Additional Undertakings by the Trading Advisor Sample Clauses

Additional Undertakings by the Trading Advisor. Neither the Trading Advisor nor its employees, affiliates or agents, the stockholders, directors, officers, employees, principals, affiliates or agents of such affiliates, or their respective successors or assigns shall: (a) use or distribute for any purpose whatsoever any list containing the names and/or residential addresses of and/or other information about the Limited Partners of the Fund; nor (b) directly solicit any Limited Partner of the Fund for any business purpose whatsoever (unless such Limited Partner is already a client of the Trading Advisor).
AutoNDA by SimpleDocs
Additional Undertakings by the Trading Advisor. Neither the Trading Advisor nor its employees, affiliates or agents, the stockholders, directors, officers, employees, principals, affiliates or agents of such affiliates, or their respective successors or assigns shall: (a) use or distribute for any purpose whatsoever any list containing the names and/or residential addresses of and/or other information about the investors of the BlackRock Vehicles, nor (b) directly solicit any investor in a BlackRock Vehicle for any business purpose whatsoever (unless such investor in a BlackRock Vehicle is already a client of the Trading Advisor).
Additional Undertakings by the Trading Advisor. No Trading Advisor Party or its respective successors or assigns shall: (i) use or distribute for any purpose the names and/or any other information about any of the investors in the Funds; (ii) solicit any investor for any business purpose whatsoever (unless such investor is already a client of the Trading Advisor); or (iii) knowingly accept as a client, other than through Xxxxxxx Xxxxx, any person who has been an investor at any time during the twenty-four full calendar months prior to such acceptance.
Additional Undertakings by the Trading Advisor. No Trading Advisor Party or its respective successors or assigns shall: (i) use or distribute for any purpose the names and/or any other information about any of the investors in the Fund; (ii) solicit any natural U.S. person (as defined in Regulation S of the 1933 Act) investor (or a family partnership or other investment vehicle established for a natural U.S. person or such natural U.S. person’s family members) with respect to an investment in any account or fund employing the same or substantially the strategy as that to be employed for the Fund (unless such investor is already a client of the Trading Advisor or a prospective client with whom the Trading Advisor already has a preexisting substantive relationship as of the date of this Agreement); or (iii) knowingly accept as a client, with respect to an investment in any account or fund employing the same or substantially the strategy as that to be employed for the Fund, other than through Xxxxxxx Xxxxx, any natural U.S. person investor (or a family partnership or other investment vehicle established for such natural U.S. person or such natural U.S. person’s family members) who has been an investor in the Fund at any time during the twenty-four full calendar months prior to such acceptance, unless such investor is already a client of the Trading Advisor or a prospective client with whom the Trading Advisor already has a preexisting substantive relationship as of the date of this Agreement.
Additional Undertakings by the Trading Advisor. No Trading Advisor Party or its respective successors or assigns shall: (i) use or distribute for any purpose the names and/or any other information about any of the investors in the Feeder Funds; (ii) knowingly solicit as a client or investor any investor in the Feeder Funds or any FuturesAccess Fund at any time on or after the commencement date of this Agreement (unless such investor is already a client or investor of the Trading Advisor); or (iii) use any of the information obtained from the Mxxxxxx Lxxxx channel, or any other information that the Trading Advisor receives from the Manager, to market the Trading Advisor’s products. For the avoidance of doubt, the Trading Advisor shall not be restricted from soliciting any person who appears on its independently derived target investor list, provided that the Trading Advisor shall not knowingly solicit any person on such list who is an investor in the Feeder Funds or any FuturesAccess Fund at any time on or after the commencement date of this Agreement. For the further avoidance of doubt, the Trading Advisor shall not be restricted from soliciting any person with whom the Trading Advisor has a pre-existing relationship as of the commencement date of this Agreement.
Additional Undertakings by the Trading Advisor. Neither the Trading Advisor nor its employees, affiliates or agents, the stockholders, directors, officers, employees, principals, affiliates or agents of such affiliates, or their respective successors or assigns shall: (a) knowingly use or distribute for any purpose whatsoever any list containing the names and/or residential addresses of and/or other information about the Limited Partners of the Fund; nor (b) knowingly solicit any person that the Trading Advisor Party knows or reasonably should know is a Limited Partner of the Fund for any business purpose whatsoever (unless such Limited Partner is already a client of the Trading Advisor, or the Trading Advisor is not aware that a person is a Limited Partner of the Fund).
Additional Undertakings by the Trading Advisor. Neither the Trading Advisor nor any of its employees, agents, subsidiaries or respective successors or assigns shall: (i) knowingly use or distribute for any purpose the names and/or any other information about any of the investors in the Feeder Funds that are derived from activities under this Agreement; (ii) knowingly solicit (which shall not include responding to inquires initiated by potential investors and not resulting from any other solicitation activities of the Trading Advisor nor any of its employees, agents, subsidiaries or respective successors or assigns) other than through Xxxxxxx Xxxxx any investor or prospective investor in the Feeder Funds, known to the Trading Advisor to have an interest in commodities-related investments as a result of an introduction of such investor to the Trading Advisor by Xxxxxxx Xxxxx in connection with the offering of the Interests or other related marketing activities, for investment in the Trading Advisor’s other investment products in the United States having a Substantially Similar Trading Strategy (unless such investor is already a client of the Trading Advisor or its subsidiaries); or (iii) knowingly accept as a client or investor for investment in the Trading Advisor’s other investment products in the United States having a substantially identical trading strategy (unless such investor is already a client of the Trading Advisor or its subsidiaries), other than through Xxxxxxx Xxxxx, any person known to the Trading Advisor to have an interest in commodities-related investments as a result of an introduction of such person to the Trading Advisor by Xxxxxxx Xxxxx in connection with the offering of the Interests or through other related marketing activities who has been an investor in any FuturesAccess Fund at any time during the six calendar months prior to such acceptance; or (iv) use any of the non-public marketing or business information developed by the Manager and disclosed to the Trading Advisor in conjunction with the marketing of the Funds or the performance of the Trading Advisor’s duties as contemplated hereby, or any other non-public information that the Trading Advisor receives from the Manager, to market the Trading Advisor’s products; provided, however, that such restriction shall not apply to the Trading Advisor’s use of any non-public information disclosed by the Manager to the Trading Advisor if (a) such information becomes publicly known through no disclosure or fault of the Trading Advisor, ...
AutoNDA by SimpleDocs
Additional Undertakings by the Trading Advisor. The Trading Advisor, its officers and employees and their successors or assigns shall not: (i) use or distribute for any purpose the names and/or any other information about any of the investors in the Fund except to the extent required to (A) comply with any laws, statutes, rules or regulations applicable to the Trading Advisor or (B) respond to requests from the Trading Advisor’s shareholders; and (ii) solicit any investor known by the Trading Advisor to be an investor in the Fund for any investment in a fund traded by the Trading Advisor pursuant to the Trading Advisor’s Diversified Trend Program; provided, however, that this Section 9(ii) shall not preclude the Trading Advisor from managing assets for any investor in the Fund if such investor’s investment in another fund or account traded by the Trading Advisor pursuant to the Trading Advisor’s Diversified Trend Program is unsolicited by the Trading Advisor.
Additional Undertakings by the Trading Advisor. Neither the Trading Advisor nor its employees, affiliates or agents, the stockholders, directors, officers, employees, principals, affiliates or agents of such affiliates, or their respective successors or assigns shall knowingly: (a) use or distribute for any purpose whatsoever any list containing the names and/or residential addresses of and/or other information about the investors of the BlackRock Vehicles, nor (b) directly solicit any investor in a BlackRock Vehicle for any business purpose whatsoever (unless such investor in a BlackRock Vehicle (i) is already a client of the Trading Advisor, (ii) is not known to the Trading Advisor to be an investor in a BlackRock Vehicle, or (iii) was identified by the Trading Advisor as a prospective client, investor or business partner by persons or processes unrelated to such prospective investor’s relationship with any BlackRock Vehicle).
Additional Undertakings by the Trading Advisor. No Trading Advisor Party or its respective successors or assigns shall: (i) knowingly use or distribute for any purpose the names and/or any other information about any of the investors in the Fund; (ii) knowingly solicit any investor in the Fund for investment in the Trading Advisors other investment products in the United States having a similar strategy to the Trading Program (unless such investor is already a client of the Trading Advisor or its affiliates); (iii) knowingly accept as a client, other than through Xxxxxxx Xxxxx, any person who has been an investor in any FuturesAccess Fund at any time during the six calendar months prior to such acceptance; or (iv) use any of the information included in the Xxxxxxx Xxxxx channel, or any other information that the Trading Advisor receives from the Manager, to market the Trading Advisor’s products.
Time is Money Join Law Insider Premium to draft better contracts faster.