Rule 144 Reporting definition

Rule 144 Reporting. The Company shall use its reasonable best efforts to maintain compliance with the periodic reporting requirements of the Exchange Act.
Sample 1Sample 2
Rule 144 Reporting. With a view to making available the benefits of certain rules and regulations of the SEC which may at any time permit the sale of the Shares to the public without registration, Purchaser agrees to: (i) make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times; (ii) file with the SEC in a timely manner all reports and other documents required of the Purchaser under the Securities Act and the Exchange Act at any time after it has become subject to such reporting requirements; and (iii) so long as Seller owns any Shares, furnish to Seller forthwith upon request a written statement of the Purchaser as to its compliance with the reporting requirements of said Rule 144 and of the Securities Act and the Exchange Act, a copy of the most recent annual or quarterly report of the Purchaser, and such other reports and documents of the Purchaser, and such other reports and documents so filed as Seller may reasonably request in availing itself of any rule or regulation of the SEC allowing Seller to sell any such securities without registration.
Sample 1
Rule 144 Reporting. To permit the sale of Registrable Securities without registration, the Company shall use its best efforts to maintain compliance with the periodic filing requirements of the Exchange Act.
Sample 1

Examples of Rule 144 Reporting in a sentence

  • The rights and obligations of the Company as set forth in this Section 2.5(a) shall be subject to the rights and obligations applicable to the Company under Section 5.1 (Suspension), Section 6.1 (Obligations of the Company), Section 7 (Indemnification), Section 8.1 (Expenses), Section 9.1 (Rule 144 Reporting) and Section 10.1 (Confidentiality).

  • Rule 144 Reporting........................................................

  • Nothing contained in this Section 12 shall be deemed to limit any party’s right to enforce any of the other parties’ covenants under Sections 3 (Merger Consideration), 4 (Lease of Real Estate), 6(d) Personal Guaranties, 6(e) Employees of the Company after the Closing, 7(a) Employment Agreement, 7(b) Restrictive Covenant Agreement, 17 (Disputes), 18 (Rule 144 Reporting), 19 (Covenant of Further Assurances) or 26 (Tax and Accounting Consequences).

  • REGISTRATION; RESTRICTIONS ON TRANSFER 4 2.1 Restrictions on Transfer 4 2.2 Demand Registration 5 2.3 Piggyback Registrations 7 2.4 Form S-3 Registration 8 2.5 Expenses of Registration 9 2.6 Obligations of the Company 10 2.7 Delay of Registration; Furnishing Information 11 2.8 Indemnification 12 2.9 Assignment of Registration Rights 14 2.10 Limitation on Subsequent Registration Rights 14 2.11 “Market Stand-Off” Agreement 14 2.12 Agreement to Furnish Information 15 2.13 Rule 144 Reporting 15 SECTION 3.

  • Rule 144 Reporting...............................................................................

  • Additional Provisions Regarding Registration Rights 5 Section 2.1 Registration Procedures 5 Section 2.2 Suspension 9 Section 2.3 Expenses of Registration 9 Section 2.4 Information by Holders 9 Section 2.5 Rule 144 Reporting 11 Section 2.6 Holdback Agreement 11 Article III.

  • Consistent with the Procurement Lobbying Law and DASNY’s Policies and Procedures, DASNY shall designate one or more persons who may be contacted by Procurement Contractors regarding a given procurement and shall require disclosure from Procurement Contractors of persons or organizations designated, retained or employed to attempt to influence the procurement process.

  • If a spare Loop facility that meets the loop modification specifications requested by Southern Light is available at the location for which the ULM was requested, Southern Light will have the option to change the Loop facility to the qualifying spare facility rather than to provide ULM.

  • REGISTRATION; RESTRICTIONS ON TRANSFER 3 2.1 Restrictions on Transfer 3 2.2 Demand Registration 4 2.3 Piggyback Registrations 6 2.4 Form S-3 Registration 7 2.5 Expenses of Registration 8 2.6 Obligations of the Company 9 2.7 Delay of Registration; Furnishing Information 11 2.8 Indemnification 11 2.9 Assignment of Registration Rights 14 2.10 Limitation on Subsequent Registration Rights 14 2.11 Market Stand-Off Agreement 14 2.12 Rule 144 Reporting 15 2.13 Termination of Registration Rights 15 SECTION 3.

  • Rule 144 Reporting...............................................

Related to Rule 144 Reporting

  • Rapid(ly) report(ing means within 72 hours of discovery of any cyber incident.

  • Day reporting means a program of enhanced supervision

  • SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.

  • Consumer reporting agency means any person which, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages, in whole or in part, in the practice of assembling or evaluating consumer credit information or other information on consumers for the purpose of furnishing consumer reports to third parties, and which uses any means or facility for the purpose of preparing or furnishing consumer reports.

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • Rule 144 means Rule 144 promulgated under the Securities Act.

  • Rule 144A Information means the information specified pursuant to Rule 144A(d)(4) of the Securities Act (or any successor provision thereto).

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Rule 159A “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • Rule 482 Statement means a document that contains the number of Securities issued, the offering price and any other items dependent upon the offering price, prepared in accordance with the provisions of Rule 482 of the 1933 Act, a copy of which shall be attached as Schedule D hereto. “Statutory Prospectus” as of any time means the prospectus relating to the Securities that is included in the Registration Statement immediately prior to that time, including any document incorporated by reference therein. Each preliminary prospectus and the prospectus filed as part of the effective Registration Statement or as part of any amendment thereto, or filed pursuant to Rule 497 under the 1933 Act, complied when so filed in all material respects with the Rules and Regulations and each preliminary prospectus and the Prospectus delivered to the Underwriters for use in connection with this offering was identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T. If a Rule 462(b) Registration Statement is required in connection with the offering and sale of the Securities, the Fund has complied or will comply with the requirements of Rule 111 under the 1933 Act Rules and Regulations and Rule 3a of the Commission’s Internal and Other Procedures (“Rule 3a”) relating to the payment of filing fees thereof. The Fund, subject to the Registration Statement having been declared effective and the filing of the Prospectus under Rule 497, has taken all required action under the 1933 Act, the 1940 Act, the Securities and Exchange Act of 1934, as amended (the “1934 Act”) and the Rules and Regulations to make the public offering and consummate the sale of the Securities as contemplated by this Agreement.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder;

  • 1934 Act Regulations means the rules and regulations of the Commission under the 1934 Act.

  • Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

  • Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Reporting Requirements As defined in Section 11.15.

  • Reporting Material means all Material which the Grantee is required to provide to the Commonwealth for reporting purposes as specified in the Grant Details and includes any Existing Material that is incorporated in or supplied with the Reporting Material.

  • Rule 144A means Rule 144A promulgated under the Securities Act.

  • Securities Act means the Securities Act of 1933, as amended.

  • Reporting means submission of claims data and data fields of information of a report.

  • Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.

  • Environmental Information Regulations means the Environmental Information Regulations 2004 and any guidance and/or codes of practice issued by the Information Commissioner or relevant government department in relation to such regulations.