Compliance Reporting Requirements. In order to demonstrate compliance with the stated participation and staffing goals as set forth above, Contractor shall be required to submit compliance reports as follows:
Compliance Reporting Requirements. Credit Suisse Group AG (the “Bank”) agrees that it will report to the United States Department of Justice, Criminal Division, Money Laundering and Asset Recovery Section, Fraud Section, and the U.S. Attorney’s Office for the Eastern District of New York (the “Offices”) periodically. During the Term, the Bank shall review, test, and update its compliance program and internal controls, policies, and procedures described in Attachment C. The Bank shall be required to: (i) conduct an initial review and submit an initial report and (ii) conduct and prepare at least two follow-up reviews and reports, as described below. Prior to conducting each review, the Bank shall be required to prepare and submit a workplan for the review. The Bank shall also, at no less than three-month intervals during the Term, meet with the Offices regarding remediation, implementation and testing of its compliance program and internal controls, policies, and procedures described in Attachment C. In conducting the reviews, the Bank shall undertake the following activities, among others:
Compliance Reporting Requirements. For more information about Exclusion Agreements, see Information Bulletin RLCF-015 Exclusion Agreements and Reports.
Compliance Reporting Requirements. The Operator will be responsible for undertaking and developing all compliance reports and related documentation associated with the ORDOT FACILITY as required by Governmental Approvals and other Applicable Laws. Such documentation shall be submitted to the RECEIVER/TRUSTEE for approval prior to the submission by the Operator of said reports and documentation to any Governmental Entity.
Compliance Reporting Requirements. UOP, LLC and Honeywell International Inc. (the “Companies”) agree that they will report to the United States Department of Justice, Criminal Division, Fraud Section (the “Fraud Section”) and the United States Attorney’s Office for the Southern District of Texas (the “Office”) periodically. During the Term, the Companies shall review, test, and update their compliance program and internal controls, policies, and procedures described in Attachment C. The Companies shall be required to: (i) conduct an initial (“first”) review and submit a first report and
