Responsibilities of Advisor. Without limiting the generality of the foregoing, the Advisor shall, during the term and subject to the provisions of this Agreement:
(i) determine the composition and allocation of the Company's investment portfolio, the nature and timing of any changes therein and the manner of implementing such changes;
(ii) establish and maintain criteria to identify, evaluate and negotiate the structure of the Company's investments;
(iii) perform due diligence on prospective investments;
(iv) execute, close, service and monitor the Company's investments;
(v) perform, oversee and supervise the various management and operational functions relating to the Company's investments, including any subsidiaries or joint ventures;
(vi) determine the securities and other assets that the Company shall purchase, retain or sell;
(vii) provide the Company with such other investment advisory, research and related services as the Company may, from time to time, reasonably request or require for the investment of its funds; and
(viii) furnish the Company with office facilities and equipment.
Responsibilities of Advisor. Without limiting the generality of the foregoing, the Advisor shall, during the term and subject to the provisions of this Agreement:
(i) determine the composition and allocation of the portfolio of the Company, the nature and timing of the changes therein and the manner of implementing such changes;
(ii) identify, evaluate and negotiate the structure of the investments made by the Company;
(iii) execute, close, service and monitor the Company’s investments;
(iv) determine the securities and other assets that the Company shall purchase, retain or sell;
(v) perform due diligence on prospective portfolio companies; and
(vi) provide the Company with such other investment advisory, research and related services as the Company may, from time to time, reasonably request or require for the investment of its funds and the disposition of such investments.
Responsibilities of Advisor. Without limiting the generality of the foregoing, the Advisor shall, during the term and subject to the provisions of this Agreement:
(i) determine the composition of the portfolio of the Company, the nature and timing of the changes therein and the manner of implementing such changes;
(ii) identify, evaluate and negotiate the structure of the investments made by the Company;
(iii) close and monitor the Company’s investments;
(iv) perform due diligence on prospective projects; and
(v) assist in the preparation of reports to members.
Responsibilities of Advisor. Advisor agrees to become a management consultant to Company with respect to the evaluation of the current business development programs and growth strategies, and make recommendations as to possible ways to focus the assets and management resources to achieve long-term growth. Advisor will complete an analysis of Company's current operation and management structures. Advisor will work with management to evaluate all strategic plans and evaluate the current capabilities of Company in view of its organization and resources. In addition, Advisor will continue in the role of business development for Company. It is understood that this program of business development may involve the Company in possible business combination or joint venture transactions. None of the services to be provided by Advisor under this Agreement shall be in connection with the offer and sale of securities of ACCI in a capital raising transaction, nor shall such services directly or indirectly promote or maintain a market for any of ACCI's securities. Advisor shall provide Company with his opinion and recommendations with respect to the most appropriate means of meeting corporate goals; however, the implementation of such recommendations shall be at the sole and exclusive option of Company.
Responsibilities of Advisor. Advisor will manage the Account on a discretionary basis, which means Advisor will purchase and sell securities for the Account without first consulting with or obtaining specific authorization from Client. Advisor will invest, monitor, evaluate, rebalance, and trade the Account on an ongoing basis according to the risk tolerance and investment objectives stated in this Agreement. Client understands that some Account(s) may be invested more or less aggressively to achieve the Client’s household goals for all investments. Accounts opened in the future may be opened and managed under this Agreement. Continental also provides non-discretionary services in which case the firm will secure client’s permission prior to effecting securities transactions in non-discretionary accounts. Responsibilities of Client. Client will provide Advisor with accurate and complete information about Client’s risk tolerance and investment objectives and will promptly inform Advisor of any significant changes in that information. Client is responsible for the accuracy and completeness of all information provided to Advisor and for any losses or damages caused by the failure to provide such information to Advisor. Advisor shall not be responsible for any losses or damages that occur as a result of Client’s failure to provide accurate and complete information to Advisor. Client shall not, during the term of this Agreement engage in any transactions in the Account except by notifying Advisor and having Advisor make any such transaction.
Responsibilities of Advisor. Without limiting the generality of the foregoing, the Advisor shall, during the term and subject to the provisions of this Agreement:
(i) determine the composition and allocation of the Company’s investment portfolio, the nature and timing of any changes therein and the manner of implementing such changes;
(ii) identify, evaluate and negotiate the structure of the investments made by the Company;
(iii) perform due diligence on prospective portfolio companies;
(iv) execute, close, service and monitor the Company’s investments;
(v) determine the securities and other assets that the Company shall purchase, retain or sell;
(vi) provide the Company with such other investment advisory, research and related services as the Company may, from time to time, reasonably require for the investment of its funds;
(vii) use commercially reasonable efforts to arrange for debt financing on the Company’s behalf as may be determined necessary by the Advisor, subject to oversight and approval of the Board of Trustees; and
(viii) to the extent permitted under the 1940 Act and the Advisers Act, on the Company’s behalf, and in coordination with any Sub-Advisor (as defined below) and administrator, provide significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance under the 1940 Act, including utilizing appropriate personnel of the Advisor to, among other things, monitor the operations of the Company’s portfolio companies, participate in their board and management meetings, consult with and advise officers of portfolio companies, and provide other organizational and financial consultation.
Responsibilities of Advisor. Without limiting the generality of the foregoing, the Advisor shall, during the term and subject to the provisions of this Agreement:
(i) determine the composition and allocation of the portfolio of the Fund, the nature and timing of the changes therein and the manner of implementing such changes;
(ii) identify, evaluate and negotiate the structure of the investments made by the Fund;
(iii) execute, monitor and service the Fund’s investments;
(iv) determine the securities and other assets that the Fund shall purchase, retain, or sell;
(v) perform due diligence on prospective portfolio companies;
(vi) provide cash management services to invest the Fund’s daily cash balances; and
(vii) provide the Fund with such other investment advisory, research and related services as the Fund may, from time to time, reasonably request or require for the investment of its funds.
Responsibilities of Advisor. The Advisor will provide quarterly reports detailing account performance and activity. The Advisor does not act in any other capacity, other than to provide servicing and reporting to the Client and the Portfolio Manager.
Responsibilities of Advisor. Advisor will assist Client in understanding, evaluating and establishing custodial and/or clearing relationships for acquiring, trading, holding or liquidating specific assets the Client has or will be acquiring into their individual, retirement, trust, or corporate managed asset accounts. The Advisor will guide the Client in investment choices and strategies for the specific asset class or investment strategy requested by the Client, which strategy does not encompass the entirety of the Clients investment assets. Advisor shall provide these services to Client on a non-discretionary basis's, meaning that all acquisitions, dispositions of assets and investment strategies within the managed account will be approved by the Client in light of their overall strategy, and that the Advisor has no ability to trade without a general limited power of attorney (LPOA) authority granted to the Advisor by the Client. The Client may request that the advisor execute other actions, but they must be authorized by the Client in writing. The Advisor will require that the Client have direct access to the custodian or clearing firm to view their account or to trade market securities as they desire. The Advisor will monitor the transactions implemented by the Advisor within the Client’s account to confirm that the investments are properly recorded in the account, and will archive in the Client’s file the statements provided to JRL by the brokerage company or custodian. The Advisor will not be generating client statements, either on individual or consolidated positions, on the holdings of the Client. The Advisor will be available to discuss Client's account ("Account") during normal business hours and will contact the Client as soon as possible with information regarding their custodial holdings as requested by the Client. The Advisor will act as an "investment manager" to the account if the Account is subject to the Employee Retirement Income Security Act of 1974 ("ERISA").
Responsibilities of Advisor. Advisor agrees to become a management consultant to Company with respect to the evaluation of the current business development programs and growth strategies (the "Program"), and make recommendations as to possible ways to focus the assets and management resources to achieve long-term growth. Advisor will complete an analysis of Company's current operation and management structures. Advisor will work with management to evaluate all strategic plans and evaluate the current capabilities of Company in view of its organization and resources. In addition, Advisor will continue to provide business development services for Company. It is understood that this program of business development may involve the Company in possible business combination or joint venture transactions. None of the services to be provided by Advisor under this Agreement will involve the offer or sale of securities by PMCY. Advisor shall provide Company with his opinion and recommendations with respect to the most appropriate means of meeting corporate goals; however, the implementation of such recommendations shall be at the sole and exclusive option of Company.
