Affected Investor means each of EU-regulated credit institutions, EU-regulated investment firms, certain alternative investment fund managers, EU-regulated insurers or reinsurers, certain investment companies authorised in accordance with Directive 2009/65/EC, managing companies as defined in Directive 2009/65/EC, institutions for occupational retirement provision falling within the scope of Directive (EU) 2016/2341 (subject to certain exceptions), and certain investment managers and authorised entities appointed by such institutions subject thereto.
Affected Investor means each Holder of a beneficial interest in any Note that is (i) an EEA credit institution or investment firm or a consolidated affiliate thereof, (ii) an EEA insurer or reinsurer or (iii) an alternative investment fund to which EU Directive 2011/61/EU applies.
Affected Investor. An “institutional investor” as such term is defined in Article 2(12) of the EU Securitisation Regulation.
Examples of Affected Investor in a sentence
Subject to the exceptions described in Part I relating to Collective Investors and the de minimis exception described in Part IV, the Company will treat each person who invested in a Relevant Fund through a Collective Investor as an Affected Investor for purposes of determining entitlement to, and calculating the amount of, a payment under the Plan.
Under the Plan, unless otherwise indicated, the characterization of an Affected Investor will be done at the “fund position level”, as opposed to the “account level” or “client level”.
An Affected Investor that has been determined to have experienced an overall benefit from the relevant trades in a Relevant Fund will receive none of the Settlement Amount.
Following the determination of Affected Investors, the Company will calculate the effect of each relevant trade on each Affected Investor in each Relevant Fund.
If the Company does not receive such information by September 30, 2005, the Company will treat the Collective Investor as the Affected Investor and there will be no “look- through” to the underlying investors in that Collective Investor.
More Definitions of Affected Investor
Affected Investor shall have the meaning assigned to such term in Section 11.01(c).
Affected Investor. Each holder of Notes or a beneficial interest therein that is an "institutional investor" as such term is defined in the Securitization Regulations. "Affiliate": With respect to a Person, (i) any other Person who, directly or indirectly, is in control of, or controlled by, or is under common control with, such Person or (ii) any other Person who is a director, Officer, employee or general partner (a) of such Person, (b) of any subsidiary or parent company of such Person or (c) of any Person described in clause (i) above. For the purposes of this definition, "control" of a Person shall mean the power, direct or indirect, (x) to vote more than 50% of the securities having ordinary voting power for the election of directors of such Person or (y) to direct or cause the direction of the management and policies of such Person whether by contract or otherwise. For purposes of this definition, no entity shall be deemed an Affiliate of the Issuer or the Co-Issuer solely because the Administrator or any of its Affiliates acts as administrator or share trustee for such entity, and funds and accounts managed by the Collateral Manager or Affiliates of the Collateral Manager shall not be deemed Affiliates of the Collateral Manager solely because the Collateral Manager is a "manager" of such entity. "Agent Members": Members of, or participants in, Clearstream, DTC or Euroclear. "Aggregate Coupon": As of any Measurement Date, the sum of the products obtained by multiplying, in the case of each Fixed Rate Obligation (excluding (x) any Defaulted Obligation, (y) any Deferrable Obligation to the extent of any non-cash interest then deferring and (z) the unfunded portion of any Delayed Drawdown Collateral Obligation and any Revolving Collateral Obligation), (i) the stated coupon on such Collateral Obligation expressed as a percentage and (ii) the Principal Balance of such Collateral Obligation (excluding the unfunded portion of any Delayed Drawdown Collateral Obligation or Revolving Collateral Obligation).
Affected Investor. A Noteholder that is subject to regulation under any EU Retention Requirement Law or party to liquidity or credit support arrangements by a financial institution that is subject to regulation under any EU Retention Requirement Law.
Affected Investor. Each EU Affected Investor or UK Affected Investor.
Affected Investor. An investor in an Obligation that is subject to regulation under any Applicable Regulation from time to time or party to liquidity or credit support arrangements provided by a financial institution that is subject to any Applicable Regulation and that has delivered a written notice to the Issuer and the Trustee (which notice shall specify the Class of Notes held by such investor and the Aggregate Outstanding Amount thereof) (i) on or prior to or promptly after its acquisition of any Obligation or (ii) if such Holder becomes subject to any Applicable Regulation, or party to liquidity or credit support arrangements provided by a financial institution that is subject to any Applicable Regulation, after the date of its acquisition of any Obligation and while it continues to hold such Obligation, then promptly after such date, in each case stating that such Holder's investment in the Transaction is subject to any Applicable Regulation and that such Holder will be relying on compliance by the Retention Provider with the Retention Requirement. Any Holder that does not provide such notice in accordance with the previous sentence will be deemed for purposes hereof not to be an Affected Investor. If no entity provides such notice, then no Affected Investors will be deemed to exist for purposes of any required consent or action under this Indenture or any other Transaction Document.
Affected Investor has the meaning provided in Section 10.1(c).
Affected Investor shall have the meaning ascribed to such term in Section 9.05(b) hereof. “Affected Plan Investor” shall have the meaning ascribed to such term in Section 2.03(d) hereof. “Affiliate” shall mean, with respect to any Person, any Person directly or indirectly controlling, controlled by, or under common control with, such Person. As used herein, the term “control” (including the term “controlling”, “controlled by” and “under common control with”) means the possession, direct or indirect, of the power to direct, or cause the direction of, the management and policies of such Person, whether through the ownership or voting securities, by contract or otherwise. For the purposes of this Agreement, (i) partners, members, officers and employees of the Management Company and its Affiliates shall be deemed to be “Affiliates” of the General Partner and the Management Company, and (ii) Portfolio Companies shall not be deemed to be “Affiliates” of the General Partner, the Management Company or the Partnership.