Accredited Investor Certificate. In connection with the purchase of Debentures, the undersigned hereby represents, warrants and certifies to the Corporation that the undersigned (and each disclosed principal, if applicable) is an “accredited investor” as defined in Section 1.1 of National Instrument 45-106 - Prospectus and Registration Exemptions and is purchasing the Debentures as principal. The undersigned has indicated below the categories that the undersigned (or the disclosed principal) satisfies to qualify as an “accredited investor”. The undersigned understands that the Corporation and its counsel are relying on the information contained in this certificate in order to determine whether the Corporation may sell Debentures to the undersigned in a manner exempt from the prospectus and registration requirements of Applicable Securities Laws. ACCREDITED INVESTOR STATUS The undersigned represents, warrants and certifies that it, he or she (or the disclosed principal) is: [initial each applicable item]:
Accredited Investor Certificate. Such Purchaser shall have completed and executed and delivered the applicable Accredited Investor Certificate.
Accredited Investor Certificate. You must be an “Accredited Investor” to subscribe for units of the Fund. Enter the Accredited Investor definition that qualifies you to invest in the large box provided. Definitions are found in Schedule “B”. Please contact your advisor, or Metric, if you are unsure which definition is appropriate.
Accredited Investor Certificate. You must be an “Accredited Investor” to subscribe for units of the Fund, or invest a minimum $150,000. If you are investing $150,000 or more, check that box. Otherwise, check the “Accredited Investor” box and enter the Accredited Investor definition that qualifies you to invest in the large box provided. Definitions are found in Schedule “B”. Please contact your advisor, or Metric, if you are unsure which definition is appropriate.
Accredited Investor Certificate. The Holder represents and warrants that the Holder is an “accredited investor” (an “Accredited Investor”) as such term is defined in Rule 501(a) of Regulation D under the U.S. Securities Act of 1933, as amended (the “Securities Act”), for one or more of the reasons specified below (please check all boxes that apply):
Accredited Investor Certificate. Such Lender shall have completed and executed and delivered the Accredited Investor Certificate in accordance with Section 4.2(b); and
Accredited Investor Certificate. Each of the Investors, as to himself, herself or itself and for no other Investor, agrees to complete and execute and deliver the Accredited Investor Certificate attached hereto as Exhibit E, if such Investor is a resident of the U.S., and the Accredited Investor Certificate attached hereto as Exhibit F, if such Investor is a resident of Canada or is otherwise subject to Canadian provincial or territorial securities laws.
Accredited Investor Certificate. In connection with the purchase of Shares, the undersigned hereby represents, warrants and certifies to the Corporation that the undersigned is an “accredited investor” as defined in Section 1.1 of Nation Instrument 45-106 – Prospectus and Registration Exemptions. The undersigned has indicated below the categories that the undersigned satisfies to qualify, as an “accredited investor”. The undersigned understands that the Corporation is relying on the information contained in this certificate in order to determine whether the Corporation may sell the Shares to the undersigned in a manner exempt from the prospectus and registration requirements of Applicable Securities Laws. The undersigned represents, warrants and certifies that he, she or it is [initial each applicable item]:
Accredited Investor Certificate. To: DUMA ENERGY CORP. Capitalized terms used but not otherwise defined in this Certificate shall have the meanings given to such terms in that certain Share Exchange Agreement dated August 7, 2012 (the "Agreement") among the undersigned, Namibia Exploration Inc. (the "Company"), the other shareholders of the Company, Hydrocarb Corporation and Duma Energy Corp. (the "Purchaser"). In connection with the issuance of the Shares to the undersigned, the undersigned hereby represents, warrants, covenants and certifies that the undersigned is a U.S. Person (as such term is defined by Rule 902 of Regulation S) and is an "Accredited Investor" as defined in Rule 501(a) of Regulation D under the Securities Act as a result of satisfying one or more of the following categories of Accredited Investor below to which the undersigned has affixed his/her/its initials: ______ Category 1. A bank, as defined in Section 3(a)(2) of the United States Securities Act of 1933 (the "U.S. Securities Act"), whether acting in its individual or fiduciary capacity; or ______ Category 2. A savings and loan association or other institution as defined in Section 3(a)(5)(A) of the U.S. Securities Act, whether acting in its individual or fiduciary capacity; or ______ Category 3. A broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934; or ______ Category 4. An insurance company as defined in Section 2(a)(13) of the U.S. Securities Act; or ______ Category 5. An investment company registered under the Investment Company Act of 1940; or ______ Category 6. A business development company as defined in Section 2(a)(48) of the Investment Company Act of 1940; or ______ Category 7. A small business investment company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958; or
Accredited Investor Certificate. Such New Lender shall have completed and executed and delivered the Accredited Investor Certificate.
