Special Reports/Programming Fees. All special reports analyses and/or programming requested by a Fund or the Trust under this Agreement shall be subject to an additional programming charge, agreed upon in advance, based upon the following rates: GFS Senior & MIS Staff $200.00 per hour GFS Junior Staff $100.00 per hour
Special Reports/Programming Fees. All special reports analyses and/or programming requested by a Fund or the Company under this Agreement shall be subject to an additional programming charge, agreed upon in advance, based upon the following rates: GFS Senior & MIS Staff $200.00 per hour GFS Junior Staff $100.00 per hour Out -of-pocket Expenses The Company shall reimburse GFS for all out-of-pocket expenses incurred by GFS when performing Services under this Agreement, including but not limited to the following: o Anti-ID Theft Monitoring o Pro rata portion of annual SSAE 16 review o Bank Account and other Bank Fees o Proxy Services o Customer Identification/AML Program Costs o Record Storage o Fund Stationery and Supplies o Regulatory fees and assessments o Locating Lost Shareholders/Escheatment Costs o State and Federal filing fees and assessments o NSCC Charges o Tax Reporting o Postage o Telephone and Toll Free Lines o Pre and Post Sale Fulfillment o Travel Requested by the Company o Printing Fund Documents Signature Page Follows The parties hereto agree to the Services and associated fees for the Fund(s), effective as set forth in this Appendix IV to the Fund Services Agreement. DOMINION FUNDS, INC. GEMINI FUND SERVICES, LLC By: /s/Xxxx Xxxxxxxx By: /s/Xxxxxx Xxxxxx Xxxx Xxxxxxxx Xxxxxx Xxxxxx President President The undersigned investment adviser hereby acknowledges and agrees to the terms of this Fund Services Agreement. Washington Asset Management 0 Xxxxx Xxxxxxx Xxxxxx Xxxxxxxxxx, XX 00000 By: /s/Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: President SHAREHOLDER DESKTOP WEB PACKAGE Proprietary Secure Web-Based Direct Interface With Transfer Agent Data Supports Five Levels of Access · Fund Administrator · Broker/Dealer · Broker/Dealer Branch · Registered Representative · Shareholder Customizable Look And Feel (Logo And Color Scheme) Account Inquiry · Portfolio Summary · Account Position · Transaction History · General Account Information Online Transactions (Must have this reflected in the prospectus to offer this functionality) · Exchanges · Purchases · Redemptions · Prospectus and SAI Access Account Maintenance · Change of Shareholder Information o Address o Phone Number o Email Address Online Statement Access · Quarterly Statements and Confirms · Electronic Delivery (Should have this reflected in the prospectus and application to offer this functionality) o Statements o Confirms o
Special Reports/Programming Fees. All special reports analyses and/or programming requested by a Fund or the Trust under this Agreement shall be subject to an additional programming charge, agreed upon in advance, based upon the following rates: GFS Senior & MIS Staff $200.00 per hour GFS Junior Staff $100.00 per hour Out -of-pocket Expenses The Trust shall reimburse GFS for all out-of-pocket expenses incurred by GFS when performing Services under this Agreement, including but not limited to the following: o Anti-ID Theft Monitoring o Pro rata portion of annual SAS 70 review o Bank Account and other Bank Fees o Proxy Services o Customer Identification/AML Program Costs o Record Storage o Fund Stationery and Supplies o Regulatory fees and assessments o Locating Lost Shareholders/Escheatment Costs o State and Federal filing fees and assessments o NSCC Charges o Tax Reporting o Postage o Telephone and Toll Free Lines o Pre and Post Sale Fulfillment o Travel Requested by the Trust o Printing Fund Documents (Signatures on next page) The parties hereto agree to the Services and associated fees as set forth above, effective as of the 1st day of January 2010. ADVISORONE FUNDS GEMINI FUND SERVICES, LLC By: /s/ W. Xxxxxxx Xxxxxx By: /s/ Xxxxx Xxxxxx
Special Reports/Programming Fees. All special reports analyses and/or programming requested by the Fund under this Agreement shall be subject to an additional programming charge. The current rate as of the date of this Agreement is $250.00 per hour and is subject to change.
Special Reports/Programming Fees. All special reports analyses and/or programming requested by a Fund or the Trust under this Agreement shall be subject to an additional programming charge, agreed upon in advance, based upon the following rates: GFS Senior & MIS Staff $200.00 per hour GFS Junior Staff $100.00 per hour Out -of-pocket Expenses The Trust shall reimburse GFS for all out-of-pocket expenses incurred by GFS when performing Services under this Agreement, including but not limited to the following: o Anti-ID Theft Monitoring o Pro rata portion of annual SAS 70 review o Bank Account and other Bank Fees o Proxy Services o Customer Identification/AML Program Costs o Record Storage o Fund Stationery and Supplies o Regulatory fees and assessments o Locating Lost Shareholders/Escheatment Costs o State and Federal filing fees and assessments o NSCC Charges o Tax Reporting o Postage o Telephone and Toll Free Lines o Pre and Post Sale Fulfillment o Travel Requested by the Trust o Printing Fund Documents
Special Reports/Programming Fees. All special reports analyses and/or programming requested by a Fund or the Trusts under this Agreement shall be subject to an additional programming charge, agreed upon in advance, based upon the following rates: [Fee Schedule]
Special Reports/Programming Fees. All future special reports, analyses and/or programming requested by the administrator under this agreement shall be subject to an additional programming charge. Requests and fees will be agreed to in advance and in writing, based upon the following rates: GFS Senior & MIS Staff $200.00 per hour GFS Junior Staff $100.00 per hour Out-of-pocket Expenses Each fund family shall reimburse GFS for all reasonable out-of-pocket expenses incurred by GFS when performing Services under this Agreement, including but not limited to the following: Anti-ID theft monitoring Postage Bank account and other bank fees Pre and post sale fulfillment Record storage Travel requested by the fund family** Regulatory fees and assessments Locating lost shareholders/escheatment costs State and federal filing fees and assessments NSCC charges Tax reporting ** All air travel shall be reimbursed at economy/coach rates. For the avoidance of doubt, the following services will not be provided by GFS, but by the fund family administrator, and the fund family shall have no obligation hereunder to reimburse GFS for out-of-pocket expenses incurred by GFS to the extent the same relate to the following services: ● Shareholder Servicing ● Fund Stationery and Supplies ● Printing Fund Documents ● Proxy Services ● Telephone and Toll Free Lines (Signatures on next page)
Special Reports/Programming Fees. All special reports analyses and/or programming requested by a Fund or the Trust under this Agreement shall be subject to an additional programming charge, agreed upon in advance, based upon the following rates: GFS Senior & MIS Staff GFS Junior Staff Out -of-pocket Expenses The Trust shall reimburse GFS for all out-of-pocket expenses incurred by GFS when performing Services under this Agreement, including but not limited to the following: ○ Anti-ID Theft Monitoring ○ Pro rata portion of annual SAS 70 review ○ Bank Account and other Bank Fees ○ Proxy Services ○ Customer Identification/AML Program Costs ○ Record Storage ○ Fund Stationery and Supplies ○ Regulatory fees and assessments ○ Locating Lost Shareholders/Escheatment Costs ○ State and Federal filing fees and assessments ○ NSCC Charges ○ Tax Reporting ○ Postage ○ Telephone and Toll Free Lines ○ Pre and Post Sale Fulfillment ○ Travel Requested by the Trust ○ Printing Fund Documents
Special Reports/Programming Fees. All special reports analyses and/or programming requested by EMG under this Agreement shall be subject to an additional programming charge, agreed upon in advance, based upon the following rates: GFS Senior & MIS Staff $200.00 per hour GFS Junior Staff $100.00 per hour Out-of-pocket Expenses EMG shall reimburse GFS for all out-of-pocket expenses incurred by GFS when performing Services under this Agreement, including but not limited to the following: o Bank Account and other Bank Fees o Record Storage o Fund Stationery and Supplies o Regulatory fees and assessments o NSCC Charges o State and federal filing fees and assessments o Postage o Tax Reporting o Pre and Post Sale Fulfillment o Telephone and Toll Free Lines o Printing Fund Documents o Travel Requested by the Trust o Proxy Services Signature Page Follows
Special Reports/Programming Fees. All special reports analyses and/or programming requested by the Trust under this Agreement shall be subject to an additional programming charge, agreed upon in advance, based upon the following rates: ANST Senior & MIS Staff $200.00 per hour ANST Junior Staff $100.00 per hour
