Related Plan Investments Sample Clauses

Related Plan Investments. Please list all plans (other than the Participating Trust) established or maintained by (i) the same employer or an affiliate thereof, or (ii) the same employee organization, the assets of which are invested in any of the Funds. Your Signatures By signing below, you certify that the Tax Identification Number provided herein is correct. (Printed Name of Fiduciary) By: (Authorized Signature of Fiduciary) Name: (Printed Name of Plan Sponsor) By: (Authorized Signature of Plan Sponsor) Name: Title: Title: Dated: , 20 Dated: , 20 AUTHORIZED SIGNATURE & EMAIL LIST (the “Plan” or “Trust”) hereby certifies to The Bank of New York Mellon (“BNY Mellon”) that the below named person or persons as representative by their signature or e-mail address below are authorized to act on its behalf in connection with the Agreement. Any person(s) so certified shall be deemed to be authorized representative(s) of the Plan/Trust. When any person so certified shall cease to have authority to act on behalf of the Plan /Trust, the Plan /Trust shall promptly give notice to that effect. Until such notice, the following person(s) shall be authorized representatives of the Plan /Trust. Signature: Name: Title: Date: In order to comply with Anti Money Laundering Guidelines please provide first, middle, and last names for any appropriate parties below. Authorized Representatives: Signature Specimen: E-mail Address: Exhibit B – Trust, Fund and Class List Trust Fund Class Complete Box to Indicate Initial Investment Amount and Date The Bank of New York Mellon Employee Benefit Collective Investment Fund Plan BNYM Xxxxxx NSL U.S. Dynamic Large Cap Value Class S (Printed Name of Fiduciary) By: (Authorized Signature of Fiduciary) Name: (Printed Name of Plan Sponsor) By: (Authorized Signature of Plan Sponsor) Name: Title: Title: Dated: , 20 Dated: , 20 Exhibit C – Fee Schedule Trust Fund Class Investment Management Fee Schedule* The Bank of New York Mellon Employee Benefit Collective Investment Fund Plan BNYM Xxxxxx NSL U.S. Dynamic Large Cap Value Class S 25bps on all balances The Trustee provides marketing and distribution services on behalf of the Fund(s), and it may delegate such authority to other parties (“Marketing Agents”). (Please check the applicable box below.) The Participating Trust client was introduced to the Fund(s) through: ☐ a bank officer serving as a Trustee representative. ☐ an authorized representative of BNY Mellon Securities Corporation (“BNYMSC”), which is acting as a Market...
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Related to Related Plan Investments

  • Definitions As used in this Agreement, the following terms shall have the following meanings:

  • WHEREAS the Company desires the Warrant Agent to act on behalf of the Company, and the Warrant Agent is willing to so act, in connection with the issuance, registration, transfer, exchange, redemption and exercise of the Warrants; and

  • Assignment This Agreement and all rights and obligations hereunder may not be assigned without the written consent of the other party.

  • Termination This Agreement may be terminated at any time prior to the Closing:

  • Entire Agreement This Agreement constitutes the entire agreement between the parties hereto with respect to the subject matter contained in this Agreement and supersedes all prior agreements, understandings and negotiations between the parties.

  • Notices Any notice, request or other document required or permitted to be given or delivered to the Holder by the Company shall be delivered in accordance with the notice provisions of the Purchase Agreement.

  • NOW, THEREFORE the parties hereto agree as follows:

  • Severability Any provision of this Agreement that is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

  • IN WITNESS WHEREOF the parties hereto have executed this Agreement as of the day and year first above written.

  • Investment Company Act The Company will conduct its affairs in such a manner so as to reasonably ensure that neither it nor its subsidiaries will be or become, at any time prior to the termination of this Agreement, an “investment company,” as such term is defined in the Investment Company Act, assuming no change in the Commission’s current interpretation as to entities that are not considered an investment company.

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