Direction by Participant. All investment instructions of the Participant shall be accepted by the Custodian in accordance with the Custodian’s established customs and procedures. Each Participant shall direct the Custodian with respect to the investment of all contributions to his or her Account and the earnings thereon. Such direction shall be limited to publicly traded securities, covered call options, covered put options, debit spreads, long put and long call options, mutual funds, money market instruments, and other investments, to the extent that they are obtainable through and subject to the custody of the Custodian in the Custodian’s regular course of business, and subject to such other limitations as may be agreed to by the Participant and Introducing Broker-Dealer. If a Participant selects a Mutual Fund Only XXX, the Participant shall limit all direction of investments in the Custodial Account to shares issued by a domestic Regulated Investment Company. However, funds in a Mutual Fund Only XXX can be held temporarily in a cash or money market account while awaiting investment. In the event the Participant elects a Mutual Fund Only XXX Custodial Account and does not limit all direction of investments to mutual funds only, the Custodian in the Custodian’s sole discretion and without prior consent of the Participant may convert the Custodial Account from a Mutual Fund Only XXX to the appropriate Custodial Account type. In the absence of such directions, the Custodian shall have no investment responsibility. All transactions directed by the Participant shall be subject to the rules, regulations, customs, and usages of the exchange, market, or clearing house where executed, and to all applicable federal and state laws and regulations, and to internal policies of the Custodian. The Custodian reserves the right not to accept assets intended for deposit to the Account and may at any time require liquidation or transfer of any asset held in the Custodial Account if the Custodian determines that maintaining custody of any such asset is not in accordance with the Custodian’s administrative or operational requirements and regular business practices. The Participant understands that the Custodian shall attribute earnings only to assets held in the Account while in the custody of the Custodian. The Participant understands that the income from, and gain or loss on, each investment the Participant selects for the Account will affect the value of the Account, and that the growth in value o...
Direction by Participant. All contributions to the Participant’s SIMPLE IRA under the Plan and assets in such SIMPLE IRA shall be invested in accordance with specific instructions given by the Participant (or the person designated by such Participant on a signed form acceptable to and filed with the Custodian to make investment decisions on behalf of the Participant (the “Authorized Agent”)) (or, following the death of the Participant, his or her beneficiary, executor or administrator) to the Custodian in a form and manner acceptable to the Custodian. An investment medium must be approved by the Employer in order to be available under the Plan. Notwithstanding the above, the Custodian reserves the right to refuse to accept or hold any specific asset.
Direction by Participant. All investment instructions of the Participant shall be accepted by the Custodian in accordance with its established customs and procedures. Each Participant shall direct the Custodian with respect to the investment of all contributions to his or her Account and the earnings thereon. Such direction shall be limited to publicly traded securities, covered call options, covered put options, debit spreads, long puts and long call options, mutual funds, money market instruments, and other investments, to the extent that they are obtainable through and subject to the custody of the Custodian in its regular course of business, and subject to such other limitations as may be agreed to by the Participant and Introducing Broker-Dealer. In the absence of such directions, the Custodian shall have no investment responsibility. All transactions directed by the Participant shall be subject to the rules, regulations, customs, and usages of the exchange, market, or clearing house where executed, and to all applicable federal and state laws and regulations, and to internal policies of the Custodian. The Custodian reserves the right not to accept assets intended for deposit to the Account and may at any time require liquidation of any asset held in the Custodial Account if the Custodian determines that maintaining custody of any such asset is not in accordance with the Custodian’s administrative or operational requirements and regular business practices.
Direction by Participant. All investment instructions of the Participant shall be accepted by the Custodian in accordance with its established customs and procedures. Each Participant shall direct the Custodian with respect to the investment of all contributions to his or her Account and the earnings SIMPLE XXX Adoption Agreement thereon. Such direction shall be limited to publicly traded securities, covered call options, covered put options, debit spreads, long puts and long call options, mutual funds, money market instruments, and other investments, to the extent that they are obtainable through and subject to the custody of the Custodian in its regular course of business, and subject to such other limitations as may be agreed to by the Participant and Introducing Broker-Dealer. In the absence of such directions, the Custodian shall have no investment responsibility. All transactions directed by the Participant shall be subject to the rules, regulations, customs, and usages of the exchange, market, or clearing house where executed, and to all applicable federal and state laws and regulations, and to internal policies of the Custodian. The Custodian reserves the right not to accept assets intended for deposit to the Account and may at any time require liquidation of any asset held in the Custodial Account if the Custodian determines that maintaining custody of any such asset is not in accordance with the Custodian’s administrative or operational requirements and regular business practices.
Direction by Participant. Each Participant shall determine the man- ner in which contributions allocated to his Account are to be invested or reinvested by providing specific instructions in a form and manner accept- able to the Trustee. The Trustee has no duty to follow instructions that are inconsistent with the applicable requirements of the Code, ERISA or other applicable law or regulation. An investment medium must be consistent with the applicable requirements of the Code, ERISA or other applicable law or regulation and must be acceptable to the Trustee in order to be available under the Plan. If at any time there shall be credited to a Participant’s Account an amount(s) for which no such instructions have been furnished, or for which the instructions furnished are, in the opinion of the Trustee, incomplete or unclear, or for which the instructions furnished would require investment in a medium not acceptable to the Trustee for use under the Plan, such amount(s) may be invested in shares of the default investment medium designated in the Participant’s most recent investment instructions (which may be written, electronic, or telephonic) or, if the Participant has never pro- vided instructions, as directed by the Employer in the Adoption Agreement or other form acceptable to the Trustee.
Direction by Participant. Each Participant shall direct the Custodian with respect to the investment of all contributions to his or her Account and the earnings thereon. Such direction shall be limited to publicly traded securities, covered call options, mutual funds, money market instruments, and other investments, to the extent that they are obtainable through and subject to the custody of the Custodian in its regular course of business. In the absence of such directions, the Custodian shall have no investment responsibility. All transactions directed by the Participant shall be subject to the rules, regulations, customs and usages of the exchange, market or clearing house where executed, and to all applicable federal and state laws and regulations, and to internal policies of the Custodian.
Direction by Participant. Each Participant shall determine the man- ner in which contributions allocated to his Account are to be invested or reinvested by providing specific instructions in a form and manner accept- able to the Trustee. The Trustee has no duty to follow instructions that are inconsistent with the applicable requirements of the Code, ERISA or other applicable law. An investment medium must be consistent with the applica- ble requirements of the Code, ERISA or other applicable law and must be approved by the Trustee in order to be available under the Plan. If at any time there shall be credited to a Participant’s Account an amount(s) for which no such instructions have been furnished, or for which the instruc- tions furnished are, in the opinion of the Trustee, incomplete or unclear, or for which the instructions furnished would require investment in a medium not approved by the Trustee for use under the Plan, such amount(s) may be invested in shares of the default investment medium designated in the Participant’s most recent investment instructions (which may be written, electronic, or telephonic) or, if the Participant has never provided instruc- tions, as directed by the Employer in the Adoption Agreement or other form acceptable to the Trustee. If any balance remains in the Account of a deceased Participant, the balance shall be transferred to an Account for the Beneficiary of the deceased Participant (as determined in accordance with
Direction by Participant. All contributions to the Participant’s SIMPLE-IRA under the Plan and assets in such SIMPLE-IRA shall be invested in accordance with specific instructions given by the Participant (or the person designated by such Participant on a signed form accept- able to and filed with the Custodian to make investment decisions on behalf of the Participant (the “Authorized Agent”)) (or, following the
8.1 Substitution of Custodian: The Sponsoring Organization may at any time appoint as substitute for the Custodian named in the Adoption Agreement another entity or person(s) that satisfies the requirements of Section 408(a) of the Code, provided that the Sponsoring Organization shall notify the Employer in writing at least 30 days in advance of the effective date of any such appointment.
Direction by Participant. All contributions to the Participant's IRA under the Plan and assets in such IRA shall be invested in accordance with specific instructions given by the Participant (or the person designated by such Participant on a signed form acceptable to and filed with the Custodian to make investment decisions on behalf of the Participant (the "Authorized Agent")) (or, following the death of the Participant, his or her beneficiary, executor or administrator) to the Custodian in a form and manner acceptable to the Custodian. An investment medium must be approved by the Sponsoring Organization in order to be available under the Plan. In the event that at any time there shall be credited to a Participant's IRA xxxx xxx which no such instructions have been furnished, or for which the instructions furnished are, in the opinion of the Custodian, not clear, or for which the instructions furnished would require investment in a medium not approved by the Sponsoring Organization for use under the Plan, such cash shall be invested in Fidelity Cash Reserves, a money market mutual fund.
Direction by Participant
