the Securities Act definition

the Securities Act is defined as the Securities Act of 1933, as amended;
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the Securities Act. The Securities Act, 5728 - 1968, and the regulations instituted pursuant thereto from time to time;
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the Securities Act is defined as the Securities Act of 1933, as amended.
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Examples of the Securities Act in a sentence

  • No person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the Securities Act) shall be entitled to contribution from any person who was not guilty of such fraudulent misrepresentation.

  • No Person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the Securities Act) shall be entitled to contribution from any Person who was not guilty of such fraudulent misrepresentation.

  • The Commission has not issued any stop order or other order suspending the effectiveness of any registration statement filed by the Company or any Subsidiary under the Exchange Act or the Securities Act.

  • As of their respective dates, the SEC Reports complied in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable, and none of the SEC Reports, when filed, contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.

  • The Holder, by the acceptance hereof, represents and warrants that it is acquiring this Warrant and, upon any exercise hereof, will acquire the Warrant Shares issuable upon such exercise, for its own account and not with a view to or for distributing or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law, except pursuant to sales registered or exempted under the Securities Act.

  • The undersigned is an “accredited investor” as defined in Regulation D promulgated under the Securities Act of 1933, as amended.

  • The Company has never been an issuer subject to Rule 144(i) under the Securities Act.

  • The Company will, pursuant to reasonable procedures developed in good faith, retain copies of each Issuer Free Writing Prospectus that is not filed with the Commission in accordance with Rule 433 under the Securities Act.

  • Each such person shall also be deemed to represent that the Shares would not be required to be registered under the Securities Act of 1933 in connection with the offer or sale thereof in the United States.

  • The Company shall indemnify the Underwriters, their officers and directors and each person who controls such Underwriters (within the meaning of the Securities Act) to the same extent as provided in the foregoing with respect to the indemnification of the Holder.


More Definitions of the Securities Act

the Securities Act. As used herein, the terms "offer" and "sale" have the meanings specified in Section 2(3) of the Securities Act. (oo) None of Holdings, any of its subsidiaries or any of their respective affiliates or any other person acting on its or their behalf has engaged, in connection with the sale of the Units, in any form of general solicitation or general advertising within the meaning of Rule 502(c) of Regulation D under the Securities Act ("Regulation D"). (pp) Following the Transactions, there will not be, other than pursuant to the requirements of the Registration Rights Agreement the Shareholders Agreement and the Holdings Notes Registration Agreement, any securities of the Company or the Guarantors registered under the Securities Exchange Act of 1934 (the "Exchange Act"), or listed on a national securities exchange or quoted in a U.S. automated inter-dealer quotation system following delisting and deregistration of the common stock of Holdings. (qq) No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Private Placement Memorandum has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith. (rr) Any reprogramming required to permit the proper functioning in and following the year 2000 of (i) the computer systems of Holdings and each of its subsidiaries and (ii) equipment containing embedded microchips (including systems and equipment supplied by others or with which the systems of Holdings or each of its subsidiaries interface) and the testing of all such systems and equipment, as so reprogrammed, was materially complete by October 31, 1999. The cost to Holdings and each of its subsidiaries of such reprogramming and testing and of the reasonably foreseeable consequences of the occurrence of the year 2000 to Holdings and each of its subsidiaries (including reprogramming errors and the failure of others' systems or equipment) did not and will not result in a Material Adverse Effect. The computer and management information systems of Holdings and each of its subsidiaries are and, with ordinary course upgrading and maintenance, will continue for the term of this Agreement to be, sufficient to permit Holdings and its subsidiaries to conduct their businesses without Material Adverse Effect. (ss) Since the date as of which information is given in the Private Placement Memorandum, except as otherwise stated therein, (i) there has been no mat...
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the Securities Act means the Securities Act 2001, No. of 2001; "the Companies Act" means the Companies Act 1996, No. of 19 ;
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the Securities Act means the Securities Act 2001; “the Companies Act” means the Companies Act 1994;
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the Securities Act means the Securities Act No. 21 of 2001; “the Companies Act” means the Companies Act No. 19 of 1996; “approved form” means a form approved by the Commission pur-
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Related to the Securities Act

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended.

  • Securities Act means the Securities Act of 1933, as amended.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c.S.5, as amended, and the regulations thereunder, unless otherwise specified, as the same exist on the date hereof.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • 1933 Act means the Securities Act of 1933, as amended.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Charities Act means the Charities Act 2011;

  • Applicable Securities Laws means the applicable securities legislation of each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

  • Applicable Securities Legislation means applicable securities laws (including rules, regulations, policies and instruments) in each of the applicable provinces and territories of Canada;

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Securities Act Legend means a Restricted Securities Legend or a Regulation S Legend.

  • Canadian securities legislation means the securities laws in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the Securities Regulatory Authorities in such jurisdictions;

  • securities legislation means statutes concerning the regulation of securities markets and trading in securities and the regulations, rules, forms and schedules under those statutes, all as amended from time to time, and the blanket rulings and orders, as amended from time to time, issued by the securities commissions or similar regulatory authorities appointed under or pursuant to those statutes; “Canadian securities legislation” means the securities legislation in any province or territory of Canada and includes the Securities Act (British Columbia); and “U.S. securities legislation” means the securities legislation in the federal jurisdiction of the United States and in any state of the United States and includes the Securities Act of 1933 and the Securities Exchange Act of 1934; and

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

  • Applicable Canadian Securities Laws means, collectively, and as the context may require, the applicable securities legislation of each of the provinces and territories of Canada, and the rules, regulations, instruments, orders and policies published and/or promulgated thereunder, as such may be amended from time to time prior to the Effective Date;

  • Societies Act means the Societies Act of the Province of British Columbia from time to time in force and all amendments to it;

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • U.S. Securities System means a securities depository or book-entry system authorized by the U.S. Department of the Treasury or a “clearing corporation” as defined in Section 8-102 of the UCC.

  • the Act means the Preferential Procurement Policy Framework Act, 2000 (Act No. 5 of 2000).