Investment Adviser Subsidiary shall have the meaning set forth in Section 2.13(a).
Investment Adviser Subsidiary is defined in Section 2.7(c).
Investment Adviser Subsidiary means AssuredPartners Investment Advisers, LLC.
Examples of Investment Adviser Subsidiary in a sentence
The Investment Adviser Subsidiary has within the preceding 12 months reviewed the Adviser Compliance Policies and has determined that such Adviser Compliance Policies were reasonably designed to prevent violations of the Advisers Act and rules adopted under the Advisers Act.
Neither the Investment Adviser Subsidiary nor, to the Knowledge of the Company, any “person associated with” the Investment Adviser Subsidiary, is disqualified from acting as a registered investment adviser or “a person associated” with a registered investment adviser under Section 203(e) or (f) of the Advisers Act.
More Definitions of Investment Adviser Subsidiary
Investment Adviser Subsidiary has the meaning set forth in Section 4(a)(xxii)(A).
Investment Adviser Subsidiary means Forethought Investment Management, Inc., an Indiana corporation.
Investment Adviser Subsidiary means Precept Advisory Group, LLC, a California limited liability company. “Investment Advisory Agreement” means an investment advisory agreement entered into by the Company or its Subsidiaries with an IA Client for the purpose of providing investment advisory or sub-advisory services to such IA Client. “Investment Laws” means all applicable: (a) federal or state securities, commodities or other investment related Laws, including the Advisers Act, the U.S. Commodity Exchange Act, the Exchange Act, the Investment Company Act of 1940 and the Securities Act and the regulations promulgated under each of them; (b) rules and regulations of Self-Regulatory Organizations, including FINRA and each applicable exchange (as defined under the Exchange Act); (c) ERISA rules and regulations; and (d) other federal or state securities Laws applicable to the Company or any of its Subsidiaries providing Investment Management Services. “Investment Management Services” means services that require registration under, or otherwise constitute acting as an “investment adviser” within the meaning of, the Advisers Act. “Investors” means (a) Trident IX Super Panther Aggregator Sub LP, a Delaware limited partnership, Trident IX, L.P., a Cayman Islands exempted limited partnership, Trident IX Parallel Fund, L.P., a Cayman Islands exempted limited partnership, Trident IX Professionals Fund, L.P., a Cayman Islands exempted limited partnership, and T-IX Butterfly Co-Investor LP, a Delaware limited partnership, (b) CD&R XII Panther Investor, L.P., a Cayman Islands exempted limited partnership, (c) ATIC Third International Investment Company LLC, a company organized in Abu Dhabi, MC Alternative Solutions, LP, a Cayman Islands exempted limited partnership, Amwal Investments L.L.C., a company organized in Abu Dhabi, and MC Management 18 RSC Ltd., a corporation incorporated in Abu Dhabi, and (d) Viggo Investment Pte. Ltd., a Singapore private limited company. “IT Assets” means all of the computer systems owned or controlled by the Company or any of its Subsidiaries, including Software, hardware, databases, firmware, middleware and platforms, interfaces, systems, networks, information technology equipment, facilities, infrastructure, workstations, switches and data communications lines. “Knowledge of the Company” (or similar phrases) means the actual knowledge of the individuals listed on Section 1.1(h) of the Company Disclosure Schedule. “Law” means any federal, state or local statute, law, or...
Investment Adviser Subsidiary means each Subsidiary of the Company that is required to be registered as an “investment adviser” under the Investment Advisers Act.
Investment Adviser Subsidiary means each of AMPCI UK, AMP Capital Investors (US) Limited, AMP Capital Asia Limited and AMP Capital Investors (Luxembourg) S.à x.x.
Investment Adviser Subsidiary means each subsidiary of the Company which is engaged in the business of acting as an investment adviser.
Investment Adviser Subsidiary shall have the meaning set forth in Section 3.16(b).