Securities Policies definition

Securities Policies means the Securities Act (British Columbia), and all other applicable securities acts, legislation, policies, rules and instruments of the provinces and territories of Canada and adopted by the securities regulator or regulatory authority of such jurisdictions, as such may be amended from time to time.
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Securities Policies means the Securities Acts and all applicable securities policies, rules, instruments and legislation of the provinces to which such Securities Acts relate, as such may be amended from time to time.
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Securities Policies means the Securities Acts of the Provinces of British Columbia, Alberta, Saskatchewan, Manitoba and Ontario, and all applicable securities policies, rules, instruments and legislation adopted by the Securities Commission of such provinces, as such may be amended from time to time.
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Examples of Securities Policies in a sentence

  • During the term of this Agreement, the Data Securities Policies shall not be modified in a manner that would be reasonably likely to materially reduce the security of Confidential Information provided to Service Provider hereunder.

  • Asset Management Employees and members of their immediate family may not purchase or sell any security (except those exempt under these Personal Securities Policies and Procedures) in a private securities transaction unless the Employee has received the prior written approval of the senior officer of their respective business unit.

  • ABIM Employees and members of their immediate family may not purchase or sell any security (except those exempt under these Personal Securities Policies and Procedures) in a private securities transaction unless the Employee has received the prior written approval of a Principal.

  • ABIM Employees and members of their immediate family may not purchase or sell any security (except those exempt under these Personal Securities Policies and Procedures) in a private securities transaction unless the Employee has received the prior written approval of the senior officer of their respective business unit.

  • During the term of this Agreement, the Data Securities Policies shall not be modified in a manner that would be reasonably likely to materially reduce the security of Confidential Information provided to Ultimus hereunder.

  • Securities Policies and procedures / practices applicable to the Bank from time to time as adopted.

  • The Manager is also registered as an EMD under Securities Policies and provides EMD services to the Corporation.

  • Asset Management Employees and members of their immediate family may not purchase or sell any security (except those exempt under these Personal Securities Policies and Procedures) in a private securities transaction unless the Employee has received the PRIOR WRITTEN APPROVAL of the senior officer of their respective business unit.

  • Until the restriction on trading expires, if at all, an Investor may not be able to trade the Class B Shares unless he can rely on an exemption from the prospectus and registration requirements under Securities Policies.

  • The Shares offered hereby are being distributed pursuant to Securities Policies and as set out in Part 2.9 [Offering Memorandum Exemption] of NI 45-106.

Related to Securities Policies

  • SAP Policies means the operational guidelines and policies applied by SAP to provide and support the Cloud Service as incorporated in an Order Form.

  • Securities Documents means all reports, offering circulars, proxy statements, registration statements and all similar documents filed, or required to be filed, pursuant to the Securities Laws.

  • Securities System means the Federal Reserve Book-Entry System, a clearing agency which acts as a Securities Depository, or another book entry system for the central handling of securities (including an Eligible Securities Depository).

  • Investment Policies means the investment objectives, policies, restrictions and limitations set forth in the “BUSINESS” section of its Registration Statement, and as the same may be changed, altered, expanded, amended, modified, terminated or restated from time to time.

  • Safeguard Policy Statement or “SPS” means ADB's Safeguard Policy Statement (2009);

  • Servicer Policies and Practices means, with respect to the Servicer’s duties under Exhibit A to the Servicing Agreement, the policies and practices of the Servicer applicable to such duties that the Servicer follows with respect to comparable assets that it services for itself and, if applicable, others.

  • Securities Regulators means collectively, the securities regulators or other securities regulatory authorities in the Selling Jurisdictions;

  • Exchange Policies means the policies, bylaws, rules and regulations of the Exchange governing the granting of options by the Company, as amended from time to time;

  • Consensus Policies are those policies established (1) pursuant to the procedure set forth in ICANN’s Bylaws and due process, and (2) covering those topics listed in Section 1.2 of this Specification. The Consensus Policy development process and procedure set forth in ICANN’s Bylaws may be revised from time to time in accordance with the process set forth therein.

  • Title Insurance Policies means, with respect to each Individual Property, an ALTA mortgagee title insurance policy in a form acceptable to Lender (or, if an Individual Property is in a State which does not permit the issuance of such ALTA policy, such form as shall be permitted in such State and acceptable to Lender) issued with respect to such Individual Property and insuring the lien of the Mortgage encumbering such Individual Property.

  • D&O Policies has the meaning set forth in Section 8.06.

  • U.S. Securities System means a securities depository or book-entry system authorized by the U.S. Department of the Treasury or a “clearing corporation” as defined in Section 8-102 of the UCC.

  • Tariff Policy means a Tariff Policy adopted by the Council in terms of Section 74 of the Local Government: Municipal Systems Act 32 of 2000.

  • City Policies means any or all (as the context requires) of those procedures, standards and/or standard specifications, requirements, policies and the like listed in Schedule H or notified to the Supplier from time to time, as the same may be updated, modified, expanded, revised, supplemented and/or replaced from time to time by the City (as notified to the Supplier);

  • Claims Made Policies has the meaning set forth in Section 5.01(b).

  • Company Insurance Policies has the meaning set forth in Section 4.15.

  • Insurance Policies has the meaning set forth in Section 3.16.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Mandatory Policies means the University’s policies listed in Schedule 3 (Mandatory Policies).

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • R&W Policy means those certain buyer-side representations and warranties insurance policies purchased by Buyer in connection with this Agreement.

  • Policies shall have the meaning specified in Section 6.1(b) hereof.

  • Insider Trading Regulations means the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time.

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong);

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Shared Policies has the meaning set forth in Section 8.1(b).