Rule 802 definition

Rule 802 means Rule 802 under the U.S. Securities Act;
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Rule 802 means Rule 802 of the United States Securities Act of 1933;
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Rule 802 means Rule 802 as adopted by the SEC under the regulations of the 1933 Act and the 1934 Act.
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Examples of Rule 802 in a sentence

  • Definitions That Apply to This Article; Exclusions from Hearsay Rule 802.

  • The term "Reference Price" in respect of Options means the reference price determined by the Clearing House on the basis of data provided by the relevant Market or otherwise pursuant to Rule 802.

  • If a regulated wetland is identified, the Department will identify the type(s) of such wetlands (see Rule 8.02).

  • Any offer or sale of new Altia shares made in the United States in connection with the merger may be made pursuant to the exemption from the registration requirements of the U.S. Securities Act provided by Rule 802 thereunder.

  • Rule 802 Clearing Members (a) All Participants must be an Individual Clearing Member or have an agreement with an FCM Clearing Member that establishes an account for the Participant for the purpose of clearing the Participant’s Transactions through the Clearing House.

  • Rule 802 Legend This exchange offer or business combination is made for the securities of a foreign company.

  • CommentRule 16.1 tracks former Rule 8.02 of the Uniform Rules of Circuit and County Court.

  • Informational Legends A legend complying with Rule 802 under the Securities Act of 1933, as amended, has been included in the documents referred to in Item 1.

  • The rule also excepts admissions of a party- opponent from the restrictions on hearsay.• Rule 802, entitled the “hearsay rule,” sets forth the basic principle that hearsay is inadmissible except as otherwise provided by statute or rule.• Rule 803 sets forth numerous exceptions to the hearsay rule, which apply whether the declarant is available or unavailable as a witness.• Rule 804 sets forth five exceptions to the hearsay rule, which apply only if the declarant is unavailable as a witness.

  • Best Practices: UN ST/SGB/2005/21, section 2.1(a); World Food Programme (WFP) Executive Circular ED2008/003, section 5; World Bank Staff Rule 8.02, section 1.03; African Development Bank (AfDB) “Whistleblowing and Complaints Handling Policy, section 4; The Whistleblowers Protection Act , 2010 (“Uganda WPA”), section II.2; PIDA, (U.K.); PDA, section 1(i)(S.


More Definitions of Rule 802

Rule 802 means Rule 802 as adopted by the SEC under the regulations of the U.S. Securities Act;
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Rule 802 means Rule 802 adopted by the SEC under the U.S. Securities Act.
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Related to Rule 802

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c.S.5, as amended, and the regulations thereunder, unless otherwise specified, as the same exist on the date hereof.

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • S.A.F.E. act means the secure and fair enforcement for mortgage licensing act of 2008, Title V of the housing and economic recovery act of 2008 ("HERA"), P.L. 110-289, effective July 30, 2008.

  • Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.

  • Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • securities legislation means statutes concerning the regulation of securities markets and trading in securities and the regulations, rules, forms and schedules under those statutes, all as amended from time to time, and the blanket rulings and orders, as amended from time to time, issued by the securities commissions or similar regulatory authorities appointed under or pursuant to those statutes; “Canadian securities legislation” means the securities legislation in any province or territory of Canada and includes the Securities Act (British Columbia); and “U.S. securities legislation” means the securities legislation in the federal jurisdiction of the United States and in any state of the United States and includes the Securities Act of 1933 and the Securities Exchange Act of 1934; and

  • 1933 Act means the Securities Act of 1933, as amended.

  • Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.

  • Rule 501 means Rule 501(a)(1), (2), (3) or (7) under the Securities Act.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Rule 904 means Rule 904 promulgated under the Securities Act.

  • SEBI ICDR Regulations means Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended;

  • rule making ’ means agency process for formulating, amending, or repealing a rule;

  • Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • Rule 144A means Rule 144A promulgated under the Securities Act.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Applicable Securities Legislation means applicable securities laws (including rules, regulations, policies and instruments) in each of the applicable provinces and territories of Canada;

  • Transfer Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006.