Investment Practices Sample Clauses

Investment Practices. The Fund shall not: (a) Borrow money or provide for the creation of any encumbrance on its assets except in the two following situations: (i) the transaction is a temporary measure to accommodate requests for the redemption of securities of the Fund while the Fund effects an orderly liquidation of its assets, and, after giving effect to the transaction, the outstanding: amount of all borrowings of the Fund does not exceed 5% of the net assets of the Fund taken at market value at the time of the borrowing; (ii) the encumbrance secures a claim for the fees and expenses of the Custodian or a sub-custodian for services rendered in that capacity; (b) Subscribe to securities offered by a company under formation; (c) Engage in the business of underwriting or marketing securities of any other issuer; (d) Lend money, securities or other assets; (e) Guarantee securities or obligations of another person; (f) Purchase or sell securities other than through market facilities where these securities are normally bought and sold unless the transaction price approximates the prevailing market price or is negotiated on an arm's length basis; (g) Purchase a security from, or sell a security to, one of the following persons: (i) the CIS Manager or the Custodian; (ii) an officer of the CIS Manager or the Custodian; (iii) an affiliate of a person referred to in subparagraphs (g) (i) and (ii), unless the purchase from or sale to the affiliate is carried out at arm's length. (h) Engage in short selling and / or scrip borrowing; and (i) Lend, assume, guarantee, endorse or otherwise become directly or contingently liable for or in connection with any obligation or debt of any person.
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Investment Practices. In addition, the special purpose reinsurance vehicle may enter into swap agreements or other transactions that have the objective of leveling timing differences in funding of upfront or ongoing transaction expenses or managing credit or interest rate risk of the investments in the trust to ensure that the investments are sufficient to ensure payment or repayment of the securities and related interest or principal payments issued pursuant to a special purpose reinsurance vehicle insurance securitization transaction or the reinsurance vehicle's obligations under the special purpose reinsurance vehicle contract. [ 2003, c. 249, §2 (NEW) .] SECTION HISTORY 2003, c. 249, §2 (NEW).
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Investment Practices. The Fund shall not: (a) borrow money or provide for the creation of any encumbrance on its assets except in the two following situations: (i) the transaction is a temporary measure to accommodate requests for the redemption of securities of the Fund while the Fund effects an orderly liquidation of its assets, and, after giving effect to the transaction, the outstanding: amount of all borrowings of the Fund does not exceed 5% of the net assets of the Fund taken at market value at the time of the borrowing; or (ii) the encumbrance secures a claim for the fees and expenses of the custodian or a sub-custodian for services rendered in that capacity; (b) subscribe securities offered by a company under formation; (c) engage in the business of underwriting or marketing securities of any other issuer; (d) lend money, securities or other assets; (e) guarantee securities or obligations of another person; (f) purchase or sell securities other than through market facilities where these securities are normally bought and sold unless the transaction price approximates the prevailing market price or is negotiated on an arm's length basis; or (g) purchase a security from, or sell a security to, one of the following persons: (i) the CIS manager or the Custodian; (ii) an officer of the CIS manager or the Custodian; or (iii) an affiliate of a person referred to in subparagraphs (g) (i) and (ii), unless the purchase from or sale to the affiliate is carried out at arm's length.
Sample 1
Investment Practices. An investment which otherwise qualifies as a Permitted Interim Investment will not constitute a Permitted Interim Investment if one or more of the following investment practices are engaged in connection with the acquisition or disposition of the Permitted Interim Investment: (a) the borrowing of money; (b) the purchase of a security that by its terms may require a contribution in addition to the payment of the purchase price; (c) the purchase of securities other than through market facilities through which such securities are normally bought and sold, unless the purchase price approximates the prevailing market price or the parties are at arm’s length in connection with the transaction; or (d) the engagement in the business of underwriting or marketing to the public. 1 Aamjiwnaang 2 Alderville First Nation 3 Algonquins of Pikwakanagan 4 Animibiigoo Xxxxx’xxxx Anishinaabek 5 Anishinaabeg of Naongashiing 6 Aroland First Nation 7 Attawapiskat First Nation 8 Aundeck Omni Kaning 9 Bearskin Lake First Nation 10 Xxxxxxxxxx First Nation 11 Beaverhouse First Nation 12 Big Grassy First Nation 13 Biinjitiwaabik Zaaging Anishinaabek 14 Xxxxxx Xxxxxxxx Xxxxxxxxxxxx 15 Bkejwanong Territory 16 Brunswick House First Nation 17 Xxxxxxxx First Nation 18 Cat Lake First Nation 19 Chapleau Cree First Nation 20 Chapleau Ojibway First Nation 21 Chippewas of Xxxxxxxx Island 22 Chippewas of Kettle & Stony Point 23 Chippewas of Nawash 24 Chippewas of Saugeen 25 Chippewas of the Thames 26 Xxxxxxxxx Xxxx First Nation 27 Couchiching First Nation 28 Curve Lake First Nation 29 Deer Lake First Nation 30 Delaware Nation 31 Dokis First Nation 32 Eabametoong First Nation 33 Eagle Lake First Nation 34 Flying Post First Nation 35 Fort Albany First Nation 36 Fort Severn First Nation 37 Fort Xxxxxxx First Nation 38 Garden River First Nation 39 Ginoogaming 40 Grassy Narrows First Nation 41 Henvey Inlet First Nation 42 Hiawatha First Nation
Sample 1
Investment Practices. An investment which otherwise qualifies as a Permitted Interim Investment will not constitute a Permitted Interim Investment if one or more of the following investment practices are engaged in connection with the acquisition or disposition of the Permitted Interim Investment: (a) the borrowing of money; (b) the encumbrance of any amount of the Futures Generations Fund; (c) the purchase of a security that by its terms may require a contribution in addition to the payment of the purchase price; (d) the purchase of securities other than through market facilities through which such securities are normally bought and sold, unless the purchase price approximates the prevailing market price or the parties are at arm’s length in connection with the transaction; or (e) the engagement in the business of underwriting or marketing to the public. THIS AGREEMENT (the "Agreement") dated , 2000, (the "Corporation") - and - (the "Partnership") - and - (the "Director")
Sample 1
Investment Practices. An investment which otherwise qualifies as a Permitted Interim Investment will not constitute a Permitted Interim Investment if one or more of the following investment practices are engaged in connection with the acquisition or disposition of the Permitted Interim Investment: (a) the borrowing of money; (b) the purchase of a security that by its terms may require a contribution in addition to the payment of the purchase price; (c) the purchase of securities other than through market facilities through which such securities are normally bought and sold, unless the purchase price approximates the prevailing market price or the parties are at arm’s length in connection with the transaction; or (d) the engagement in the business of underwriting or marketing to the public. SCHEDULE 6.5.2 TO RE: Ontario First Nations (2008) Limited Partnership Agreement dated February 7, 2008 (the “Partnership Agreement”) among the General Partner and participating First Nations (other than the Chippewas of Mnjikaning) to form the Partnership
Sample 1
Investment Practices. An investment which otherwise qualifies as an Approved Investment will not constitute an Approved Investment if one or more of the following investment practices are engaged in connection with the acquisition or disposition of the Approved Investment: (a) the borrowing of money; (b) the encumbrance of any amount of the Futures Generations Fund; (c) the purchase of securities on margin; (d) the sale of securities short; (e) the purchase of a security that by its terms may require a contribution in addition to the payment of the purchase price; (f) the purchase of securities other than through market facilities through which such securities are normally bought and sold, unless the purchase price approximates the prevailing market price or the parties are at arm’s length in connection with the transaction; or (g) the engagement in the business of underwriting or marketing to the public. Extract from the Insurance Act (Ontario): (1) An insurer may invest its funds or any portion thereof in, ….
Sample 1
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Related to Investment Practices

  • Settlement Practices The Custodian shall provide to each Board the information with respect to custody and settlement practices in countries in which the Custodian employs an Eligible Foreign Custodian described on Schedule C at the time or times set forth on the Schedule. The Custodian may revise Schedule C from time to time, but no revision shall result in a Board being provided with substantively less information than had been previously provided on Schedule C.

  • Best Practices The Recipient acknowledges they may or may not have access to the Owner’s Confidential Information and agrees that it shall not directly or indirectly divulge, disclose, or communicate any of the Confidential Information to any third party, except as may be required during any formal business association or dealings on behalf of the Owner for any event, with the prior written approval of the Owner. The Recipient acknowledges that no license of the Confidential Information, by implication or otherwise, is granted to the Recipient by reason of this Agreement. Additionally, the Recipient acknowledges that it may only use the Confidential Information in connection with its business dealings with the Owner and for no other purpose without the prior written consent of the Owner.

  • FAIR PRACTICES The Union agrees to maintain its eligibility to represent all employees by continuing to admit persons to membership without discrimination on the basis of race, creed, color, national origin, sex or marital status and to represent equally all employees without regard to membership or participation in, or association with the activities of any employee organization. The Board agrees to continue its policy of not discriminating against any employee on the basis of race, creed, color, national origin, sex, marital status or membership or participation in, or association with the activities of, any employee organization.

  • Employment Practices Contractor agrees to abide by the following employment laws: (i)Title VI and VII of the Civil Rights Act of 1964 (42 U.S.C. 2000e) which prohibits discrimination against any employee or applicant for employment or any applicant or recipient of services, on the basis of race, religion, color, or national origin; (ii) Executive Order No. 11246, as amended, which prohibits discrimination on the basis of sex; (iii) 45 CFR 90 which prohibits discrimination on the basis of age; (iv) Section 504 of the Rehabilitation Act of 1973, or the Americans with Disabilities Act of 1990 which prohibits discrimination on the basis of disabilities; and (v) Utah's Executive Order, dated December 13, 2006, which prohibits unlawful harassment in the work place. Contractor further agrees to abide by any other laws, regulations, or orders that prohibit the discrimination of any kind by any of Contractor’s employees.

  • Collection Practices The collection practices used by the Servicer with respect to each Mortgage Note and Mortgage have been in all respects legal, proper and prudent in the mortgage servicing business;

  • Data Practices The parties acknowledge that this Agreement is subject to the requirements of Minnesota’s Government Data Practices Act, Minnesota Statutes, Section 13.01 et seq.

  • Best Practice NB strives to ensure that inter-country adoptions are in children's best interests and seeks to prevent the sale, exploitation, abduction, or trafficking of children. Payment for a child or an inducement to release a child for Adoption is strictly forbidden. NB does not compensate any individual providing adoption services with an incentive fee or fee contingent on each child located for Adoption. NB's employees, coordinators, and prospective adoptive parents are prohibited from giving money, gifts, bribes, or other consideration directly or indirectly to any person or entity, including any biological relative or caregiver of a child, as payment for a child or as an inducement to release a child for purposes of Adoption.

  • Credit Reporting For each Mortgage Loan, the Company shall accurately and fully furnish, in accordance with the Fair Credit Reporting Act and its implementing regulations, accurate and complete information on its borrower credit files to each of the following credit repositories: Equifax Credit Information Services, Inc., TransUnion, LLC and Experian Information Solution, Inc. on a monthly basis.

  • Pay Practices The Employer recognizes the importance of regularity in pay practices and to the greatest extent possible the Employer will not alter the payment routines. Nurses will be notified in writing by the Employer not less than sixty (60) days in advance of a change to the pay practices.

  • Fair Credit Reporting Act The Servicer has fully furnished, in accordance with the Fair Credit Reporting Act and its implementing regulations, accurate and complete information (e.g., favorable and unfavorable) on its borrower credit files to Equifax, Experian and Trans Union Credit Information Company (three of the credit repositories) on a monthly basis.

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