Account Service Fees. A. Complex Minimum Fee $125,000 per year
Account Service Fees. A. Complex Minimum Fee Year 1 $100,000 per year Year 2-5 $200,000 per year
B. Account and Processing Fees Compared to Minimum: Open Account Fee 0 – 10,000 $28.00 per acct per year 10,000 – 20,000 $26.00 per acct per year > 20,000 $24.00 per acct per year Closed Account Fee $1.80 per acct per year New Account Setup Fee $15.00 per NASU Phone Calls $5.00 per call Manual Correspondence $5.00 per item Non-Standard Processing Fee $2.00 per item Base Fee Year 1 $48,000 per year Year 2 $60,000 per year Years 3-5 $72,000 per year
Account Service Fees. A. Product Minimum Fee $25,000 per year per product for 1st CUSIP in each Product $5,000 per year for each additional CUSIP within same Product
B. Account and Processing Fees Compared to Minimum: Asset Based Fees (basis points)1 $0 to $250,000,000 3.0 Basis Points $250,000,001 - $500,000,000 2.0 Basis Points $500,000,001 to $1,000,000,000 1.5 Basis Points > $1,000,000,001 1.0 Basis Points Open Accounts 0 – 50,000 $7.50 per acct per year > 50,000 $5.00 per acct per year Closed Account Fee $1.80 per acct per year New Account Setup Fee - Manual $10.00 per NASU New Account Setup Fee - Fully Automated $2.00 per NASU Phone Calls $5.00 per call Correspondence $5.00 per item Redemption Fees $10.00 per item (Note: Product Minimum (Section II.A) applies unless aggregate charges for all products in the affected month included in Section II.B exceed one-twelfth of the annual minimum.) 1 Each financial product, inclusive of all share classes for that product, is measured individually for purposes of the asset based fees described above as of the end of the billing period.
Account Service Fees. Open Account Fee 0 – 3,500 Accounts $10.00/account/per year 3,501 – 6,000 Accounts $9.00/account/per year 6,001 + Accounts $7.50/account/per year Complex Base Fee (covers up to 13 CUSIPS) $280,000/year1 Additional Complex Fee (for each additional CUSIP) $12,500/CUSIP/year Account Maintenance Fee $15.00/account/year Implementation Fee:2 Waived External Data Feed Fee (Optional): $500.00 per data feed execution Secondary Mailing Fee (Optional):3 $5,000.00 Print/Mail transmissions $0.05/Investor reporting group Other transmissions of sensitive shareholder data $0.05/record sent Excess History records (beyond the standard purge) $2.80/1,000 lines of history per year Purged History $1.80/1,000 records On request reporting $60.00/report Technical programming support $195/hour Other Fees, Charges and Expenses Billed as Incurred In accordance with Section 3.2 of the Agreement. 1 Fees for the following products and services have been bundled into the Complex Base Fee: Closed accounts, AML, Regulatory and Compliance+, Omnibus Transparency, UPA Base Fee, Escheatment CUSIP Fee, Escheated Item Fee, and Short-term trader fee. 2 Funds with > 15,000 inactive accounts will be charged an additional $2.00 per inactive account. 3 Fund will be charged $2.50 per inactive SSN for each unique SSN > 1,000 in the secondary mailing This Schedule is made subject to the terms of the Agreement and to the extent the terms hereunder conflict with the terms of the Agreement, the terms of this Schedule shall prevail. The requirements of this Schedule are applicable if and to the extent that the Transfer Agent creates, has access to, or receives from or on behalf of the Fund any Confidential Information (as defined in the Agreement) of the Fund.
Account Service Fees. (a) The Adviser will receive the following fees from the Client:
(i) A fee equal to 1/12 of 2.00% of the Net Asset Value of the Account calculated as of the last business day of each calendar month (the “Management Fee”). The Management Fee shall accrue monthly and be payable quarterly in arrears no later than the fifth business day following the Client’s receipt of a report from the Adviser calculating the Net Asset Value of the Account as of the last business day of each of the three months in the quarter and the corresponding Management Fee. The Management Fee may be waived, shared or rebated, at the discretion of the Adviser; and
(ii) A fee equal to 20% of the amount by which (i) the Aggregate Net Capital Appreciation of the Account exceeds (ii) the Account’s remaining Previous High Peak (the “Performance Fee”). The Performance Fee shall be payable quarterly in arrears and shall be paid to the Adviser promptly but no later than the tenth business day following the Client’s receipt of a report from the Adviser calculating such Performance Fee.
Account Service Fees. Open Account Fee $10.00/account/per year
Account Service Fees. A. Product Minimum Fee $25,000 per year per product for 1st CUSIP in each Product $5,000 per year for each additional CUSIP within same Product
B. Account and Processing Fees Compared to Minimum: $0 to $250,000,000 3.0 Basis Points $250,000,001 - $500,000,000 2.0 Basis Points $500,000,001 to $1,000,000,000 1.5 Basis Points > $1,000,000,001 1.0 Basis Points Open Accounts 0 – 50,000 $7.50 per acct per year > 50,000 $5.00 per acct per year Closed Account Fee $1.80 per acct per year New Account Setup Fee - Manual $10.00 per NASU New Account Setup Fee – Fully Automated $2.00 per NASU Phone Calls $5.00 per call Correspondence $5.00 per item Redemption Fees $10.00 per item 1 Each financial product, inclusive of all share classes for that product, is measured individually for purposes of the asset based fees described above as of the end of the billing period.
Account Service Fees. A flat charge of $50 per month shall be charged to cover costs of research, subscriptions, reference materials, computer research time and media monitoring. Expenses such as photocopies, messenger and delivery services, postage, telephone and facsimile will be billed at cost without xxxx up.
Account Service Fees. Money Market Funds $15.00 Daily Accrual Fund(s) $4.80 Non-Daily Accrual Fund(s) $2.25 Closed Account Fee $1.35
Account Service Fees. A. Product Minimum Fee $25,000 per year per product for 1st CUSIP in each Product $5,000 per year for each additional CUSIP within same Product
B. Account and Processing Fees Compared to Minimum: Asset Based Fees (basis points)2 $0 to $250,000,000 3.0 Basis Points $250,000,000 - $1,000,000,000 2.25 Basis Points > $1,000,000,000 1.5 Basis Points Open Accounts 0 – 50,000 $7.50 per acct per year > 50,000 $5.00 per acct per year Closed Account Fee $1.80 per acct per year New Account Setup Fee - Manual $15.00 per NASU New Account Setup Fee – Semi Automated $8.00 per NASU New Account Setup Fee – Fully Automated $2.00 per NASU Phone Calls $8.00 per call Correspondence $5.00 per item Redemption Fees $10.00 per item 2 Each financial product, inclusive of all share classes for that product, is measured individually for purposes of the asset based fees described above averaged over the course of the applicable billing period.
