Initiating Transferor definition

Initiating Transferor shall have the meaning set forth in Section 4.1.2.
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Initiating Transferor. Section 3.1 "Investor" Preamble "Issuance" Section 7 "Levixx" Preamble "Majority Participating Investors" Section 9.1.1.1 "Majority Participating Lenders" Section 9.1.3.1 "Majority Participating Subscribers" Section 9.1.2.1 "Management Investors" Preamble "Options" Recitals "Other Securities" Section 7.1.3 "Participating Buyer" Section 7.1.2.1 "Participating Offeree" Section 3.4.2 "Participating Seller" Section 3.1.2, 3.2.1 "Preemption Notice" Section 7.1.1 "Preemptive Offerees" Section 7.1.1 "Preemptive Portion" Section 7.1.1 "Prospective Buyer" Section 3.1, 3.2 "Prospective Subscriber" Section 7.1.1 "Put Agreements" Section 2.16 "Registrable Investor Securities" Section 9.1.1 "Registrable Lender Securities" Section 9.1.3 "Registrable Subscriber Securities" Section 9.1.2
Sample 1

Examples of Initiating Transferor in a sentence

  • Ryan Hayes,Vestal and Kevin McManus, Union- Endicott ; Class A-Mark Abbott, Norwich; Class B-Chris Sinicki, Seton Catholic; Class C-Tim Davis,Oxford; Class D-Bob VanValkenburgh, South Kortright.

  • No holder of Shares (each such holder if initiating a proposed Transfer, an "Initiating Transferor") shall Transfer for value (a "Sale") any such Shares to any Person (each, a "Prospective Buyer") except in the manner and on the terms set forth in Sections 3 or 4.

  • If any Other PML Investor or Other Holdco Investor desires to participate in such Tag-Along Sale, such Person shall provide written notice (the "Tag-Along Notice") to the Initiating Transferor and PML not later than fifteen (15) business days after the Tag-Along Notice Date setting forth the maximum amount of Securities, if any, such Person elects and agrees to include in the Tag-Along Sale.

  • The closing of a Sale pursuant to Section 3.1 or 3.2 shall take place at such time and place as the Initiating Transferor or Majority Investor, respectively, shall specify by notice to each Participating Seller.

  • Notwithstanding the foregoing, if an Initiating Transferor does not own at least ten percent (10%) of the outstanding PML Securities on a fully diluted basis (directly or indirectly), then the tag-along rights described in this Section 3 shall not be applicable to its proposed Transfer.

Related to Initiating Transferor

  • Initiating Holder has the meaning set forth in Section 2.01(a).

  • Proposed Transferee has the meaning set forth in Section 2.4(a).

  • Takedown Requesting Holder shall have the meaning given in subsection 2.3.3.

  • Initiating Member has the meaning set forth in Section 7.5.

  • Proposed Transfer means any assignment, sale, offer to sell, pledge, mortgage, hypothecation, encumbrance, disposition of or any other like transfer or encumbering of any Transfer Stock (or any interest therein) proposed by any of the Stockholders.

  • Registration Notice has the meaning specified in Section 2.1(a).

  • Requesting Investor has the meaning set forth in Section 7.5 of the Indenture.

  • Initiating Holders means, collectively, Holders who properly initiate a registration request under this Agreement.

  • Prospective Transferee means any person to whom a Key Holder proposes to make a Proposed Key Holder Transfer.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Proposed Transfer Notice means written notice from a Key Holder setting forth the terms and conditions of a Proposed Key Holder Transfer.

  • Proposed Sale shall have the meaning set forth in Section 4.2(a).

  • Shareholder-Initiated Transfer Redemption means a transaction that is initiated or directed by a Shareholder that results in a transfer of assets within a Contract out of a Fund, but does not include transactions that are executed: (i) automatically pursuant to a contractual or systematic program or enrollments such as transfers of assets within a Contract out of a Fund as a result of annuity payouts, loans, systematic withdrawal programs, insurance company approved asset allocation programs and automatic rebalancing programs; (ii) as a result of any deduction of charges or fees under a Contract; (iii) within a Contract out of a Fund as a result of scheduled withdrawals or surrenders from a Contract; or (iv) as a result of payment of a death benefit from a Contract.

  • Demand Registration Request shall have the meaning set forth in Section 3.1.1(a).

  • Resale Registration Statement means a registration statement under the Securities Act registering the Securities for resale pursuant to the terms of the Registration Rights Agreement.

  • Proposed Purchaser shall have the meaning set forth in Section 5.7(a).

  • Initiating Party shall have the meaning set forth in Article 13.

  • Initial Registrable Securities means (i) the Common Shares issued or issuable upon conversion of the Notes issued pursuant to the terms of the Securities Purchase Agreement, and (ii) any capital stock of the Company issued or issuable with respect to the Common Shares, or the Notes as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise without regard to any limitations on conversion of the Notes.

  • Additional Registrable Securities means, (i) any Cutback Shares not previously included on a Registration Statement and (ii) any capital stock of the Company issued or issuable with respect to the Common Shares, the Warrants, the Warrant Shares, or the Cutback Shares, as applicable, as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise without regard to any limitations on exercise of the warrants.

  • Co-Sale Notice has the meaning set forth in Section 4.3.

  • Shelf Takedown Request shall have the meaning set forth in Section 3.2.5(a).

  • Approved Transferee means (a) a “qualified institutional buyer” (“QIB”) as defined in Rule 144A promulgated under the Securities Act that is a financial institution or commercial bank having capital and surplus of $5,000,000,000 or more, (b) an affiliate of the Funding Lender, or (c) a trust or custodial arrangement established by the Funding Lender or one of its affiliates the beneficial interests in which will be owned only by QIBs.

  • Requesting Holder shall have the meaning given in subsection 2.1.1.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.