Trader selection policy Sample Clauses

Trader selection policy. Since 1 November 2007, in application of the EU Directive on Markets in Financial Instruments (MiFID), the provision of investment services has been governed by new legal and regulatory provisions. Within the context of its order reception-transmission service provided for its customers, Société Générale is bound by an "obligation of due care" as to the ‘best selection’ of traders to whom it sends customers' orders for execution. The purpose of this obligation is to provide customers with the best possibility result when their orders are executed by the traders. For this purpose, Société Générale has drawn up this trader selection policy. Société Générale acts with all the necessary competence, care and diligence for the selection and appointment of traders. In particular, it takes into account the expertise and reputation of the trader in question on the market, as well as all legal, statutory and practical requirements on the market. Société Générale only selects traders who undertake to take all reasonable measures to obtain, in most cases and on the basis of the criteria defined below, the best possible result for the processing and execution of its customers' orders: Securities listed for trading on the Euronext Paris, Amsterdam and Brussels markets: Upon receipt of an order from a Customer concerning a Security listed for trading in euros on the Euronext Paris, Amsterdam and Brussels markets, the order is immediately recorded by Société Générale and sent as soon as possible to one of the following traders: - Société Générale Securities Paris, - Xxxxxxx Xxxxxx, - Xxxx, Société Générale has selected these traders as they take all reasonable measures to obtain the best possible result, taking into account the following criteria: - primarily, the total cost, - secondarily, the speed and probability of execution of the order. The total cost means the price of the financial instrument, plus the various costs relating to execution of the order, including commission, costs applicable at the place of execution, clearing and settlement expenses and all other costs which may be paid to third parties involved in the execution of the order. The main markets on which these traders operate are: - the Euronext Paris markets: regulated market, Alternext, non-regulated market, - the Euronext Brussels markets, - the Euronext Amsterdam markets, Securities listed for trading on other markets or quoted in a foreign currency: Upon receipt of an order from a Customer concer...
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