Examples of CFTC rule in a sentence
The articulation of the two-step approach in this way would be consistent with the approach taken by the CFTC in the US - the relevant CFTC rule states that a swap will be subject to the mandatory clearing obligation if it meets certain characteristics and an eligible derivatives clearing organisation "accepts such swap for clearing".
As required by CFTC rule 23.431(a)(3)(i), we will provide you with a mid-market mark for each proposed swap at or about the time we provide you with an executable price.
Phelps, 562 U.S. 443, 452 (2011) (quotation marks omitted).The CFTC rule restraining speech which NCLA seeks to amend prohibits targets of an agency enforcement action who settle from ever questioning the merits of the prosecution against them.
In accordance with CFTC rule 23.701, we are hereby notifying you that, to the extent Counterparty posts “Initial Margin” (as defined in CFTC rule 23.700) (“IM”) in respect of any Uncleared Swap between us and Counterparty that is not subject to mandatory segregation, Counterparty has the right to elect that IM be segregated (“IM Segregation”) in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the “CFTC Segregation Regime”).
Separately, proposed CFTC rule 1.9 under the CEA allows persons to submit a request for a joint order from the Commissions regarding an alternative regulatory treatment for particular mixed swaps.