E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $[…]setup /fund group § $[…]/month administration § $[…]/received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…]/fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $[…]/fund group § Annual Fee - $[…]/open and closed account Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $[…] - 10 Users – $[…] - 20 Users – $[…] - 30 Users – $[…] - 40 Users – $[…] - 50 Users – $[…] § Training - Webex - $[…]/user - On Site - $[…]/day § Real Time Data Feeds - Implementation (per feed) - $[…]/hour (8 hour estimate) Recurring (per feed) - $[…]/month Amended Exhibit D (continued) to the Transfer Agent Servicing Agreement – Managed Portfolio Series TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES – FEE SCHEDULE at August 1, 2012 - Tortoise
E-Mail Services. LightEdge offers a variety of e-mail services as separate products.
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $____ setup /fund group § $____ /month administration § $____ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____/open and closed account Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $____ - 10 Users – $____ - 20 Users – $____ - 30 Users – $____ - 40 Users – $____ - 50 Users – $____ § Training - Webex - $____ /user - On Site - $____ /day § Real Time Data Feeds - Implementation (per feed) - $____ /hour (8 hour estimate) - Recurring (per feed) - $____ /month Amended Exhibit C to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at April, 2014 FAF Money Market Fund Service Organizations § $____ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $____ /qualified plan account or Cxxxxxxxx ESA account (Cap at $____ /SSN) § $____ /transfer to successor trustee § $____ /participant distribution (Excluding SWPs) § $____ /refund of excess contribution § $____ /reconversion/recharacterization Additional Shareholder Paid Fees § $____ /outgoing wire transfer or overnight delivery § $____ /telephone exchange § $____ /return check or ACH or stop payment § $____ /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* § Account Management − $____ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversio...
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: ▪ $1,500 setup /fund group ▪ $500 /month administration ▪ $4.00 /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. ▪ $1,000 /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. ▪ Setup - $35,000 /fund group ▪ Annual Fee - $0.17 /open and closed account Same Day Cash Flow ▪ Implementation (one time charge) & Recurring Charges (monthly) − 5 Users – $3,750 − 10 Users – $6,375 − 20 Users – $10,500 − 30 Users – $12,375 − 40 Users – $13,500 − 50 Users – $15,000 ▪ Training − Webex - $500 /user − On Site - $2,500 /day ▪ Real Time Data Feeds − Implementation (per feed) - $225 /hour (8 hour estimate) Recurring (per feed) - $375 /month 19 TRANSFER ANGENT & SHAREHOLDER SERVICES SPPLEMENTAL SERVICES – E COMMERCE SERVICES FEE SCHEDULE FAF Money Market Fund Service Organizations ▪ $15,000 /money market share class per year ▪ Out-of-pocket expenses (see Transfer Agent Fee Schedule)
E-Mail Services. (a) Installing, operating, maintaining and supporting all Equipment and Software associated with Gap’s current messaging environment and message archiving solution.
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $1,500 setup /fund group § $500 /month administration § $4.00 /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $100 /fund group per month FAF Money Market Fund Service Organizations § $15,000 /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule)
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $____ setup /fund group § $____ /month administration § $____ /received e-mail correspondence CUSIP Setup Charge (after initial launch) § $____ per CUSIP § $____ /CUSIP (Less than 35 days) Transfer Agent Training Services § On-site at USBFS - $____ /day § At client location - $____ /day plus travel and out-of-pocket expenses Xxxxxxx Capital 4/2012
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · [OMITTED]
E-Mail Services. The IR Contact Center Technology – Field (CCT-Field) team currently provides complete e-mail services for MVWC Owner Services’ 684 email mailboxes. This service includes mailbox creation, to storage group management, to distribution list creation and management, and Exchange server management and support. As part of the desktop service and support outlined above, Microsoft Outlook is one of the desktop applications included. Outlook provides access to the shared MII Microsoft Exchange server which is housed in the Salt Lake City server farm. In conjunction with Owner Service’s email campaigns, a temporary tool was established, called Group Mail. That application is still running, and MII Email Services has provided new connectors and a new method for delivering those campaigns in such a way as to not jeopardize MII’s email. If that is to continue post spin-off, consideration will need to be made for this. Investigation has begun with a third party and their tool for providing this service (Silverpop).
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: ▪ $[__] setup /fund group ▪ $[__] /month administration ▪ $[__] /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. ▪ $[__] /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. ▪ Setup - $[__] /fund group ▪ Annual Fee - $[__] /open and closed account Same Day Cash Flow ▪ Implementation (one time charge) & Recurring Charges (monthly) - [__] Users – $[__] - [__] Users – $[__] - [__] Users – $[__] - [__] Users – $[__] - [__] Users – $[__] - [__] Users – $[__] ▪ Training - Webex - $[__] /user - On Site - $[__]/day ▪ Real Time Data Feeds - Implementation (per feed) - $[__] /hour ([__] hour estimate) - Recurring (per feed) - $[__] /month Exhibit D (continued) to the Transfer Agent Servicing Agreement – The FBR Funds TRANSFER AGENT & SHAREHOLDER SERVICES - SUPPLEMENTAL SERVICES FEE SCHEDULE at July, 2011
