TO BE COMPLETED BY ALL SUBSCRIBERS Sample Clauses

TO BE COMPLETED BY ALL SUBSCRIBERS. The Company may accept any number of “accredited investors” as defined within the meaning of Rule 50 l (a) of Regulation D promulgated by the Securities and Exchange Commission. An accredited investor is one who fulfills any one of the following Criteria:
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TO BE COMPLETED BY ALL SUBSCRIBERS. For purposes of this question 10, a “Benefit Plan Investor” is any (1) “employee benefit plan” as defined in Section 3(3) of ERISA or trust, whether or not it is subject to the provisions of Title I of ERISA (including governmental, church and foreign plans), (2) any other plan, account or arrangement (e.g., an individual retirement account (often referred to as an XXX)) subject to Section 4975 of the IRS Code, or (3) entity, any assets of which are deemed to constitute (directly or indirectly) the assets of one or more plans by reason of the direct or indirect investment by such plans in the entity under Section 3(42) of ERISA and regulations promulgated thereunder or otherwise. (A) Please check the applicable box below: (i) Is a Benefit Plan Investor subject to the fiduciary or prohibited transaction provisions of ERISA or Section 4975 of the IRS Code (e.g., Benefit Plan Investors that are pension and profit-sharing plans for US employees or certain other US retirement arrangements, such as Xxxxx plans or entities whose assets are (directly or indirectly) the assets of any such plans or arrangements). If you check (i), are you (1) an entity whose assets constitute (directly or indirectly) the assets of one or more Benefit Plan Investors by reason of their investment (direct or indirect) in the entity (e.g., a fund of funds) for purposes of ERISA or Section 4975 of the IRS Code or (2) an insurance company general account? If you are not an entity or an insurance company general account, you may check “No.” ☐ Yes ☐ No If you check “Yes,” indicate in the space below, what is the maximum percentage of your total value (in the case of clause (1)) or insurance company general account as a whole (in the case of clause (2)) that are held or may in the future be held by Benefit Plan Investors that are subject to the fiduciary or prohibited transaction provisions of ERISA or Section 4975 of the IRS Code. _______% Any changes to this percentage that occur or that are reasonably expected to occur (e.g., in connection with pending subscription or redemption requests in the entity or account) must be promptly disclosed in writing to the Fund. If you check this box, answer question 10(c) below. ☐ (ii) Is a Benefit Plan Investor subject to laws or regulations (other than the fiduciary or prohibited transaction provisions of ERISA or Section 4975 of the IRS Code) that could deem the underlying assets of the Fund to constitute the assets of the Benefit Plan Investor and s...
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TO BE COMPLETED BY ALL SUBSCRIBERS. AND/OR PURCHASERS (a) we have irrevocably and unconditionally agreed to subscribe for and/or purchase the number of Relevant Shares specified in the Placing Letter on the terms and conditions of the contract recorded in the Placing Letter (in particular our representations and acknowledgement contained in paragraph 4 of the Placing Letter) on the understanding that, upon the conditions under paragraph 3 of the Placing Letter being fulfilled, our commitment to subscribe for or purchase the Relevant Shares will stand and cannot be cancelled by ourselves in any event; (b) certificates in respect of the relevant Placing Shares should be issued in the name of HKSCC Nominees Limited and credited to the designated CCASS participant’s stock account number referred to in Part 2 attached; (c) we are not acting in concert with the other placees in relation to the control of the Company (within the meaning of the Takeovers Code); (d) (Please fill in the number of shares, if appropriate) □ We currently hold shares of HK$0.01 each in the issued share capital of the Company (prior to the Share Offer); (If no indication is made on the above, it shall be taken that we do not have any interest in shares of HK$0.01 each in the issued share capital of the Company prior to the Share Offer)
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TO BE COMPLETED BY ALL SUBSCRIBERS. I / We acknowledge receipt of your letter dated [*] confirming the terms and conditions of the oral contract in connection with the Placing which was concluded between you and ourselves (the “Placing Letter”). I / We confirm that: (a) I / We have agreed to subscribe for the Placing Shares as specified in the Placing Letter on the terms and conditions of the contract recorded in the Placing Letter; (b) certificates in respect of the Placing Shares should be issued in the name of HKSCC Nominees Limited and credited to the designated CCASS participant’s stock account number referred to in Part 2 attached;I / We being the beneficial owner of [name of the Placee] am / are (aa) third party independent of and not acting in concert with the Company or any of its substantial shareholders in relation to the control of the Company within the meaning of the Takeovers Code and independent of and not connected with any of the Company, the directors, chief executives, substantial shareholders of the Company or any of its subsidiaries, or any of their respective associates, and (bb) third party independent of and not acting in concert with CNTIC, its shareholders and their respective subsidiaries or any of their respective associates (within the meaning of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Listing Rules”)), and where applicable, each of my / our sub-placees of the Placing Shares are (aa) third party independent of and not acting in concert with the Company or any of its substantial shareholders in relation to the control of the Company within the meaning of the Takeovers Code and independent of and not connected with any of the Company, directors, chief executives, substantial shareholders of the Company or any of its subsidiaries, or any of their respective associates, and (bb) third party independent of and not acting in concert with CNTIC, its shareholders and their respective subsidiaries or any of their respective associates (within the meaning of the Listing Rules); (c) I / We confirm that I / we am / are not an employee of the Company and have no previous business relationship with the Company, save as described below: (d) I / We confirm that as at the date hereof, I / we and all of my/our sub-placees do not have any interest in the share capital of the Company; or I/We confirm that as at the date hereof, I /we are the beneficial owner of shares in the capital of the Company and taking into account the Sh...
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TO BE COMPLETED BY ALL SUBSCRIBERS. For purposes of this question 11, a “Benefit Plan Investor” is any (1) “employee benefit plan” as defined in Section 3(3) of ERISA or trust, whether or not it is subject to the provisions of Title I of ERISA (including governmental, church and foreign plans), (2) any other plan, account or arrangement (e.g., an individual retirement account (often referred to as an XXX)) subject to Section 4975 of the IRS Code, or (3) entity, any assets of which are deemed to constitute (directly or indirectly) the assets of one or more plans by reason of the direct or indirect investment by such plans in the entity under Section 3(42) of ERISA and regulations promulgated thereunder or otherwise. (A) Please check the applicable box below: (B) below. ☐ (iv) Is a Benefit Plan Investor whose assets are (directly or indirectly) the assets of any plan established and maintained outside of the US. If you check this box, answer question 11
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TO BE COMPLETED BY ALL SUBSCRIBERS 
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Related to TO BE COMPLETED BY ALL SUBSCRIBERS

  • TO BE COMPLETED BY PARTICIPANT Date: Broker Name: DTC Participant Number: Telephone Number: Time: Firm Name: Fax Number: (One Basket = 50,000 [FXF] Shares) Number of Baskets Surrendered: Order # This Redemption Order is subject to the terms and conditions of the Depositary Trust Agreement of the CurrencyShares Swiss Franc Trust as currently in effect and the Participant Agreement between the Authorized Participant, the Trustee and the Sponsor named therein. All representations and warranties of the Authorized Participant set forth in such Depositary Trust Agreement and such Participant Agreement are incorporated herein by reference and are true and accurate as of the date hereof. The undersigned does hereby certify as of the date set forth below that he/she is an Authorized Person under the Participant Agreement and that he/she is authorized to deliver this Redemption Order to the Trustee on behalf of the Authorized Participant. The Authorized Participant enters into this agreement based on an estimated Basket Swiss Franc Amount disseminated the previous business day and recognizes the final Basket Swiss Franc Amount represented will be decreased based on the Trust’s daily accrual. At the conclusion of the trading day a final NAV will be disseminated to all Authorized Participants, and the Basket Swiss Franc Amount required for the Redemption Order entered into on this day will be finalized and this Redemption Order will serve as a legally binding contract for settlement in 3 business days. Date Authorized Person’s Signature

  • TO BE COMPLETED BY TRUSTEE This certifies that the above order has been: Accepted by the Trustee Declined-Reason: Final # of Swiss Francs Final # of [FXF] Shares Date Time Authorized Signature of Trustee These procedures (the “Procedures”) describe the processes by which one or more Baskets of Swiss Franc Trust shares (the “Shares”) issuable by The Bank of New York, as trustee (the “Trustee”) of the CurrencyShares Swiss Franc Trust (the “Trust”), may be purchased or, once Shares have been issued, redeemed by an Authorized Participant. Shares may be created or redeemed only in blocks of 50,000 Shares (each such block, a “Basket”). Because the issuance and redemption of Baskets also involve the transfer of Swiss Francs between the Authorized Participant and the Trust, certain processes relating to the underlying transfers of Swiss Francs also are described. Under these Procedures, Baskets may be issued only in consideration for Swiss Francs transferred to and held in the Trust’s accounts maintained in London, England by London Branch of JPMorgan Chase Bank, N.A., as depository (the “Depository”). Capitalized terms used in these Procedures without further definition have the meanings assigned to them in the Depositary Trust Agreement, dated as of [ ], 2006, between Rydex Specialized Products LLC (the “Sponsor”), the Trustee, the registered owners and beneficial owners from time to time of Shares issued thereunder and all depositors (the “Trust Agreement”), or the Participant Agreement entered into by each Authorized Participant with the Sponsor and the Trustee.

  • Right to Reject Investment In contrast, we have the right to reject your subscription for any reason or for no reason, in our sole discretion. If we reject your subscription, any money you have given us will be returned to you.

  • EXCEPTIONS OR REVISIONS WILL BE CONSIDERED DIR shall have the absolute right to terminate the Contract without recourse in the event that:

  • NO EXCEPTIONS OR REVISIONS WILL BE CONSIDERED In the event the Contract expires or is terminated for any reason, a Customer shall retain its rights under the Contract and the Purchase Order issued prior to the termination or expiration of the Contract. The Purchase Order survives the expiration or termination of the Contract for its then effective term.

  • All Terms to be Conditions The Company agrees that the conditions contained in this Agreement will be complied with insofar as the same relate to acts to be performed or caused to be performed by the Company. Any breach or failure to comply with any of the conditions set out in this Agreement shall entitle any of the Underwriters to terminate their obligation to purchase the Offered Shares, by written notice to that effect given to the Company at or prior to the Closing Time or the Option Closing Time, as applicable. It is understood that the Underwriters may waive, in whole or in part, or extend the time for compliance with, any of such terms and conditions without prejudice to the rights of the Underwriters in respect of any such terms and conditions or any other or subsequent breach or non-compliance, provided that to be binding on any Underwriter any such waiver or extension must be in writing and signed by such Underwriter.

  • RIGHT TO ENTER THE APARTMENT FOR REPAIRS The Promoter / maintenance agency /association of allottees shall have rights of unrestricted access of all Common Areas, garages/closed parking's and parking spaces for providing necessary maintenance services and the Allottee agrees to permit the association of allottees and/or maintenance agency to enter into the [Apartment/Plot] or any part thereof, after due notice and during the normal working hours, unless the circumstances warrant otherwise, with a view to set right any defect.

  • Right to Refuse Unsafe Work Employees have the right to refuse to perform unsafe work pursuant to the Occupational Health and Safety Regulations of the Workers Compensation Act.

  • Right to Require Repurchase 66 SECTION 12.02. Conditions to the Company's Election to Pay the Repurchase Price in Common Stock.......................... 67 SECTION 12.03. Notices; Method of Exercising Repurchase Right, Etc......... 67 SECTION 12.04.

  • Right to Refuse to Cross Picket Lines (a) All employees covered by this Agreement shall have the right to refuse to cross a picket line arising out of a dispute as defined in the appropriate legislation. Any employees failing to report for duty shall be considered to be absent without pay. (b) Failure to cross a picket line encountered in carrying out the Employer's business shall not be considered a violation of this Agreement nor shall it be grounds for disciplinary action.

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