Corporate Actions and Factor Services Sample Clauses

Corporate Actions and Factor Services. ■ $ [ ]- per Foreign Equity Security per Month ■ $ [ ]- per Domestic Equity Security per Month ■ $ [ ]- per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) ■ $ [ ]- per security per month for fund administrative data SEC Modernization Requirements ■ $ [ ]- per year, per Fund, Form N-PORT ■ $ [ ]- per year, per Fund, Form N-CEN Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Xxxxx'x, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.
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Corporate Actions and Factor Services. ■ $ […] - per Foreign Equity Security per Month ■ $ […] - per Domestic Equity Security per Month ■ $ […] - per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) ■ $ […] - per security per month for fund administrative data SEC Modernization Requirements ■ $ […] - per year, per Fund, Form N-PORT ■ $ […] - per year, per Fund, Form N-CEN Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Xxxxx'x, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.
Sample 1Sample 2See All (6)
Corporate Actions and Factor Services. ■ $[ ] - per Foreign Equity Security per Month ■ $[ ] - per Domestic Equity Security per Month ■ $[ ] - per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) ■ $[ ] - per security per month for fund administrative data SEC Modernization Requirements ■ $[ ] - per year, per Fund, Form N-PORT ■ $[ ] - per year, per Fund, Form N-CEN Certain identified information has been excluded from this exhibit because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed.
Sample 1
Corporate Actions and Factor Services. ■ $ [...] - per Foreign Equity Security per Month ■ $ [...] - per Domestic Equity Security per Month ■ $ [...] - per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) ■ $ [...] - per security per month for fund administrative data SEC Modernization Requirements ■ $ [...] - per year, per Fund, Form N-PORT ■ $ [...] - per year, per Fund, Form N-CEN Xxxxxxxx
Sample 1
Corporate Actions and Factor Services. ■$ [ ] – per Foreign Equity Security per Month for Corporate Actions ■$ [ ] – per Domestic Equity Security per Month for Corporate Actions ■$ [ ] – per CMOs and Asset Backed per Month for Factor Services ■$ [ ] – per Mortgage-Backed Security per Month for Factor Services Third Party Administrative Data Charges (descriptive data for each security) ■$ [ ] – per security per month for fund administrative data SEC Modernization Requirements ■$ [ ] – per year, per Fund, Form N-PORT ■$ [ ] – per year, per Fund, Form N-CEN Index Service Fees $[ ] per month per fund: Tier 0 for maintenance of data for performance calculations where the client is supplying the Index data $[ ] per month per fund: Tier 1 including but not limited to: ICE Indexes, Morningstar, Bloomberg, S&P Global, Dow Xxxxx, CBOE, and HFRI Indexes $[ ] per month per fund: Tier 2 including but not limited to: MSCI Indexes, FTSE Xxxxxxx $[ ] per month per fund: Tier 3 including but not limited to: Wilshire Indexes, Lipper JPM $[ ] per month per fund additional fee for creation of a blended index, in addition to Tier index fees. Note: Rates are tiered based upon rates charged by the index provider and are subject to change. S&P Global and Dow Xxxxx are their standard packages only, specialized packages from all index providers will result in a higher fee. Use of other, custom, and blended indexes may result in additional fees. Index providers may require a direct contract in addition to the above service contract, which may result in additional fees payable to the index provider.
Sample 1

Related to Corporate Actions and Factor Services

  • Corporate Action Information In fulfilling the duties set forth in Sections 6.6 through 6.10 above, the Custodian shall provide to the Fund such material information pertaining to a corporate action which the Custodian actually receives; provided that the Custodian shall not be responsible for the completeness or accuracy of such information. Information relative to any pending corporate action made available to the Fund via any of the services described in the Electronic and Online Services Schedule shall constitute the delivery of such information by the Custodian. Any advance credit of cash or shares expected to be received as a result of any corporate action shall be subject to actual collection and may be reversed by the Custodian.

  • Information on Corporate Actions The Custodian shall promptly deliver to the Trust all information received by the Custodian and pertaining to Securities being held by the Fund with respect to optional tender or exchange offers, calls for redemption or purchase, or expiration of rights. If the Trust desires to take action with respect to any tender offer, exchange offer or other similar transaction, the Trust shall notify the Custodian at least three Business Days prior to the date on which the Custodian is to take such action. The Trust will provide or cause to be provided to the Custodian all relevant information for any Security which has unique put/option provisions at least three Business Days prior to the beginning date of the tender period.

  • Corporate Actions Except as otherwise set forth herein, Pledgor and Secured Party agree that Securities Intermediary shall have no responsibility for ascertaining or acting upon any calls, conversions, exchange offers, tenders, interest rate changes or similar matters relating to any Financial Assets credited to or held for the credit of the Reserve Account (except based on written instructions originated by Pledgor or Secured Party), or for informing Pledgor or Secured Party with respect thereto, whether or not Securities Intermediary has, or is deemed to have, knowledge of any of the aforesaid. Securities Intermediary is authorized to withdraw securities sold or otherwise disposed of, and to credit the Reserve Account with the proceeds thereof or make such other disposition thereof as may be directed in accordance with this Agreement. Securities Intermediary is further authorized to collect all income and other payments which may become due on Financial Assets credited to the Reserve Account, to surrender for payment maturing obligations and those called for redemption and to exchange certificates in temporary form for like certificates in definitive form, or, if the par value of any shares is changed, to effect the exchange for new certificates. It is understood and agreed by Pledgor and Secured Party that, although Securities Intermediary will use reasonable efforts to effect the transactions set forth in the preceding sentence, Securities Intermediary shall incur no liability for its failure to effect the same unless its failure is the result of negligence or willful misconduct.

  • Corporate Action All corporate action necessary for the valid execution, delivery and performance by the Borrower and each of its Subsidiaries of this Credit Agreement and the other Loan Documents to which it is or is to become a party shall have been duly and effectively taken, and evidence thereof satisfactory to the Banks shall have been provided to each of the Banks.

  • Corporate Approvals Prior to Closing Date, each of the parties shall submit this Agreement to its board of directors and when necessary, its respective shareholders and obtain approval of this Agreement. Copies of corporate actions taken shall be provided to each party.

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