Accredited Investor Questions. You represent and warrant to ENERGY HUNTER RESOURCES, INC., a Delaware corporation (the “Corporation”) that you come within one of the categories marked below, and that for any category marked, you have truthfully set forth the factual basis or reason you come within that category. Please xxxx each applicable box:
Accredited Investor Questions. 10 In general, if the Investor is neither an “operating company” (as defined in U.S. Department of Labor Regulation § 2510.3-101(c)) nor an investment company registered under the Investment Company Act, its underlying assets will include “ plan assets” of an ERISA Plan or Code Plan if, immediately after the most recent acquisition of any equity interest in the Investor, 25% or more of the total value of any class of equity interests in the Investor is held by benefit plan investors. As defined in Section 3(42) of ERISA, the term “benefit plan investor” includes (i) any ERISA Plan, (ii) any Code Plan, and (iii) any entity whose underlying assets include “plan assets” by reason of investment in the entity by other benefit plan investors (but only to the extent of the percentage of equity interests of the entity that are held by benefit plan investors). For purposes of determining whether this 25% threshold has been met or exceeded, the value of any equity interests in the Investor that are held by a person (other than a benefit plan investor) who has discretionary authority or control with respect to the assets of the Investor, or any person who provides investment advice for a fee (direct or indirect) with respect to such assets, or any affiliate of such a person, is disregarded. Please indicate the basis of the Investor’s status as an “accredited investor” (as defined in Regulation D promulgated under the Securities Act) by answering the following questions.
Accredited Investor Questions. For Entities Interests will be sold only to Investors who are Accredited Investors, as defined in Rule 501 under the 0000 Xxx. For additional information regarding the definition of Accredited Investor, please refer to Rule 501 under the 1933 Act. Please indicate the basis of the Investor’s Accredited Investor status by checking all applicable statements. The Investor is:
Accredited Investor Questions. In order for the Company to offer and sell the Securities in conformance with state and federal securities laws, the following information must be obtained regarding your investor status. Please initial each category applicable to you as a Purchaser of the Securities.
Accredited Investor Questions. Be sure to initial the relevant sections of item (2) (d) represented the Accredited Investor Status, page 4 or 5, whichever is appropriate.
