Non-Reporting Issuer Sample Clauses

Non-Reporting Issuer. Subject to Section 7(b), as long as the Issuer is not subject to Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended ("Exchange Act"), at any time upon the request of a registered holder of a Security, the Issuer, or the Fiscal Agent upon request by and at the expense of the Issuer, will promptly furnish or cause to be furnished "Rule 144A Information" (as defined below) with respect to the Issuer to such holder or to a prospective purchaser of such Security designated by such holder in order to permit compliance by such holder with Rule 144A under the Act in connection with the resale of such Security by such holder. "Rule 144A Information" with respect to the Issuer shall be such information with respect to it as is specified pursuant to Rule 144A(d)(4)(i) under the Act (or any successor provision thereto) which, at the date of this Agreement, consists of (x) a very brief statement of the nature of the business, products and services of the Issuer, as the case may be, (which statement shall be as of a date within 12 months prior to the date of the intended resale) and (y) the most recent financial statements of the Issuer and its financial statements for the two fiscal years preceding the period covered in the most recent financial statements. Such financial statements of the Issuer shall include its balance sheet (as of a date less than 16 months before the date of the intended resale) and its profit and loss and retained earnings statements (for the twelve month period preceding the date of such balance sheet and, if the balance sheet is not as of a date less than six months before the date of the intended resale, the most recent profit and loss and retained earnings statements shall be for the period from the date of such balance sheet to a date less than six months before the date of the intended resale) and shall be audited to the extent reasonably available.
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Non-Reporting Issuer. 3.1 The Subscriber acknowledges that the Issuer is not a reporting issuer in any jurisdiction. Therefore, the Subscriber’s investment in the Issuer involves a high degree of risk.
Non-Reporting Issuer. The Corporation is not a reporting issuer, as that term is defined by Securities Laws, there is no published market for the Acquired Corporation Shares and the number of holders of common shares in the capital of the Corporation as at the date hereof is not more than 50, exclusive of holders who (i) are in the employment of the Corporation or an affiliate of the Corporation, or (ii) were formerly in the employment of the Corporation or in the employment of an entity that was an affiliate of the Corporation at the time of that employment and who while in that employment were, and have continued after that employment to be, security holders of the Corporation.
Non-Reporting Issuer. The Corporation is not a “reporting issuer” within the meaning of the Securities Act (British Columbia).
Non-Reporting Issuer. Trillium is not a “reporting issuer” within the meaning of that expression under the Applicable Securities Laws in any province of Canada; and Trillium has not, at any time been, a reporting issuer under any Applicable Securities Laws in Canada and has not been required to file any form, report, registration statement or other document with any Canadian Securities authority. As used in this section, the term “filed” shall be broadly construed to include any manner in which a document or information is furnished, supplied or otherwise made available to any Securities Authority
Non-Reporting Issuer. If the issuer of these Investments is a non-reporting issuer, then there is no requirement to publish associated financial information or to notify the public of changes in its business. You may not receive ongoing information about an issuer of these Investments. You are investing in these Products entirely at your own risk. No securities regulatory authority or regulator have evaluated or endorsed the merits of these securities or the disclosure in the offering memoranda or any other disclosure documents for these Investments. Questrade does not provide any warranty or guarantee of the accuracy, timeliness, performance, completeness or suitability of the information, materials, or research found or offered for these Investments. By presenting the information, materials, or research on this website, Questrade is not endorsing or approving their content. You acknowledge that such information, materials, or research may contain inaccuracies or errors, and we expressly exclude liability for any such inaccuracies or errors to the fullest extent permitted by law. Your use of any information or materials on this website is entirely at your own risk, for which we shall not be liable. It shall be your responsibility to ensure that any products, services, information, or research available through this website meet your specific requirements. Questrade does not guarantee that any order you submit for the purchase or sale of these Products will be filled. You are responsible for any loss caused as a result of, or in connection with, the submission of an order to Questrade for the purchase or sale of these Products. Questrade may, at its sole discretion, act upon all instructions given (or purported to be given) by you in respect to an order. We shall not incur any liability by reason of acting or failing to act due to an error in your order or as a result of your order not being received by Questrade. You agree that it will be your responsibility to ensure that your orders are received by Questrade. We may, at our sole discretion, reject an order and we shall not incur any liability by reason of such rejections. YOU ACKNOWLEDGE AND AGREE THAT, IN THE COURSE OF PROVIDING SERVICES TO YOU, NEITHER QUESTRADE, NOR ITS INVESTMENT REPRESENTATIVES, PROVIDES ADVICE OR RECOMMENDATIONS REGARDING THE PURCHASE OR SALE OF ANY SECURITY, OR MAKES ANY DETERMINATION OF YOUR GENERAL INVESTMENT NEEDS, OBJECTIVES OR SUITABILITY REGARDING THE PROPOSED PURCHASE OR SALE OF ANY SECURITY. Y...
Non-Reporting Issuer. Skinject is not a reporting issuer under Applicable Canadian Securities Laws or equivalent foreign regulations, and there is no published market for any securities of Skinject.
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Non-Reporting Issuer. CNX is not a reporting issuer, as that term is defined by Securities Laws, there is no published market for the CNX Shares.
Non-Reporting Issuer. MVMD is not a reporting issuer, as that term is defined by Securities Laws, there is no published market for the MVMD Shares.
Non-Reporting Issuer. The Company is not a “reporting issuer” as such term is defined in the Securities Act and applicable securities laws and will not become a “reporting issuer” as a result of this Offering.
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