TABLE OF DEFINED TERMS. (Continued) Term Cross-Reference in Agreement Page Governmental Entity Section 3.6 18 GUST Section 3.11(i) 23 Hazardous Substances Section 3.12(b) 25 HSR Act Section 3.6 18 incentive stock options Section 2.11(a) 14 include or including Section 8.8(e) 61 Indemnified Liabilities Section 5.9(a) 51 Indemnified Persons Section 5.9(a) 51 Information Statement Section 1.3(a) 6 Initial Expiration Date Section 1.1(b) 3 Insured Parties Section 5.9(c) 52 Intellectual Property Section 3.14(a) 27 IRS Section 3.11(a) 21 ISOs Section 2.11(a) 14 knowledge or known Section 8.8(d) 61 Lien Section 8.8(f) 61 M&P Plan Section 3.11(i) 23 Marks Section 3.14(a) 27 Material Adverse Effect on Parent Section 4.1(b) 34 Material Adverse Effect on the Company Section 3.1(b) 15 Material Contract(s) Section 3.15(a) 30 Merger Consideration Section 2.8(a) 10 Merger Preamble 1 Minimum Condition Section 1.1(b) 2 Multiemployer Plan Section 3.11(f) 23 Multiple Employer Plan Section 3.11(f) 23 Notice of Superior Proposal Section 5.4(d) 48 NYSE Section 1.1(d) 4 Offer Consideration Preamble 1 Offer Documents Section 1.1(f) 4 Offer Preamble 1 Other Interests Section 3.1(c) 16 Parent 368 Opinion Annex A 1 Parent Board Section 3.3(a) 36 Parent Common Stock Preamble 1 Parent Disclosure Letter Article 4 34 Parent Financial Statements Section 4.4 37 Parent Permits Section 4.10 39 Parent Preamble 1 Parent Right Section 4.2(a) 35 Parent SEC Reports Section 4.4 36 Parent Securities Section 4.2(a) 35 Parent Senior Convertible Notes Section 4.2(a) 35 Patents Section 3.14(a) 27 Permitted Liens Section 3.16(a) 32 person Section 8.8(g) 62 Prospectus Section 1.1(f) 4 S-4 Section 1.1(f) 4 Table of Defined Terms (Continued) Term Cross-Reference in Agreement Page Schedule 14D-9 Section 1.2(b) 5 Schedule TO Section 1.1(f) 4 SEC Section 1.1(b) 3 Securities Act Section 1.1(f) 4 Shares Preamble 1 Subsidiary Section 3.1(a) 15 Superior Proposal Section 5.4(a) 47 Surviving Company Section 2.1 9 Tax or Taxes Section 3.13(a)(i) 25 Tax Return Section 3.13(a)(ii) 25 Termination Fee Section 7.3(a) 58 Third Party Acquisition Section 5.4(a) 46 Third Party Section 5.4(a) 46 Top-Up Closing Section 1.4(c) 8 Top-Up Exercise Event Section 1.4(b) 7 Top-Up Exercise Notice Section 1.4(c) 8 Top-Up Notice Date Section 1.4(c) 8 Top-Up Option Section 1.4(a) 7 Top-Up Option Shares Section 1.4(a) 7 Top-Up Termination Date Section 1.4(b) 8 Trade Secrets Section 3.14(a) 27 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION THIS AGREEMENT AND PLA...
TABLE OF DEFINED TERMS. Defined Term Page Acquisition Merger 1 Acquisition Merger Closing 1 Addendum Agreement 25 Affiliate 3 Agreement 1, 3 Amended and Restated Forward Purchase Agreements 3 Amended and Restated JS Forward Purchase Agreement 3 Amended and Restated Sponsor Affiliate Forward Purchase Agreement 3 Amended and Restated Warrant Agreement 4 Backstop Agreement 4 Business Combination Agreement 1 Business Day 4 Commission 4 Company 1 Company Shareholders’ Agreement 1 Company Support Agreement 2 Demand Registration 13 Demand Takedown 11 Demanding Holder 13 Demanding Holders 13 Effectiveness Period 18 Exchange Act 4 Form F-1 9 Form F-3 10 Holders 1 Indemnified Party 22 Indemnifying Party 22 Initial Demanding Holders 13 Initial Merger 1 Initial Merger Closing 1 Initial Merger Consideration 2 Investor 1 Investor Indemnified Party 21 Investors 1 JS Capital 4 Key Executive 4 Lock-Up Agreement 2 Maximum Number of Shares 14 Merger Sub 2 1 New Registration Statement 11 Notices 25 Ordinary Shares 4 Other Registrable Securities 9 Permitted Entity 4 Piggy-Back Registration 15 PIPE Registration Statement 9 PIPE Registration Statement Cap 9 PIPE Securities 4 PIPE Subscription Agreements 5 Prior Agreement 1 Pro Rata 14 PubCo 1 PubCo Charter 5 PubCo Class A Ordinary Shares 5 PubCo Class B Ordinary Shares 5 PubCo Options 2 PubCo Restricted Shares 5 PubCo RSU Awards 5 PubCo Sponsor Warrants 5 PubCo Warrants 5 Register 5 Registered 5 Registrable Securities 5 Registration 5 Registration Statement 6 Requesting Holder 11 Requesting Holders 11 Resale Shelf Registration Statement 10 SEC Guidance 11 Securities Act 6 Selling Holders 12 Shareholder Merger Consideration 2 Side-by-Side Sponsor Subscription Agreement 6 SPAC 1 Sponsor 1 Sponsor Affiliate 6 Sponsor Commitment Shares 9 Sponsor Subscription Agreement 6 Transaction Form F-4 7 Underwriter 7 Underwritten Takedown 7 Warrant Agreement 7
TABLE OF DEFINED TERMS. Term Section ---- -------
TABLE OF DEFINED TERMS. Cross Reference Term in Agreement Page ---- ---------------- ---- Acquisition.................................Preamble................. 1 affiliate...................................Section 7.8(a)...........
TABLE OF DEFINED TERMS. Terms Reference in Agreement Acquisition Proposal Section 6.1(f)(i) Affiliate Section 3.2(c) Agreement Preamble Alternative Acquisition Agreement Section 6.1(b)(ii) Antitrust Laws Section 6.6(b) Antitrust Order Section 6.6(b) Average Buyer Stock Price Section 2.1(c) Bankruptcy and Equity Exceptions Section 3.4(a) Book-Entry Company Shares Section 2.1(c) Business Day Section 1.2
TABLE OF DEFINED TERMS. Section -------
TABLE OF DEFINED TERMS. Cross Reference Term in Agreement Page ---- --------------- ----
TABLE OF DEFINED TERMS. Defined Term Page Acquisition Merger 1 Acquisition Merger Closing 1 Addendum Agreement 25 Affiliate 3 Agreement 1, 3 Amended and Restated Forward Purchase Agreements 3 Amended and Restated JS Forward Purchase Agreement 3 Amended and Restated Sponsor Affiliate Forward Purchase Agreement 3 Amended and Restated Warrant Agreement 4 Backstop Agreement 4 Business Combination Agreement 1 Business Day 4 Commission 4 Company 1 Company Shareholders’ Agreement 1 Company Support Agreement 2 Demand Registration 13 Demand Takedown 11 Demanding Holder 13 Demanding Holders 13 Effectiveness Period 18 Exchange Act 4 Form F-1 9 Form F-3 10 Holders 1 Indemnified Party 22 Indemnifying Party 22 Initial Demanding Holders 13 Initial Merger 1 Initial Merger Closing 1 Initial Merger Consideration 2 Investor 1 Investor Indemnified Party 21 Investors 1 JS Capital 4 Key Executive 4 Lock-Up Agreement 2 Maximum Number of Shares 14 Merger Sub 1 1 Merger Sub 2 1 New Registration Statement 11 Notices 25 Ordinary Shares 4 Other Registrable Securities 9 Permitted Entity 4 Piggy-Back Registration 15 PIPE Registration Statement 9 PIPE Registration Statement Cap 9 PIPE Securities 4 PIPE Subscription Agreements 5 Prior Agreement 1 Pro Rata 14 PubCo 1 PubCo Charter 5 PubCo Class A Ordinary Shares 5 PubCo Class B Ordinary Shares 5 PubCo Options 2 PubCo Restricted Shares 5 PubCo RSU Awards 5 PubCo Sponsor Warrants 5 PubCo Warrants 5 Register 5 Registered 5 Registrable Securities 5 Registration 5 Registration Statement 6 Requesting Holder 11 Requesting Holders 11 Resale Shelf Registration Statement 10 SEC Guidance 11 Securities Act 6 Selling Holders 12 Shareholder Merger Consideration 2 Side-by-Side Sponsor Subscription Agreement 6 SPAC 1 Sponsor 1 Sponsor Affiliate 6 Sponsor Commitment Shares 9 Sponsor Subscription Agreement 6 Transaction Form F-4 7 Underwriter 7 Underwritten Takedown 7 Warrant Agreement 7
TABLE OF DEFINED TERMS. (not a part of the Agreement)
TABLE OF DEFINED TERMS. Defined Term Section Accounting Principles 1.3(b) Acquired Company Introduction Acquired Company IP 2.11(a) Acquired Company Released Persons 6.8 Adjusted Purchase Price 1.3(j) Adjustment Threshold 1.3(i) Affiliate 2.1(b) Agreement Preliminary Statement Assumed Liabilities 4.2 Balance Sheet 2.6(a) Bankruptcy and Equity Exception 2.3 Business Day 1.3(a)(ii) Business Material Adverse Effect 2.1(b) Business Introduction Buyer Preliminary Statement Buyer Material Adverse Effect 3.3(b) Cap 4.5(a)(i) Claim Notice 4.3(b) Claimed Amount 4.3(b) Closing 1.2(a) Closing Cash 1.3(a)(iii) Closing Date 1.2(a) Closing Indebtedness 1.3(a)(iv) Code 2.8(d) Commissions Receivable Adjustment 1.3(a)(v) Commissions Receivable Factor 1.3(a)(vi) Competitive Business 6.2 Covered Individual 6.2 COVID-19 2.1(b) COVID-19 Measures 2.1(b) COVID-19 Responses 2.1(b) Damages 4.1; 4.3(a) Deductible 4.5(a)(ii) Designated Contracts 2.12(b) Designated Intellectual Property 2.11(a) Disclosing Party 6.1(e) Disclosure Schedule Article II Dispute Notice 1.3(d) Employee Benefit Plan 2.15(a) Environmental Laws 2.21(a) Equity Interests Introduction ERISA 2.15(a) Defined Term Section ERISA Affiliate 2.15(a) Estimated Closing Statement 1.3(b) Estimated Purchase Price 1.3(b) Excluded Liabilities 4.1 Final Closing Statement 1.3(c) Final Purchase Price 1.3(c)
