Associated Personnel definition

Associated Personnel means a person engaged in the investment banking or securities business who is directly or indirectly controlled by a National Association of Securities Dealers (NASD) member, whether or not the person is registered or exempt from registration with NASD. “Associated personnel” includes every sole proprietor, partner, officer, director, or branch manager of any NASD member.
Associated Personnel means any staff member, independent contractor, agent or the like of the Recipient;
Associated Personnel. ’ means persons who are

Examples of Associated Personnel in a sentence

  • The Recipient shall take commercially reasonable steps to ensure the reliability of the Associated Personnel engaged in the Processing of Personal Information.

  • The Recipient shall ensure that access to Personal Information is limited to those Associated Personnel of the Recipient directly involved in the fulfilling of the purpose.

  • The Recipient shall ensure that its Associated Personnel engaged in the Processing of Personal Information are informed of the confidential nature of the Personal Information, have received appropriate training on their responsibilities and have executed written confidentiality agreements or are under general obligations of confidentiality towards the Recipient.


More Definitions of Associated Personnel

Associated Personnel means the employees of each of the three companies associated with its power transmission system;
Associated Personnel means the employees of the company associated with its power transmission system;
Associated Personnel. (有關人員) means –
Associated Personnel means any staff member, independent contractor, agent or the like of the Recipient.
Associated Personnel means any person or entity using the Facilities for or on behalf of User or coming onto the premises containing the facilities as a guest or invitee of User, including User’s officers, directors, partners, attorneys, accountants, investors, stockholders, employees, contractors, customers, vendors and agents. User shall take whatever action might be required to insure that User and the Associated Personnel follow all of the terms and conditions of this Agreement and of applicable law, including, without limitation, all applicable local, State, and Federal laws and regulations relating to safe use of the Facilities, and all applicable rules and policies of La Cocina relating to shared use of the Facilities by La Cocina’s client businesses, as described in Paragraph 3, of this Agreement, below. User shall not engage in any use of the Facilities, and shall not permit any use of the Facilities by any Associated Personnel, in a manner that violates any municipal, county, State or Federal law or regulation.
Associated Personnel means any person or entity present at the Facility in connection with Client, including without limitation such person’s or entity’s principals, officers, directors, agents, employees, representatives, guests, owners, managers, partners, investors, accountants, students, interns, vendors, attorneys, insurers, brokers, contractors, and lenders.
Associated Personnel means a person engaged in the in- vestment banking or securities business who is directly or in- directly controlled by a National Association of Securities Dealers (NASD) member, whether or not the person is regis- tered or exempt from registration with NASD. “Associated personnel” includes every sole proprietor, partner, officer, di- rector, or branch manager of any NASD member.