Financial Audit Funding Sample Clauses

Financial Audit Funding. Separate, apart and in addition to the funding of administrative costs set forth above, the Contractor will provide reimbursement to the County for the cost of a biannual financial audit of the Plan performed by an independent accounting firm of the County’s choosing. The amount of reimbursement for audit fees shall not exceed $25,000 in any two (2) year period, along with additional reimbursement of the County’s necessary and related expenses associated with the audit. Attachment B
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Financial Audit Funding. Separate, apart and in addition to the funding of administrative costs set forth above, the Contractor will provide reimbursement to the County for the cost of a biannual financial audit of the Plan performed by an independent accounting firm of the County’s choosing. The amount of reimbursement for audit fees shall not exceed $25,000 in any two (2) year period, along with additional reimbursement of the County’s necessary and related expenses associated with the audit. STAFFING PLAN Name Classification/Title License Experience/Qualifications Xxxxxx Xxxxx Vice President, Government Markets FINRA Series 6, 26 63 Rob has 20 years of industry experience and supports an average of 50 plan sponsor relationships. Rob has a degree in finance from the University of Iowa. Xxxxxx Xxxxxxx Assistant Vice President, Partner Strategy FINRA Series 6, 26, 63 Xxxxxx joined our organization in 1980 and has a wide range of retirement plan experience. Xxxxxx has a bachelor’s degree in accounting from the University of Northern Colorado. Xxxx Xxxxx Senior Client Services Manager FINRA Series 6, 26, 63 Nick joined our organization in 2011 and earned a communications degree from the University of Colorado at Denver. Xxxx Xxxxx-Xxxx Manager, Participant Experience FINRA Series 6, 26, 63, 65, CRC Xxxx joined the organization in 1990 and has been working with public employer deferred compensation plans for more than 28 years. Xxxxx Xxxxxxxxxxx Retirement Plan Advisor CRC, ChFC, FINRA Series 6, 63 Xxxxx joined our organization in 1980 and has had a variety of roles in the government markets sector. Xxxxx has a bachelor’s degree in communications from the University of Washington. Xxx Xxxxxxxx Retirement Plan Advisor FINRA Series 7, 63, 65 Max joined Empower in 2018 and has five years of industry experience. He has a bachelor’s degree in U.S. history from San Francisco State University. Xxxx Xxxxxx Retirement Plan Advisor CRC, FINRA Series 7, 63, 65 Hugo joined our organization in 2014 and has more than 14 years of industry experience. He has a bachelor’s degree in business administration finance from the California State University, Long Beach. Xxxx Xxxxx Lead Communications Strategist FINRA Series 6 Xxxx joined our organization in 1997 and has a bachelor’s degree in business administration with an emphasis in marketing from the University of Colorado, Boulder. Xxxxx XxXxxxxxxx Senior Communications Strategist FINRA Series 6, 26 Xxxxx joined Empower nearly five years ago and has 25 ...
Sample 1
Financial Audit Funding. Separate, apart and in addition to the funding of administrative costs set forth above, the Contractor will provide reimbursement to the County for the cost of a biannual financial audit of the Plan performed by an independent accounting firm of the County’s choosing. The amount of reimbursement for audit fees shall not exceed $25,000 in any two (2) year period, along with additional reimbursement of the County’s necessary and related expenses associated with the audit. STAFFING PLAN Name Classification/Title License Experience/Qualifications Xxx Xxxxx, Xxxxxxxxx Village, Colorado Vice President, Government Markets FINRA Series 6, 26, 63 24 years at Empower, exclusively in Government Markets. Former NAGDCA Industry Board Member. Xxxxxx Xxxxxxx, Xxxxxxxxx Village, Colorado Assistance Vice President, Partner Strategy FINRA Series 6, 26, 63 43 years at Empower,18 years as the relationship manager for the County. Xxxxxx Xxxxxxxx-Xxxxx, Xxxxxxxxx Village, Colorado Senior Client Service Manager N/A 16 years at Empower,5 years as the client service manager for the County. Xxx Xxxxxxxx, Orange County, California Director, Participant Engagement FINRA Series 6, 26, 63, 65 CRC designation, CMFC designation, 25 years in the industry with 12 years in government plans, 1 year managing the County’s team. Xxxxx Xxxxxxxxxxx, Xxxxxxxxx Village, Colorado Communications Lead FINRA Series 6 14 years at Empower, 24 years in the financial industry. XX Xxxxxxxxxx, Orange County, California Retirement Plan Advisor FINRA Series 7, 63, 65 10 years in the financial industry. CRPC designation. Xxxx Xxxxxx, Orange County, California Retirement Plan Advisor CRC, FINRA Series 6, 63, 65 10 years at Empower and as an RPA for the County. Xxx Xxxxxxxx, Orange County, California Retirement Plan Advisor FINRA Series 7, 63, 65 8 years in the financial industry, 6 years with the County. CFP designation.
Sample 1

Related to Financial Audit Funding

  • Annual Audit If Subrecipient expends Federal funds in a fiscal year which equal or exceed $750,000 (seven hundred fifty thousand dollars) as specified in OMB Circular A-133-Revised, 2 CFR Part 200.500- Subpart F-Audit Requirements Subrecipient shall cause an audit to be prepared by a Certified Public Accountant (CPA) who is a member in good standing with the American Institute of Certified Public Accountants (AICPA) of the California Society of CPA’s. The audit must be performed annually in accordance with Generally Accepted Auditing Standards (GAAS) authorized by the AICPA and Federal laws and regulations governing the programs in which it participates. Furthermore, County retains the authority to require Subrecipient to submit similarly prepared audit at Subrecipient’s expense even in instances when Subrecipient’s expenditure is less than $750,000. Subrecipient will be required to identify corrective action taken in response to any findings identified by CPA related to their funded activity or program. Subrecipient will ensure an annual financial audit is performed in compliance with the Federal Single Audit Act and will submit two (2) copies of such audit report, including a copy of the management letter, to County within six (6) months of the end of each Contract year in which Subrecipient has received federal funding (i.e., July 1 – June 30). Failure to meet this requirement may result in County denying reimbursement of funds to Subrecipient, as well as future funding qualification. Subrecipients, which are exempt from statutory audit requirements, shall maintain records, which are available for review by County or Federal officials. Subrecipient acknowledges that any and all “Financial Statements” submitted to County pursuant to this County become Public Records and are subject to public inspection pursuant to Sec. 6250 et seq. of the California Government.

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