DISTRIBUTION AND SERVICE FEES. In addition to the Dealer Commissions, the Dealer shall receive quarterly Distribution and/or Service Fees, equal to a percentage of average daily net assets attributable to Shares held in accounts by customers for whom the Dealer is the holder or agent of record or with whom the Dealer maintains a servicing relationship in accordance with the following table:
DISTRIBUTION AND SERVICE FEES. The fees, if any, payable pursuant to any plan heretofore or hereafter adopted by the Portfolio pursuant to Rule 12b-1 under the Act;
DISTRIBUTION AND SERVICE FEES. In addition to the Dealer Commissions, the Dealer shall receive quarterly Distribution and/or Service Fees, equal to a percentage of average daily net assets attributable to Shares held in accounts by customers for whom the Dealer is the holder or agent of record or with whom the Dealer maintains a servicing relationship in accordance with the following table: Quarterly Quarterly Distribution Fee Service Fee ---------------- ----------- Class C Class A Class B Class C ------- ------- ------- ------- 1/4 of .75% 1/4 of .25% 1/4 of .25% 1/4 of .25% No Service Fee will be paid on an account unless or until the assets have been in the account for 15 months or longer. Distribution Fees are not subject to the 15 month retention requirement.
DISTRIBUTION AND SERVICE FEES. In addition to the Dealer Commissions, the Dealer shall receive quarterly Distribution and/or Service Fees, equal to a percentage of average daily net assets attributable to Shares held in accounts by customers for whom the Dealer is the holder or agent of record or with whom the Dealer maintains a servicing relationship in accordance with the following table: DISTRIBUTION FEES SERVICE FEES ----------------- ------------ CLASS A CLASS C CLASS B CLASS C ------- ------- ------- ------- 1/4 of .25% 1/4 of .75% 1/4 of .25% 1/4 of .25%
DISTRIBUTION AND SERVICE FEES. Subject to and in accordance with the terms of each Prospectus and the Distribution and Service Plan, if any, adopted by resolution of the Fund’s board of trustees (the “Board”) which operates in a manner consistent with Rule 12b-1 under the 1940 Act, Distributor may pay financial institutions with which Distributor has entered into an agreement in substantially the form annexed hereto as Appendix A, or such other form as may be approved from time to time by the Board, such fees as may be determined in accordance with such fee agreement, for distribution, shareholder or administrative services, as described therein. With respect to such payments to Intermediary, Distributor shall have only the obligation to make payments to Intermediary after, for as long as, and to the extent that Distributor receives from the Fund an amount equivalent to the amount payable to Intermediary. If applicable, Intermediary hereby authorizes Distributor to pay Intermediary’s designated clearing agent (“Clearing Agent”) such fees set forth under this section on Intermediary’s behalf. In such case, Intermediary acknowledges and agrees that after Distributor has made payment of such fees to Intermediary’s Clearing Agent on Intermediary’s behalf: (i) Intermediary’s Clearing Agent is solely responsible and liable for direct payment of such fees to Intermediary, and Distributor will not pay Intermediary directly, (ii) Distributor cannot guarantee payment by Intermediary’s Clearing Agent of such fees to Intermediary, and (iii) should Intermediary not receive payment of such fees from Intermediary’s Clearing Agent for any reason, Intermediary’s sole recourse is against Intermediary’s Clearing Agent. Intermediary hereby represents that Intermediary is permitted under Applicable Laws to receive all payments for shareholder services contemplated herein.
DISTRIBUTION AND SERVICE FEES. The following fees are due and payable monthly pursuant to Section 2.e. of the DEALER AGREEMENT between GUGGENHEIM FUNDS DISTRIBUTORS, LLC (the “Distributor”) and <DEALER FIRM> In no event will the fee for performing distribution-related services exceed 0.25% (25 basis points) of average daily net assets with respect to A-Class and P-Class Shares, or 0.75% (75 basis points) of average daily net assets with respect to C-Class Shares. In addition, in no event will the fee for performing shareholder services exceed 0.25% (25 basis points) of average daily net assets with respect to H-Class and C-Class Shares. To the extent the Distributor waives any payments payable to the Distributor under the applicable distribution plan adopted under Rule 12b-1 of the Investment Company Act or for the other reasons set forth in this Agreement, the amounts payable to Dealer will also be reduced. Agreed to and accepted by: GUGGENHEIM FUNDS DISTRIBUTORS, LLC <DEALER FIRM> Signature: ______________________________ Signature: ___________________________ Print Name: Print Name: Title: Title: Date: __________________________________ Date: _______________________________ SCHEDULE C DATED -__________
DISTRIBUTION AND SERVICE FEES. In addition to the Dealer Concession, the Dealer shall be entitled to receive a trail or maintenance fee ( Service Fee ), which will be prorated and paid quarterly after the first full year of investment, in an amount equal to an annual rate of 0.25% of Class A s respective daily net assets held in accounts by customers for whom the Dealer is the holder or agent of record.
DISTRIBUTION AND SERVICE FEES. In consideration of PSD’s role as the Distributor and Principal Underwriter of the Contracts issued by PACIFIC LIFE, PSD will receive distribution and/or service fees (including but not limited to 12b-1 Plan and Service Plan fees) from an unaffiliated fund or its affiliates that have contracted with PACIFIC LIFE. Regardless of whether PSD is a party to any agreements with such fund or its affiliates, such fees may be paid either directly to PSD, or for the convenience of the parties to any arrangement, may be paid to PACIFIC LIFE on behalf of PSD. Similarly, PACIFIC LIFE may pay distribution and/or service expenses on behalf of PSD and PSD will reimburse PACIFIC LIFE for such expenses that PACIFIC LIFE pays on its behalf up to the amount of related distribution and/or service fees received by PSD. Such reimbursement will be made by PSD to PACIFIC LIFE within 90 days of receipt of distribution and/or service fees. This section does not apply to any portion of fees received by PACIFIC LIFE related to investment advisory services or administrative services provided by PACIFIC LIFE.
DISTRIBUTION AND SERVICE FEES. Each of the Funds has adopted a plan of distribution pursuant to Rule 12b-1 of the Investment Company Act for its Class A Shares and, where offered by particular Funds, for its Class D Shares (collectively the "Plans"). Pursuant to the Plans, the Distributor may pay Participating Dealers distribution and/or service fees based upon total Fund assets maintained in accounts held in the name or for the benefit of your Customers. Such fees shall be paid in consideration of your efforts in providing information and services necessary or appropriate (i) to provide personal services to your Customer-shareholders of the Funds, (ii) to assist the Distributor in any distribution efforts, including, without limitation, making use of the Participating Dealer's name, client lists and publications for the solicitation of sales of Shares to Customers, and (iii) such other assistance as the Distributor may reasonably request, to the extent permitted by applicable statute, rule or regulation. With respect to the Class A Share accounts maintained for the benefit of your Customers, the Distributor shall pay to you a service fee (as defined in the National Association of Securities Dealers, Inc. Rules of Fair Practice) equal to 0.25 of 1% per annum of the average daily net assets of all such Class A Share accounts. With respect to Class D Share accounts maintained for the benefit of your Customers, the Distributor shall pay a total fee equal to 0.50 of 1% (representing a service fee of 0.25 of 1% and a distribution fee of 0.25 of 1%) per annum of the average daily net assets of all such Class D Share accounts. Such payments shall be payable no less often than quarterly and may be subject to such minimums as the Distributor shall establish from time to time. The Distributor has no obligation to make any such payments and you agree to waive payment of any fee until the Distributor is in receipt of the corresponding fee from each Fund. The payment of fees has been authorized pursuant to the Plans adopted by the Directors and shareholders of the Funds pursuant to the requirements of the Investment Company Act and such authorizations may be withdrawn at any time.
DISTRIBUTION AND SERVICE FEES a) In respect of the Distribution Agreement subject to clause 1 of this agreement we shall receive a distribution fee of 30% of all net receipts prior to deducting any sub-distribution fee and we shall pay out of our share all fees payable to our sub-distributor (which is currently Universal Music) or any other third party. Net receipts shall mean gross receipts less applicable VAT (Value Added Tax of currently 16%). We shall further receive a service fee of 15% of all net receipts on the basis as it is described in sentence 1 of this chapter. Our total share of the net receipts shall be thus 45% b) In consideration of our services subject to clause 2 of this agreement we shall receive 35% of all net receipts. Net receipts in respect of this subparagraph B) shall mean gross receipts paid to you by any third party (tour promoter, merchandiser etc.) less VAT.
