Selling Security Holders section of such documents in the form in which the Purchaser proposes to file them, which sections will be subject to the review of each such Warrantor. Each Warrantor shall provide comments, if any, within three Business Days after the date such materials are provided and the Purchaser shall make appropriate revisions to the “Selling Security Holders” section based upon comments received;
Selling Security Holders means the Investor or its permitted transferees;
Selling Security Holders. (other than a registration statement on a form that does not permit the inclusion of shares by its security holders), the Corporation will give written notice of its determination to the holders of the Registrable Securities. Upon the written request of a holder of Registrable Securities given within 20 days after receipt of any such notice from the Corporation, the Corporation will, except as herein provided, cause all such shares of Registrable Securities for which the holder has requested registration to be included in such registration statement, all to the extent requisite to permit the sale or other disposition by the prospective seller or sellers of the Registrable Securities to be so registered; provided, however, that (i) all such Registrable Securities to be so registered shall be converted into Common Stock prior to sale pursuant to such registration statement, and (ii) nothing herein shall prevent the Corporation from, at any time, abandoning or delaying any such registration initiated by it. If the Corporation determines not to proceed with a registration after the registration statement has been filed with the Commission and the Corporation’s decision not to proceed is primarily based upon the anticipated public offering price of the securities to be sold by the Corporation, the Corporation shall promptly complete the registration for the benefit of those Selling Security Holders who wish to proceed with a public offering of the Registrable Securities and who bear all expenses incurred by the Corporation after the Corporation has decided not to proceed. If any registration pursuant to this Section 9(b) shall be underwritten in whole or in part, the Corporation may require that the Registrable Securities which have been requested to be included pursuant to this Section 9(b) be included in the underwriting on the same terms and conditions as the securities otherwise being sold through the underwriters. If in the good faith judgment of the managing underwriter of a proposed public offering the inclusion of some or all of the Registrable Securities originally covered by a request for registration would reduce the number of shares to be offered by the Corporation or interfere with the successful marketing of the shares of stock offered by the Corporation, the number of shares of Registrable Securities otherwise to be included in the underwritten public offering may be reduced pro rata (by number of shares) among the holders thereof or entirely exc...
Examples of Selling Security Holders in a sentence
The Statement of Policy Regarding Underwriting Expenses and Underwriter’s Warrants, Selling Expenses, and Selling Security Holders adopted by NASAA, as reported at CCH NASAA Reports ¶¶3813-3820, as it may be amended from time to time, is incorporated herein by reference.
Underwriting Expenses, Underwriter's Warrants, Selling Expenses and Selling Security Holders, as amended March 31, 2008.
The Selling Security Holders will be entitled to keep all proceeds from the sale of their shares.
To Underwriters as compensation in connection with a public offering if those options or warrants comply with the requirements of the NASAA Statement of Policy Regarding Underwriting Expenses, Underwriter’s Warrants, Selling Expenses, and Selling Security Holders.
Underwriting Expenses, Underwriter Warrants, Selling Expenses, and Selling Security Holders.
Please revise your disclosure under Principal and Selling Security Holders and Plan of Distribution to describe the material terms of each agreement by which the selling security holders acquired their shares and describe the terms of any conversion or exercise features of all convertible securities.
On the morning of July 27, Goldmen purchased an additional 50,000 warrants from the remaining two Selling Security Holders at a price of $1.25 per warrant.
Each of the 21 Selling Security Holders held accounts at Goldmen.
It is recommended that a charcoal pit be constructed for disposal of post-harvest fungicides (see Figure 1.3) Pesticide containers should be disposed of according to the Pesticide Control Authority (PCA) recommendations.
The Selling Security Holders are offering for sale a maximum of 13,000,000 shares of Common Stock at a fixed price of $0.25 per share for gross proceeds of up to $3,250,000.
More Definitions of Selling Security Holders
Selling Security Holders section based upon comments received;
Selling Security Holders section thereof differ in any material respect from the disclosure received from a Holder in its Selling Holder Questionnaire (as amended or supplemented).
Selling Security Holders shall have the meaning assigned to such term in the first (1st) WHEREAS clause of this Agreement.
Selling Security Holders shall refer to any persons selling Ordinary Shares in connection with the proposed initial public offering of ordinary shares by the Company. Underwriter or related person. The tern “underwriter or related person” shall be deemed to include underwriters, underwriters’ counsel, financial consultants and advisors, finders, members of the selling or distribution group, any member participating in the initial public offering of ordinary shares by the Company and any and all other persons associated with or related to, and any of the immediate family of, any such persons. The answers to the foregoing questions are true and accurate to the best of my knowledge and belief. I understand that the information I am furnishing to you herein will be used by the Company in the preparation of the Registration Statement and the Company’s application for listing on AMEX. I undertake to notify the Company immediately in the event of any changes in the foregoing answers resulting from any material developments occurring subsequent to the date of completion of this Questionnaire. /s/ Wxxxxxx X. Xxxxxx (Signature) Dated: July 12, 2006
Selling Security Holders. (other than a registration statement on a form that does not permit the inclusion of shares by its security holders), the Corporation will give written notice of its determination to the holders of the Registrable Securities. Upon the written request of a holder of Registrable Securities given within 20 days after receipt of any such notice from the Corporation, the Corporation will, except as herein provided, cause all such shares of Registrable Securities for which the holder has requested registration to be included in such registration statement, all to the extent requisite to permit the sale or other disposition by the prospective seller or sellers of the Registrable Securities to be so registered; provided, however, that (i) all such Registrable Securities to be so registered shall be converted into Common Stock prior to sale pursuant to such registration statement, and (ii) nothing herein shall prevent the Corporation from, at any time, abandoning or delaying any such registration initiated by it. If the Corporation determines not to proceed with a registration after the registration statement has been filed with the Commission and the Corporation’s decision not to proceed is primarily based upon the anticipated public offering price of the securities to be sold by the Corporation, the Corporation shall promptly complete the registration for the benefit of those Selling Security Holders who wish to proceed with a public offering of the Registrable Securities and who bear all expenses incurred by the Corporation after the Corporation has decided not to proceed. If any registration pursuant to this Section 9(b) shall be underwritten in whole or in part, the Corporation may require that the Registrable Securities which have been requested to be included pursuant to this Section 9(b) be included in the underwriting on the same terms and conditions as the securities otherwise being sold through the underwriters. If in the good faith judgment of the managing underwriter of a proposed public offering the inclusion of some or all of the Registrable Securities originally covered by a request for registration would reduce the number of shares to be offered by the Corporation or interfere with the successful marketing of the shares of stock offered by the Corporation, the number of shares of Registrable Securities otherwise to be included in the underwritten public offering may be reduced pro rata (by number of shares) among the holders thereof or entirely exc...