Investment Service definition

Investment Service means a Service that is deemed to be an investment service under the Securities Market Act.

Investment Service means the provision of a service by the Bank in relation to the investment of your money;

Investment Service means any of the services listed in Section A of the Annex relating to any of the instruments listed in Section B of the Annex that are provided for a third party;

Examples of Investment Service in a sentence

• Most of the accepted manuals are those published in Standard and Poor’s, Moody’s Investor Service, Fitch’s Investment Service, and Best’s Insurance Reports, and many states expressly recognize these manuals.

• Social Trading involves the provision of the Investment Service of Portfolio Management.

• The Authorised Firm must assess whether the Client has the necessary knowledge and experience in order to understand the risks involved in relation to the relevant Investment or Investment Service.

• If an Authorised Firm considers that the Investment Service, Investment or Transaction is not appropriate for the Client, it must issue a warning to the Client that it is not considered to be appropriate.

• If an Authorised Firm does not obtain sufficient information to assess suitability for the purposes of COB 5.2.2, the Authorised Firm must not recommend an Investment or Investment Service, or make a decision to trade.

More Definitions of Investment Service

Investment Service means the following service provided under the present Agreement in relation to securities: 1) reception and transmission of Orders; 2) Order execution on behalf of a Client; After the Client has concluded respective additional agreements with the Bank, the Investment Service in accordance with this Agreement may also be considered the following service and activity: 3) portfolio management; 4) investment advice.

Investment Service or “investment activity” shall mean any of the services and activities listed in Section A of Annexe II relating to any of the financial instruments listed in Section B of Annexe II;

Investment Service means any service listed in Section A of Annex 1 of the markets in financial instruments directive relating to a financial instrumentPart 3 of Schedule 2 to the Regulated Activities Order;

Investment Service means the service that We are licensed to provide as a securities trader.

Investment Service means any and all services made, or to be made, available by us to you from time to time (as may be withdrawn, added or modified by us at our discretion) in respect of the Investment Products.

Investment Service means any of the services, provided for third parties, listed in Section A of Annex I relating to any of the instruments listed in Section C of Annex I;

Investment Service means the Services in respect of Investment Products under Part III. 「ISP」指國際商會不時修訂、修改或替換之國際備用信用證慣例。