Contracts with Clients Sample Clauses
Contracts with Clients. Each of the Company and its Subsidiaries is in compliance with the terms of each Contract with any Client, and each such Contract is in full force and effect with respect to the applicable Client. There are no disputes pending or threatened with any Client under the terms of any such Contract or with any former Client.
Contracts with Clients. (i) Each of IJL and its Subsidiaries is in compliance with the terms of each Contract with any Client, and each such Contract is in full force and effect with respect to the applicable Client. There are no disputes pending or threatened with any Client under the terms of any such Contract or with any former Client other than disputes arising in the ordinary course of business of IJL and its Subsidiaries. IJL has made available to Wachovia true and complete copies of all advisory, sub-advisory and similar agreements with any Clients.
(ii) Except as Previously Disclosed, each extension of credit by IJL or any of its Subsidiaries to any Client (A) is in full compliance with Regulation T of the Federal Reserve System or any substantially similar regulation of any governmental or regulatory agency or authority, (B) is fully secured and (C) IJL or one or more of its Subsidiaries, as the case may be, has a first priority perfected security interest in the collateral securing such extension of credit.
Contracts with Clients. Except for instances of ---------------------- noncompliance with the following representations (Section 4.01(O)(3)(a-b)) ----------------------- which would not be reasonably likely, individually or in the aggregate, to have a Material Adverse Effect on the Company:
(a) Each of the Company and the Company Subsidiaries is in compliance with the terms of each Contract with any customer to whom the Company or any Company Subsidiary provides services under any Contract (a "Client"), and each such Contract is in full force and effect with respect to the applicable Client. There are no disputes pending or, to the Company's knowledge, threatened with any Client under the terms of any such Contract or with any former Client. The Company has provided or made available to First Union true and complete copies of the standard form of all advisory, sub-advisory and similar agreements with Clients; and
(b) Each extension of credit by the Company or any of the Company Subsidiaries to any Client (i) is in full compliance with Regulation T of the Federal Reserve Board or any substantially similar regulation of any Regulatory Authority, (ii) is fully secured, and (iii) the Company or a Company Subsidiary, as the case may be, has a first priority perfected security interest in the collateral securing such extension.
Contracts with Clients. It is expected that:
(a) the Company will provide its services (collectively, "Client Services") to Clients of the Company ("Clients") principally pursuant to written contracts ("Client Contracts") with Clients; and
(b) for the foreseeable future, a substantial portion of Client Services will be performed for Clients by MSS and NCI personnel, on behalf of the Company pursuant to contracts between MSS, NCI and the Company, including the services of the Manager.
Contracts with Clients. Each of the Companies and their Subsidiaries is in material compliance with the terms of each contract with any customer to whom such Company or Subsidiary provides services under any contract (a "Client"), and each such contract is in full force and effect with respect to the applicable Client. To the knowledge of the Companies, each extension of credit by any of the Companies or their Subsidiaries to any Client (a) is in full compliance with Regulation T of the Federal Reserve Board or any similar regulation of any Self Regulatory Organization, (b) is secured by an equity amount no less than the amounts permitted pursuant to the rules and regulations of any Self Regulatory Organization.
Contracts with Clients. The Company and its Subsidiaries are in material compliance with the terms of each contract with any customer to whom the Company or such Subsidiary provides services under any contract ("Company Client"), and each such contract is in full force and effect with respect to the applicable Company Client. Except as disclosed in Section 3.27 of the Company Disclosure Schedule, there are no Material disputes pending or threatened with respect to any former Company Client. The Company has made available to Parent true and complete copies of all advisory, sub-advisory and similar agreements with any Company Client. Except to the extent that it does not or would not reasonably be expected to have a Material Adverse Effect on the Company, each extension of credit by the Company or any of its Subsidiaries to any Company Client (i) is in full compliance with Federal Reserve Board Regulation T or any substantially similar regulation of any Governmental Authority and, (ii) is fully secured, and the Company or such Subsidiary has a first priority perfected security interest in the collateral securing such extension of credit.
Contracts with Clients. 17 4.10 Registrations and Licenses......................................... 17 4.11
Contracts with Clients. Berthel and eacx Xxxxxel Subsidxxxx xx in compliance with the terms of each agreement, indenture, undertaking, debt instrument, contract, contractual obligation, lease or other commitment (collectively, "Contracts") with any client and/or customer of Berthel or any Xxxxxxx Subsidxxxx xo which it is a party, and any such Contract is in full force and effect with respect to the applicable client and/or customer. There are no disputes pending or threatened with any such client and/or customer under the terms of any such Contracts or with any former client and/or customer.
Contracts with Clients. Except for instances of noncompliance with the following representations (SECTION 4.01(O)(3)(A-B)) which would not be reasonably likely, individually or in the aggregate, to have a Material Adverse Effect on the Company:
(A) Each of the Company and the Company Subsidiaries is in compliance with the terms of each contract with any customer to whom the Company or any Company Subsidiary provides services (a "Client"), and each such contract is in full force and effect with respect to the applicable Client. There are no disputes pending or, to the Company's knowledge, threatened with any Client under the terms of any such contract or with any former Client. The Company has provided or made available to First Union true and complete copies of the standard form of all advisory, sub-advisory and similar agreements with Clients; and
(B) Each extension of credit by the Company or any of the Company Subsidiaries or, to the knowledge of the Company, by Fiserv Clearing, Inc. ("Fiserv") or Bear Stearns Cxxxxxxx, Inc. ("Bear Stearns") to any Client (i) xx xx full compliance with Regulation T of the Federal Reserve Board or any substantially similar regulation of any Regulatory Authority, (ii) is fully secured, and (iii) the Company or a Company Subsidiary or, to the knowledge of the Company, Fiserv or Bear Stearns, as the case may xx, xxs a first priority perfected security interest in the collateral securing such extension.
Contracts with Clients. (a) Each of Xxxxxx and the Xxxxxx Subsidiaries is in compliance with the terms of each Contract with any customer to whom Xxxxxx or any Xxxxxx Subsidiary provides services under any Contract (a "Client"), and each such Contract is in full force and effect with respect to the applicable Client.