Examples of SEF Official in a sentence
Disclosing Orders Prohibited No Person shall disclose another Person’s RFQ or Order to buy or sell except to a designated SEF Official or the CFTC, and no Person shall solicit or induce another Person to disclose RFQ or Order information.
The Participant must clearly identify, by appropriate Order entry system indicator, all such transactions.Disclosing Customer Orders ProhibitedNo Participant shall disclose another Customer’s Order to buy or sell except to a designated SEF Official or the CFTC, and no Participant shall solicit or induce another Participant to disclose Order information.
In making his or her determination, the Chief Compliance Officer (or any other appropriately designated INFX SEF Official) may review trading and negotiation records, messages generated by INFX SEF and any other technical aspects of the Services provided by INFX SEF as well as consult with the technical and software specialists of INFX SEF.
Disclosing Orders Prohibited No Participant shall disclose the terms of an Order prior to entry onto the Platform except to a designated Seed SEF Official or the applicable regulator, and no Participant shall solicit or induce another Person todisclose Order information.
Gifts and Gratuities Except as permitted in Writing by the Chief Compliance Officer, no market participant shall, directly or indirectly, give or permit to be given anything of value (including gratuities) to a SEF Official or GTX SEF, including any agents or independent contractors of GTX SEF.
No Person shall make any knowing misstatement of a material fact to the SEF, any SEF Official, or any Board committee or Disciplinary or Appeals Panel.
Prohibition of Misstatements No Participant shall knowingly make any misstatements of material fact to Seed SEF, any SEF Official, any Board committee or SEF panel, or the Regulatory Service Provider or Governmental Agency.
No Person shall disclose an Order to buy or sell, except to a designated SEF Official or the CFTC or as necessary to efficiently execute the Order nor shall any Person solicit or induce another Person to disclose Order information.
Care Closer to Home is being delivered through the NCN and forms the foundation of our future service model.
Prohibition of Misstatements No Participant shall make any knowing misstatements of material fact to Seed SEF, any SEF Official, any Board committee or SEF panel, or the Regulatory Service Provider or Governmental Agency.