Information on securities. It is imperative that before placing orders or executing securities trades, the Client has the opportunity to familiarise itself with the main characteristics of the securities, including return and risk. Therefore, the Client can find fact sheets describing the securities, investment products and other financial instruments offered for trading by Nykredit Bank on Nykredit Bank's website, xxxxxxxx.xx/xxxxxxxxxxxxxxxxxxx. For retail clients trading in securities such as investment units or complex investment products, a standardised investor disclosure document describing the security in detail is available. If trading through Nykredit Bank’s online or mobile banking service, the Client can access the document via a link. If trading via the Client’s investment adviser, the document is available on request. For more details on securities and investment products, see xxxxxxxx.xx/xxxxxxxxxxxxxxxxxxx. Whichever securities the Client wishes to trade, the Client should be aware that all investments involve an opportunity for gain and a risk of loss. Please also be aware that the tax treatment of securities transactions depends on the Client’s individual circumstances and may change over time. Placement of orders and securities trading Trading in non-complex securities – execution only Nykredit Bank lets the Client place orders for and trade in non-complex securities – such as listed equities, government bonds, mortgage bonds and investment units – without being under an obligation to assess the Client’s knowledge of and experience with these securities. The Client can therefore trade in this type of securities on an execution-only basis through Nykredit Bank’s online or mobile banking service or through the Client’s adviser. Trading in complex securities – execution only If, being a retail client, the Client would like to trade on an execution-only basis in complex securities – such as unlisted equities, structured bonds or leveraged investment products – Nykredit Bank will assess whether the Client has sufficient knowledge of and experience with this type of securities to make the security suitable for the Client. If Nykredit Bank finds that the Client does not have sufficient knowledge and experience, or Nykredit Bank does not have enough information to assess whether the Client’s knowledge and experience is sufficient, Nykredit Bank must inform the Client of this before letting the Client place the Client’s order and execute the trade. If the Client is classif...
Information on securities. Each prospective Limited Partner who contributes securities to the Partnership shall furnish to the Partnership, prior to the date of any such contribution, information satisfactory to the Central Partners as to his date of acquisition and his adjusted basis for Federal income tax purposes and shall represent and warrant the accuracy of such information.
