax Free Income Trust Pa)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx ----------------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY GLOBAL & INTERNATIONAL FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx ----------------------------------------- Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY GLOBAL & INTERNATIONAL FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Emerging Markets Fund Delaware Growth Opportunities Global Bond Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Global Equity Fund Delaware International Equity Fund Delaware International Small Cap Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will bill, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Global & International Funds Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxx X. Xxxxxx --------------------------------- Name: Douglas L. Anderson Xxxxx X. Xxxxxx Title: Seniox Xxxx Xxxxxxxxx President, Chief Executive Officer and Chief Financial Officer Attest: /s/ Xxxxxxx X. Xxxxx ---------------------------- Name: Xxxxxxx X. Xxxxx Title: Assistant Vice President, Assistant Secretary and Senior Counsel DELAWARE GROUP EQUITY FOUNDATION FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- the Foundation Income Portfolio, Foundation Balanced Portfolio and the Foundation Growth Portfolio By: /s/ Xxxxx X. Xxxxx --------------------------------- Name: David K. Downes Xxxxx X. Xxxxx Title: President Chairman Attest: /s/ Xxxxxxx X. Xxxxx ---------------------------- Name: Xxxxxxx X. Xxxxx Title: Assistant Vice President, Assistant Secretary and Senior Counsel SCHEDULE A DELAWARE GROUP EQUITY FOUNDATION FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER (THE "FUND") SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing on January 1, 1997, the charge consists will consist of two charges for all the Funds in the Delaware Investments FamilyGroup, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholders Services Agreement (Delaware Group Foundation Funds)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx ------------------------------------------ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY INCOME FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx ----------------------------------------- Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY INCOME FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Corporate Bond Fund Delaware Growth Delchester Fund Delaware Extended Duration Bond Fund Delaware High-Yield Opportunities Fund Delaware Strategic Income Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY INCOME FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx ---------------------------------- ---------------------------- -------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $$ 5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $$ 3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $$ 0.25
2. New Account $$ 6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Income Funds)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- NameATTEST: Douglas L. Anderson ______________________ By:________________________ Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP POOLED TRUST, INC. for THE AGGRESSIVE GROWTH PORTFOLIO THE LARGE-CAP VALUE EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- NamePORTFOLIO THE SMALL/MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE LIMITED-TERM MATURITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO ATTEST: David K. Downes ______________________ By:________________________ Title: President 13 SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYPOOLED TRUST, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER (THE "FUND") SIXTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing on January 1, 1997, the charge consists will consist of two charges for all the Funds in the Delaware Investments FamilyGroup, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- ATTEST:/s/Xxxxx X. X'Xxxxxx By:/s/Xxxxx X. Xxxxxx Name: Douglas L. Anderson Xxxxx X. X'Xxxxxx Name: Xxxxx X. Xxxxxx Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- Name: David K. Downes Assistant Secretary Title: President SCHEDULE A Chairman/President/Chief Executive Officer DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYPOOLED TRUST, INC. DELAWARE GROUP for THE MID-CAP GROWTH EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO ATTEST:/s/Xxxxxxx X. Xxxxxxxxxx By: /s/Xxxxx X. Xxxxx Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxxxx Name: David K. Downes Xxxxx X. Xxxxx Title: Senior Xxxx Xxxxxxxxx Assistant Secretary Title: Presidxxx Chairman SCHEDULE B SHAREHOLDER A ---------- SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19JUNE 17, 20011999
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the The charge consists will consist of two charges for all the Funds in the Delaware Investments Familyfamily, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx ------------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY FUNDS IV POOLED TRUST for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx ------------------------------------- Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A ---------- DELAWARE GROUP EQUITY FUNDS IV POOLED TRUST SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware The Aggregate Fixed Income Portfolio The All-Cap Growth Equity Portfolio The Balanced Portfolio The Core Equity Portfolio The Diversified Core Fixed Income Portfolio The Emerging Markets Portfolio The Equity Income Portfolio The Global Equity Portfolio The Global Fixed Income Portfolio The High-Yield Bond Portfolio The Intermediate Fixed Income Portfolio The International Equity Portfolio The International Fixed Income Portfolio The International Large-Cap Equity Portfolio The International Small-Cap Portfolio The Labor Select International Equity Portfolio The Large-Cap Growth Fund Delaware Equity Portfolio The Large-Cap Value Equity Portfolio The Mid-Cap Growth Opportunities Fund Equity Portfolio The Real Estate Investment Trust Portfolio The Real Estate Investment Trust Portfolio II The Select Equity Portfolio The Small-Cap Growth Equity Portfolio The Small-Cap Value Equity Portfolio AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV POOLED TRUST for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx -------------------------------- --------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B ---------- SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will billxxxx, and the Trust will pay, such compensation monthly. Notxxxxstanding Notwithstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- ATTEST: ____________________ By: ______________________________________________ Name: Douglas L. Anderson Name: Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- Name: David K. Downes Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYPOOLED TRUST, INC. DELAWARE GROUP for THE AGGRESSIVE GROWTH PORTFOLIO THE LARGE-CAP VALUE EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- PORTFOLIO THE SMALL/MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE LIMITED-TERM MATURITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE GROWTH AND INCOME PORTFOLIO ATTEST: ____________________ By: _____________________________________________ Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER A ---------- DELAWARE POOLED TRUST, INC. (THE "FUND") SEVENTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing on January 1, 1997, the charge consists will consist of two charges for all the Funds in the Delaware Investments FamilyGroup, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx --------------------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY Senior Vice President VOYAGEUR MUTUAL FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx --------------------------------------------- Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY VOYAGEUR MUTUAL FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Minnesota High-Yield Municipal Bond Fund Delaware Growth Opportunities Montana Municipal Bond Fund Delaware National High-Yield Municipal Bond Fund Delaware Tax-Free Arizona Fund Delaware Tax-Free California Fund Delaware Tax-Free Iowa Fund Delaware Tax-Free Idaho Fund Delaware Tax-Free New York Fund Delaware Tax-Free Wisconsin Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY VOYAGEUR MUTUAL FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx --------------------------------- --------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Voyageur Mutual Funds)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx ---------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY FUNDS IV II for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx ---------------------------- Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV II SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Blue Chip Fund Delaware Decatur Equity Income Fund Delaware Diversified Growth Value Fund Delaware Growth Opportunities and Income Fund Delaware Social Awareness Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV II for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx -------------------------- ------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will billxxxx, and the Trust will pay, such compensation monthly. Notxxxxstanding Notwithstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Equity Funds Ii)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx --------------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY FUNDS IV V for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx --------------------------------------- Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV V SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Retirement Income Fund Delaware Growth Opportunities Small Cap Contrarian Fund Delaware Small Cap Value Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV V for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx -------------------------------- ------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Equity Funds v Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- ATTEST:______________________________ By:_________________________________ Name: Douglas L. Anderson Name: Title: Seniox Xxxx Xxxxxxxxx Title: DELAWARE GROUP POOLED TRUST, INC. for THE MID-CAP GROWTH EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO THE INTERNATIONAL LARGE-CAP EQUITY PORTOFLIO ATTEST:______________________________ By:_________________________________ Name: David K. Downes Name: Title: President Title: SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYPOOLED TRUST, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER (THE "FUND") NINTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing on January 1, 1999, the charge consists will consist of two charges for all the Funds in the Delaware Investments FamilyGroup, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per AnnumAnnum SCHEDULE A DELAWARE POOLED TRUST, INC. (THE "FUND") NINTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE CONTINUED
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. For the period commencing January 1, 1999, DSC's compensation for providing services to the Series of Delaware Group Premium Fund Fund, Inc. (the "Premium Fund") will be 0.01% of average daily net assets per Series $50,000 annually. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly, allocated among the current Series of the Premium Fund based on the relative percentage of assets of each Series at the time of billing and adjusted appropriately to reflect the length of time a particular Series is in operation during any billing period.
5. For the period commencing January 1, 1999, DSC's compensation for providing services to the Portfolios (other than The Real Estate Investment Trust Portfolio effective October 14, 1997) of Delaware Pooled Trust Trust, Inc. (the "Trust") will be $25,000 annually. DSC will xxxx, and the Trust will pay, such compensation monthly allocated among the current Portfolios (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything based on the relative percentage of assets of each Portfolio at the time of billing and adjusted appropriately to reflect the length of time a particular Portfolio is in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 aboveoperation during any billing period.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx ____________________________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY Senior Vice President VOYAGEUR MUTUAL FUNDS IV II for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx ____________________________________________ Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY VOYAGEUR MUTUAL FUNDS IV II SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Tax-Free Colorado Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY VOYAGEUR MUTUAL FUNDS IV II for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx _____________________________ ___________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Voyageur Mutual Funds Ii)
CONTRACTUAL STATUS. Section 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustDirectors, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
Section 10.2 This Agreement may not be assigned without the approval of the TrustFund.
Section 10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- Name: Douglas L. Anderson Title: Seniox Xxxx Xxxxxxxxx ATTEST:/s/Eric X. Xxxxxx /s/Wintxxxx X. Xxxxxx ----------------- --------------------- Eric X. Xxxxxx Wintxxxx X. Xxxxxx Assistant Secretary Chairman and Chief Executive Officer DELAWARE GROUP EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- Name: David K. Downes Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYTREASURY RESERVES, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001FOR THE CASHIERS SERIES ATTEST:/s/Eric X. Xxxxxx /s/Waynx X. Xxxxx ----------------- ----------------- Eric X. Xxxxxx Waynx X. Xxxxx Assistant Secretary President
1. Delaware Service Company, Inc. ("DSC") DSC will determine and report to the Fund, at least annually, the compensation for services to be provided Provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining xxxermining such compensation, DSC will fix and report a fee to be charged per account and/or per transaction, as may be applicable, for services provided. DSC will bill, and xxd the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists The fee will consist of two charges for all the Funds in the Delaware Investments Family, an annual per account charge and coupled with a per series of transaction charge for each account on the transfer agent's records and each account on an automated retirement processing systemcharges. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum 9.00 per annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
4.20 per annum B. TRANSACTION CHARGE ------------------ Transaction Charge TRANSACTION CHARGE ----------- ------
------ 1. Dividend Payment $0.25
$ 0.35 2. New Account $6.00
5.75 3. Purchase:
: a. Wire $8.00 6.00 b. Money Market Automated $1.50 c. b. Other $2.60
2.25 4. Transfer $8.00 2.25 5. Certificate Issuance $4.00 2.00 6. Liquidations
Liquidation: a. Wires $Wire 12.25 b. Drafts $0.75 Draft .50 c. Money Market Regular $4.50 2.50 d. Other Daily Dividend Regular $4.50
6.00 7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.7.00
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Limited Term Government Funds Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- ATTEST: ______________________ By: _______________________________ Name: Douglas L. Anderson Name: Title: Seniox Xxxx Xxxxxxxxx Title: DELAWARE GROUP POOLED TRUST, INC. for THE MID-CAP GROWTH EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE LIMITED-TERM MATURITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO ATTEST: ______________________ By: ________________________________ Name: David K. Downes Name: Title: President Title: SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYPOOLED TRUST, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER (THE "FUND") EIGHTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing on January 1, 1997, the charge consists will consist of two charges for all the Funds in the Delaware Investments FamilyGroup, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. Section 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustDirectors, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
Section 10.2 This Agreement may not be assigned without the approval of the TrustFund.
Section 10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- Name/s/ Xxxxxx X. Xxxxxxx ---------------------------- Xxxxxx X. Xxxxxxx ATTEST: Douglas L. Anderson Title: Seniox Xxxx Xxxxxxxxx /s/ Xxxxxx X. Xxxxxxxxxxx --------------------------- Xxxxxx X. Xxxxxxxxxxx DELAWARE GROUP EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- Name: David K. Downes Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYFUND, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule /s/ Xxxxx X. Xxxxx ----------------------------- Xxxxx X. Xxxxx ATTEST: /s/ Xxxxxxx X. Beach --------------------------- Xxxxxxx X. Beach SCHEDULE A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001COMPENSATION
1. Delaware Service Company, Inc. ("DSC") DSC will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or per transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 belowFor the period commencing October 1, 1984, the charge consists will be at the annual rate of two charges for all the Funds in the Delaware Investments Family, an annual charge and a $9.50 per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing systemaccount. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------SCHEDULE A COMPENSATION
1. Dividend Payment $0.25DSC will determine and report to the Fund, at least annually, the compensation for services to be Provided to the Fund for DSC's forthcoming fiscal year or period.
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation In determining such compensation, DSC will fix and report a fee to be charged per account and/or per transaction, as may be applicable, for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annuallyprovided. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly.
53. DSC's compensation for providing services to the Portfolios The fee will consist of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% an annual per account charge coupled with a series of average daily net assets per Portfolio annuallytransaction charges. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be These are as set forth in paragraphs 1-3 above.follows:
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group Delaware Fund Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx --------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP EQUITY FUNDS IV STATE TAX-FREE INCOME TRUST for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx -------------------------------------- Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A ---------- DELAWARE GROUP EQUITY FUNDS IV STATE TAX-FREE INCOME TRUST SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Tax-Free New Jersey Fund Delaware Growth Opportunities Tax-Free Pennsylvania Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV STATE TAX-FREE INCOME TRUST for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X. Xxxxxx ---------------------------------------- ------------------------------- Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B ---------- SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Group State Tax-Free Income Trust)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx ___________________________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY Senior Vice President VOYAGEUR INTERMEDIATE TAX FREE FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- By: /s/ Xxxxx X. Xxxxxx ___________________________________________ Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY VOYAGEUR INTERMEDIATE TAX FREE FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Tax-Free Minnesota Intermediate Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY VOYAGEUR INTERMEDIATE TAX FREE FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- By: /s/ Xxxxxxx X. Xxxxxxxx By: /s/ Xxxxx X.Xxxxxx ________________________________ _________________________________ Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: Senior Xxxx Xxxxxxxxx Vice President Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Voyageur Intermediate Tax Free Funds)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- By: /s/Xxxxxxx X. Xxxxxxxx Name: Douglas L. Anderson Xxxxxxx X. Xxxxxxxx Title: Seniox Xxxx Xxxxxxxxx Senior Vice President DELAWARE GROUP POOLED TRUST for THE MID-CAP GROWTH EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO THE INTERNATIONAL LARGE-CAP EQUITY PORTFOLIO THE ALL-CAP GROWTH EQUITY PORTFOLIO THE LARGE-CAP GROWTH EQUITY PORTFOLIO By: /s/ Xxxxx X. Xxxxxx Name: David K. Downes Xxxxx X. Xxxxxx Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19SEPTEMBER 5, 20012000
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will billxxxx, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch Xxxxxxx Xxxxx - Omnibus Accounts Regular Acxxxxxx Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per AnnumAnnum SCHEDULE A ---------- SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS CONTINUED
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------Charge
1. Dividend Payment $0.25
0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will billxxxx, and the Premium Fund will pay, such compensation monthxxmonthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will billxxxx, and the Trust will pay, such compensation monthly. Notxxxxstanding Notwithstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ By: /s/ Douglas L. Anderson -------------------------------- ------------------------------------------ Name: Douglas L. Anderson Title: Seniox Xxxx Xxxxxxxxx DELAWARE GROUP EQUITY Senior Vice President VOYAGEUR INSURED FUNDS IV for its series set forth in Schedule A hereto By:/s/ By: /s/ David K. Downes -------------------------------- ----------------------------------------- Name: David K. Downes Title: President SCHEDULE A DELAWARE GROUP EQUITY VOYAGEUR INSURED FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Minnesota Insured Fund Delaware Growth Opportunities Tax-Free Arizona Insured Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE GROUP EQUITY VOYAGEUR INSURED FUNDS IV for its series set forth in this Schedule A By:/s/ By: /s/ Douglas L. Anderson By:/s/ David K. Downes Bx: /x/ Xxxxx X. Xxxnes ---------------------------- -------------------------------- ---------------------------------------- Name: Douglas L. Anderson NameNaxx: David K. Downes Xxxxx X. Xxxnes Title: Senior Seniox Xxxx Xxxxxxxxx Xxxxxxxxt Title: Presidxxx President SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will bill, and the Fund will pay, such sxxx compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.
Appears in 1 contract
Samples: Shareholder Services Agreement (Voyageur Insured Funds)
CONTRACTUAL STATUS. Section 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustDirectors, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days' days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
Section 10.2 This Agreement may not be assigned without the approval of the TrustFund.
Section 10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By:/s/ Douglas L. Anderson -------------------------------- Name: Douglas L. Anderson Title: Seniox Xxxx Xxxxxxxxx ATTEST:/s/Eric X. Xxxxxx /s/Wintxxxx X. Xxxxxx ----------------- --------------------- Eric X. Xxxxxx Wintxxxx X. Xxxxxx Assistant Secretary Chairman and Chief Executive Officer DELAWARE GROUP EQUITY FUNDS IV for its series set forth in Schedule A hereto By:/s/ David K. Downes -------------------------------- Name: David K. Downes Title: President SCHEDULE A DELAWARE GROUP EQUITY FUNDS IV SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Diversified Growth Fund Delaware Growth Opportunities Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANYTREASURY RESERVES, INC. DELAWARE GROUP EQUITY FUNDS IV for its series set forth in this Schedule A By:/s/ Douglas L. Anderson By:/s/ David K. Downes ---------------------------- -------------------------------- Name: Douglas L. Anderson Name: David K. Downes Title: Senior Xxxx Xxxxxxxxx Title: Presidxxx SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001FOR THE INVESTORS SERIES ATTEST:/s/Eric X. Xxxxxx By:/s/Waynx X. Xxxxx ----------------- ----------------- Eric X. Xxxxxx Waynx X. Xxxxx Assistant Secretary President
1. Delaware Service Company, Inc. ("DSC") DSC will determine and report to the Fund, at least annually, the compensation for services to be provided Provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining xxxermining such compensation, DSC will fix and report a fee to be charged per account and/or per transaction, as may be applicable, for services provided. DSC will bill, and xxd the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists The fee will consist of two charges for all the Funds in the Delaware Investments Family, an annual per account charge and coupled with a per series of transaction charge for each account on the transfer agent's records and each account on an automated retirement processing systemcharges. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum 9.00 per annum Other Funds $5.50 Per Annum Merrill Lynch - Omnibus Accounts Regular Acxxxxxx $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum4.20 per annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25
2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.01% of average daily net assets per Series annually. DSC will bill, and the Premium Fund will pay, such compensation monthxx.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such compensation monthly. Notxxxxstanding anything in this paragraph to the contrary, DSC's compensation for The Real Estate Investment Trust Portfolio will be as set forth in paragraphs 1-3 above.------------------
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Samples: Shareholder Services Agreement (Delaware Group Limited Term Government Funds Inc)