COMMISSIONS AND OTHER FEES Sample Clauses

COMMISSIONS AND OTHER FEES. Your Broker will set the commissions or miscellaneous fees, if any, to be charged to you on security transactions reflected on your confirmation. You should consult your Broker for details of his commission charges. Commission and fees are subject to change without notice. Please contact your Broker with any questions. Additional fees may apply. Vision Check - Reorders $15 Vision Check - Rush Orders $22.50 Vision Check - Stop Payment $25 Vision Check - Returned Check $25 Vision Check - Photocopy of canceled check $10 Vision Check Writing Termination $25 Visa Platinum Debit Card - Annual Fee $50 Account Transfer Fee (ACAT) $100 Account Transfer Fee (Non-ACAT) $150 Delivery of Book Entry Securities (Per Issue) $25 Receipt/Delivery of Foreign Securities $100 Wire Transfer - US Bank $20 Wire Transfer - Foreign Bank $50 Prepay Fee $20 Cleared Check Copy $20 Stop Payment $25 Returned Deposit Item $35 Returned Outgoing Wire Transfer Fee $25 Accommodation Fee $25 Regular Next Day $25 Priority Next Day $30 Saturday Delivery $40 Foreign Address $60 USPS Priority Mail $6 Low-Priced/Large Quantity Review/Processing Fee $300* Legal Transfer Fee $50* Non-Equity Physical Processing Fee $150* Non-DTCC Eligible Receipt/Delivery $100* RVP/DVP Fee $50* Certificate Handling Fee $50 DRS Deposit/Withdrawal $50* DWAC Deposit/Withdrawal $75* Exercising Employee Stock Options $50* Canadian Deposit $150* Foreign Deposit $250* Canadian Settlement $50* Foreign Settlement $100* Transfer Agent Fee Pass through fees* DTCC Deposit $12 DTCC Legal Deposit $50 DTCC Withdrawal by Transfer $500 DTCC/TA Reject $125 DTCC DRS Reject $75 DTCC New York Window Settlement $50* DTCC Envelope Settlement Service $35 Customer Research or Document Reproduction Fee $25 per hour Annual Safekeeping Fee $50 per position Bond Fees (Purchase or Sale) $5 for T-Bills and $15 for T- Notes, T-Bonds and other Government Instruments Redemption / Termination $25 Corporate Action Deposits $90 Corporate Action Physical Certificates $6* Foreign Tax Elections $50 Mandatory Corporate Action $10 per event Mutual Fund Positions Networking Fee $50 Mutual Fund Transaction Fee Service fees may be charged Option Reporting Fee $0.04 per contract Private Placement /Limited Partnership Annual Safekeeping fee $100 Private Placement /Limited Partnership Re-registration of any kind $75 Private Placement /Limited Partnership Transfer in Purchase and Sale $75 Voluntary Corporate Action Instruction $50 per instruction Annual Fee $45 Acc...
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COMMISSIONS AND OTHER FEES. You agree to pay either directly or from the Account: (a) all commissions, charges and other fees of SoFi HK as they exist from time to time and apply to your Account, your transactions and the services you receive at the rates prevailing for the time being. Details of the commissions, charges and fees are available at the SoFi HK website or set out in the SoFi HK Fees and Charges Schedule (as amended from time to time); and (b) all applicable stamp duties, transfer fees, telegraphic transfer charges, custodian fees, settlement charges, currency exchange costs, foreign exchange losses, taxes, levies (including all transaction and other levies imposed by the SEHK and any other Exchanges), late settlement costs, penalties and all other costs or expenses incurred in connection with this Agreement and/or your Account. (c) When converting the whole or part of your account balance to a specific currency with SoFi HK, you agree that the balance in question will be converted at the predetermined exchange rate. SoFi HK has the discretionary power to determine such rate.
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COMMISSIONS AND OTHER FEES. All fees and actual expenses in relation to the Agreement, including but not limited to legal fees, production costs, stamp duty and any other taxes and expenses, shall be respectively borne by the parties.
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COMMISSIONS AND OTHER FEES. Before commencing trading, you should obtain a clear explanation of all commissions, fees, price premiums, price discounts, and other charges for which you will be responsible. These fees may reduce your profits (if any) or increase your losses.
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COMMISSIONS AND OTHER FEES. You agree to pay either directly or from the Account: (a) all commissions, charges and other fees of SoFi HK as they exist from time to time and apply to your Account, your transactions and the services you receive at the rates prevailing for the time being. Details of the commissions, charges and fees are available at the SoFi HK website or set out in the SoFi HK Fees and Charges Schedule (as amended from time to time); and (b) all applicable stamp duties, transfer fees, telegraphic transfer charges, custodian fees, settlement charges, currency exchange costs, foreign exchange losses, taxes, levies (including all transaction and other levies imposed by the SEHK and any other Exchanges), late settlement costs, penalties and all other costs or expenses incurred in connection with this Agreement and/or your Account.
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COMMISSIONS AND OTHER FEES. Consult TBI for details of his/her commission charges. As reflected on your confirmations, TBI will establish the commissions to be charged. FSC reserves the right to charge interest (1) on payments made to you before the settlement date of securities sold; (2) on payments to you for securities sold where good delivery of the security has not been made; and (3) when payment has not been received from you on or before the settlement date for securities purchased. FSC may also charge other fees as agreed to with TBI, or as independently established by FSC. Please contact TBI for a list of these fees.
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COMMISSIONS AND OTHER FEES 
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Related to COMMISSIONS AND OTHER FEES

  • Commissions and Other Charges (a) The Borrowers shall pay to the Administrative Agent, for the account of the Issuing Lender and the L/C Participants, a letter of credit commission with respect to each Letter of Credit in an amount equal to the product of (i) the face amount of such Letter of Credit times (ii) an annual percentage equal to the Applicable Margin with respect to LIBOR Rate Loans in effect on the date of issuance of such Letter of Credit. Such commission shall be payable quarterly in arrears on the last Business Day of each calendar quarter and on the Revolving Credit Maturity Date. (b) In addition to the foregoing commission, the Borrowers shall pay the Issuing Lender an issuance fee of 0.125% per annum on the face amount of each Letter of Credit, payable quarterly in arrears on the last Business Day of each calendar quarter and on the Revolving Credit Maturity Date; provided, that such issuance fee shall not be payable with respect to the Existing Letters of Credit. (c) The Borrowers shall also pay all normal costs and expenses of the Issuing Lender in connection with the issuance, transfer or other administration of the Letters of Credit. (d) The Administrative Agent shall, promptly following its receipt thereof, distribute to the Issuing Lender and the L/C Participants all commissions received by the Administrative Agent in accordance with their respective Revolving Credit Commitment Percentages.

  • Fees, Commissions and Other Charges (i) The Borrower shall pay to the Administrative Agent, for the account of the L/C Participants in accordance with their respective Revolving Percentages, a Letter of Credit participation fee with respect to their participations in each Letter of Credit, which shall accrue at the rate per annum equal to the Applicable Rate for Eurodollar Rate Loans then in effect, calculated on the basis of a 365- (or 366-, as the case may be) day year, on the aggregate amount available to be drawn under such Letter of Credit for each day during the period from the last L/C Fee Payment Date (or, if later, the date of issuance of such Letter of Credit) to the date on which such payment is due hereunder. The Borrower shall pay to the Administrative Agent, for the account of the relevant Issuing Bank, a fronting fee with respect to each Letter of Credit issued by such Issuing Bank, which shall accrue at the rate per annum equal to 0.20%, calculated on the basis of a 365- (or 366-, as the case may be) day year, on the aggregate amount available to be drawn under such Letter of Credit issued by such Issuing Bank for each day during the period from the last L/C Fee Payment Date to the date upon which such payment is due hereunder. Such Letter of Credit participation fees and fronting fees shall be payable in arrears on each L/C Fee Payment Date and shall be nonrefundable. (ii) In addition to the foregoing fees, the Borrower shall pay or reimburse each Issuing Bank for such normal and customary costs and reasonable expenses as are incurred or charged by such Issuing Bank in issuing, effecting payment under, amending or otherwise administering any Letter of Credit. (iii) The Administrative Agent shall, promptly following its receipt thereof, distribute to the relevant Issuing Bank and the L/C Participants all fees received by the Administrative Agent for their respective accounts pursuant to this Section 2.5(c).

  • COMPENSATION AND OTHER FEES As compensation for the services provided by Xxxxxx xxxxxxxxx, the Company agrees to pay to Xxxxxx: (A) The fees set forth below with respect to the Placement: 1. A cash fee payable immediately upon the closing of the Placement and equal to 6% of the aggregate gross proceeds raised in the Placement. Additionally, a cash fee payable within 48 hours of (but only in the event of) the receipt by the Company within 12 months of the Closing Date of any proceeds from the exercise of the Warrants sold in the Placement that are solicited by the Placement Agent and otherwise in compliance with Financial Industry Regulatory Authority (“FINRA”) Rule 5110 equal to 5% of the aggregate cash exercise price received by the Company upon such exercise, if any (the “Warrant Solicitation Fee”), provided, however, the Warrant Solicitation Fee shall be reduced (before any reduction to the Xxxxxx Warrants described in the last sentence of Section A.2 below or any reduction to the expense reimbursement to Xxxxxx in Section B below) to the extent (and only to the extent) that Xxxxxx’x aggregate compensation for the Placement, as determined under FINRA Rule 5110, would otherwise exceed 8%. Such determination of the actual Warrant Solicitation Fee shall be made promptly following completion of the Placement and communicated in writing to the Company. 2. Such number of warrants (the “Xxxxxx Warrants”) to be issued to Xxxxxx or its designees at the Closing to purchase shares of Common Stock equal to 5% of the aggregate number of Shares sold in the Placement. The Xxxxxx Warrants shall have the same terms as the Warrants (if any) issued to the Purchasers in the Placement except that the exercise price shall be at least 125% of the public offering price per share, but in any event not less than the Warrant exercise price, and the expiration date shall be November 27, 2012. The Xxxxxx Warrants shall not have antidilution protections or be transferable for six months from the date of the Offering except as permitted by FINRA Rule 5110, and further, the number of Shares underlying the Xxxxxx Warrants shall be reduced if necessary to comply with FINRA rules or regulations. Such determination of the actual number of Shares underlying the Xxxxxx Warrants shall be made promptly following completion of the Placement and communicated in writing to the Company. (B) The Company also agrees to reimburse Xxxxxx’x expenses (with supporting invoices/receipts) up to a maximum of 0.8% of the aggregate gross proceeds raised in the placement, but in no event more than $30,000 and only in the event the Placement has been consummated. If payable, such reimbursement shall be paid immediately upon the closing of the Placement.

  • Administrative and Other Fees The Borrower agrees to pay the administrative and other fees of the Administrative Agent as provided in the Fee Letter and as may be otherwise agreed to in writing from time to time by the Borrower and the Administrative Agent.

  • Commission and Other Charges Before you begin to trade, you should obtain a clear explanation of all commission, fees and other charges for which you will be liable. These charges will affect your net profit (if any) or increase your loss.

  • Brokers and Other Advisors No broker, investment banker, financial advisor or other Person is entitled to any broker’s, finder’s, financial advisor’s or other similar fee or commission in connection with the Transactions based upon arrangements made by or on behalf of Parent or any of its Subsidiaries except for Persons, if any, whose fees and expenses shall be paid by Parent.

  • Handling Fees and Other Expenses All fees and out of pocket expenses relating to this Agreement, including but not limited to legal costs, costs of production, stamp tax and any other taxes and fees, shall be borne by Party C.

  • SEC and Other Reports promptly upon their becoming available, one copy of (i) each financial statement, report, notice or proxy statement sent by the Company or any Subsidiary to public securities holders generally, and (ii) each regular or periodic report, each registration statement (without exhibits except as expressly requested by such holder), and each prospectus and all amendments thereto filed by the Company or any Subsidiary with the Securities and Exchange Commission and of all press releases and other statements made available generally by the Company or any Subsidiary to the public concerning developments that are Material;

  • Fees and Other Charges (a) The Borrower will pay a fee on each outstanding Letter of Credit requested by it, at a per annum rate equal to the Applicable Margin then in effect with respect to Eurocurrency Loans under the Revolving Facility (minus the fronting fee referred to below), on the face amount of such Letter of Credit, which fee shall be shared ratably among the Revolving Lenders and payable quarterly in arrears on each Fee Payment Date after the issuance date; provided that, with respect to any Defaulting Lender, such Lender’s ratable share of any letter of credit fee accrued on the aggregate amount available to be drawn on any outstanding Letters of Credit during the period prior to the time such Lender became a Defaulting Lender and unpaid at such time shall not be payable by the Borrower so long as such Lender shall be a Defaulting Lender except to the extent that such Lender’s ratable share of any letter of credit fee shall otherwise have been due and payable by the Borrower prior to such time; provided further that any Defaulting Lender’s ratable share of any letter of credit fee accrued on the aggregate amount available to be drawn on any outstanding Letters of Credit shall accrue for the account of the Borrower so long as such Lender shall be a Defaulting Lender. In addition, the Borrower shall pay to each Issuing Lender for its own account a fronting fee on the aggregate face amount of all outstanding Letters of Credit issued by it to the Borrower separately agreed to by the Borrower and such Issuing Lender (but in any event not to exceed 0.25% per annum), payable quarterly in arrears on each Fee Payment Date after the issuance date. (b) In addition to the foregoing fees, the Borrower shall pay or reimburse each Issuing Lender for costs and expenses agreed by the Borrower and such Issuing Lender in issuing, negotiating, effecting payment under, amending or otherwise administering any Letter of Credit requested by the Borrower.

  • Stamp and other duties The Borrowers shall pay all stamp, documentary, registration or other like duties or taxes (including any duties or taxes payable by any of the Creditors) imposed on or in connection with any of the Underlying Documents, the Security Documents or the Loan and shall indemnify the Creditors or any of them against any liability arising by reason of any delay or omission by the Borrowers to pay such duties or taxes.

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