Specified Exchange Act Filings definition

Specified Exchange Act Filings the Borrower’s Form 10-K annual report for the year ended December 31, 2020 and each and all of the Form 10-Qs and Form 8-Ks (and to the extent applicable proxy statements) filed by the Borrower or PCG with the SEC after December 31, 2020 and prior to the date that is one Business Day before the Amendment No. 1 Effective Date.
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Specified Exchange Act Filings means PG&E’s Form 10-K annual report for the year ended December 31, 2019 and each and all of the Form 10-Qs and Form 8-Ks (and to the extent applicable proxy statements) filed by PG&E or PCG with the SEC after December 31, 2019 and prior to July 30, 2020.
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Specified Exchange Act Filings means, with respect to EUI, the Form 10 ------------------------------ filed with the Securities and Exchange Commission (the "SEC") on June 14, 1999 (the "Specified 10"), and (ii) each Quarterly Report, if any, on Form 10-Q and Current Report on Form 8-K filed with the S EC since the filing of the Specified 10.
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Examples of Specified Exchange Act Filings in a sentence

  • Except as disclosed in the Specified Exchange Act Filings, the Borrower and its Significant Subsidiaries do not have liabilities under Environmental Laws or relating to Materials of Environmental Concern that would reasonably be expected to have a Material Adverse Effect, and, to the knowledge of the Borrower, there are no facts, circumstances or conditions that could reasonably be expected to give rise to such liabilities.

  • Except as set forth in the Borrower’s Specified Exchange Act Filings, there is no fact known to the Borrower that could reasonably be expected to have a Material Adverse Effect that has not been expressly disclosed herein, in the other Loan Documents or in any other documents, certificates and statements furnished to the Administrative Agent and the Lenders for use in connection with the transactions contemplated hereby and by the other Loan Documents.

  • Since December 31, 2006, there has been no development or event that has had or could reasonably be expected to have a Material Adverse Effect, except as disclosed in the Specified Exchange Act Filings.

  • EUI has delivered to BNI and the Majority BNI Shareholders a copy of each of its Specified Exchange Act Filings.

  • Since December 31, 2017, there has been no development or event that has had or could reasonably be expected to have a Material Adverse Effect, except as disclosed in the Specified Exchange Act Filings.

  • Since December 31, 2014, there has been no development or event that has had or could reasonably be expected to have a Material Adverse Effect, except as disclosed in the Specified Exchange Act Filings.

  • Since December 31, 2012, there has been no development or event that has had or could reasonably be expected to have a Material Adverse Effect, except as disclosed in the Specified Exchange Act Filings.

  • Since December 31, 2010, there has been no development or event that has had or could reasonably be expected to have a Material Adverse Effect, except as disclosed in the Specified Exchange Act Filings.

  • Since December 31, 2009, there has been no development or event that has had or could reasonably be expected to have a Material Adverse Effect, except as disclosed in the Specified Exchange Act Filings.

  • Since September 30, 2020, there has been no development or event, including any development or event with respect to any matter disclosed in the Specified Exchange Act Filings, that has had or could reasonably be expected to have a Material Adverse Effect.


More Definitions of Specified Exchange Act Filings

Specified Exchange Act Filings means, with respect to EUI, (i) the Form ------------------------------ 10 filed with the Securities and Exchange Commission (the "Specified 10") and (ii) each Quarterly Report on Form 10-Q and Current Report on Form 8-K filed with the Securities and Exchange Commission since the filing of the Specified 10.
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Specified Exchange Act Filings means, with respect to Bionutrics, (i) the Form 10-A filed with the Securities and Exchange Commission and all amendments thereto (the "Specified 10- A"), (ii) each Quarterly Report on Form 10-Q and Current Report on Form 8-K filed with the Securities and Exchange Commission since the filing of the Specified 10-A, and (iii) each report listed on Exhibit 8 hereto.
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Related to Specified Exchange Act Filings

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • Exchange Act Person means any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that “Exchange Act Person” will not include (i) the Company or any Subsidiary of the Company, (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (iii) an underwriter temporarily holding securities pursuant to a registered public offering of such securities, (iv) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company; or (v) any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act) that, as of the Effective Date, is the Owner, directly or indirectly, of securities of the Company representing more than 50% of the combined voting power of the Company’s then outstanding securities.

  • Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.

  • Form 10-K is defined in Section 7.1(b).

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Securities and Exchange Commission means the United States Securities and Exchange Commission.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Disclosure to information norm means the Policy shall be void and all premium paid thereon shall be forfeited to the Company, in the event of misrepresentation, mis-description or non-disclosure of any material fact.

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Adverse Disclosure means any public disclosure of material non-public information, which disclosure, in the good faith judgment of the Chief Executive Officer or principal financial officer of the Company, after consultation with counsel to the Company, (i) would be required to be made in any Registration Statement or Prospectus in order for the applicable Registration Statement or Prospectus not to contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements contained therein (in the case of any prospectus and any preliminary prospectus, in the light of the circumstances under which they were made) not misleading, (ii) would not be required to be made at such time if the Registration Statement were not being filed, and (iii) the Company has a bona fide business purpose for not making such information public.