Securities Requirements definition

Securities Requirements means the blanket rulings and orders made under the Securities Legislation of a Jurisdiction, and the policy statements and written interpretations issued by the Securities Regulatory Authority of that Jurisdiction;

Securities Requirements means the obligations and requirements of Purchaser and its Affiliates (a) relating to the consummation of any securities offering by Purchaser or its Affiliates, (b) under the Exchange Act and (c) under the Securities Act, including the obligation to comply with the requirements of a registration statement on Form S-1 or Form S-3 or any successor form thereto. to Article III.

Securities Requirements has the meaning set forth in Section 5.01.

Examples of Securities Requirements in a sentence

• Upon becoming a Covered Person under this Policy, one must disclose all securities holdings (as indicated in Appendix E-Individual Securities Requirements) in which they have Beneficial Ownership (as defined in Appendix A-Definitions).

• Such financial statements also shall be provided to each individual who was a Participant in the Plan, has acquired shares of Common Stock pursuant to the Plan and still owns such shares, to the extent required by the California Securities Requirements.

• This Plan and the grant of Options hereunder is subject to approval by the shareholders of the Company to the extent required by the ISO Requirements and the California Securities Requirements.

• The Company annually shall provide to each Participant financial statements, to the extent required by the California Securities Requirements, which have been approved by the Board.

• Any Option exercised before shareholder approval is obtained shall be rescinded if shareholder approval is not obtained within twelve months after the adoption of this Plan, as and to the extent required by the California Securities Requirements.

More Definitions of Securities Requirements

Securities Requirements means the obligations and requirements of Purchaser and its Affiliates (a) relating to the consummation of any securities offering by Purchaser or its Affiliates, (b) under the Exchange Act and (c) under the Securities Act, including the obligation to comply with the requirements of a registration statement on Form S-1 or Form S-3 or any successor form thereto.

Securities Requirements means the obligations and requirements of Purchaser, Parent and their respective Affiliates (a) relating to the consummation of any securities offering by Purchaser, Parent or their respective Affiliates, (b) under the Exchange Act and (c) under the Securities Act, including the obligation to comply with the requirements of a registration statement on Form S-1 or Form S-3 or any successor form thereto, which, for the avoidance of doubt, shall include any registration statement on Form S-1 or Form S-3 or any successor form with respect to sales of shares of common stock of Parent pursuant to the Stockholder Agreement. to Article III.

Securities Requirements means the legal requirements in existence related to alternative disclosure for acquisitions under Section 5.3 of the Companion Policy 44-101 CP to National Instrument 44-101 and Section 8.10 of National Instrument 51-102 and any amendments thereto or any additional requirements under applicable securities laws that the Purchaser or its Affiliates may be required to comply with by a securities commission or similar securities regulatory authority in connection with the filing by the Purchaser or its Affiliates of a prospectus or other public disclosure documents.

Securities Requirements means all requirements of all applicable provincial Securities Acts and the rules, regulations, instruments and policies enacted thereunder;

Securities Requirements means the obligations and requirements of Purchaser, Parent and their respective Affiliates (a) relating to the consummation of any securities offering by Purchaser, Parent or their respective Affiliates, (b) under the Exchange Act and (c) under the Securities Act, including the obligation to comply with the requirements of a registration statement on Form S-1 or Form S-3 or any successor form thereto, which, for the avoidance of doubt, shall include any registration statement on Form S-1 or Form S-3 or any successor form with respect to sales of shares of common stock of Parent pursuant to the Stockholder Agreement.

Securities Requirements means the legal requirements in existence related to alternative disclosure for acquisitions under section 5.3(2) of the Companion Policy 44-101 CP to National Instrument 44-101 and section 8.10 of National Instrument 51-102 and any amendments thereto or any additional requirements under Applicable Law pertaining to securities or any stock exchange rules that Purchaser, its Affiliates or their respective successors or assigns, may be required to comply with by a securities commission or similar securities regulatory authority in connection with the filing by Purchaser, its Affiliates or their respective successors and assigns of a prospectus or other public disclosure documents; (ooo)

Securities Requirements means the blanket rulings and orders made under the Securities Legislation and the policy statements and written interpretations issued by the securities regulatory authorities.