Shareholder Performance Statements Sample Clauses

Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements.
Sample 1Sample 2
AutoNDA by SimpleDocs
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. ■ Setup - $35,000 /fund group ■ Annual Fee - $0.17 /open and closed account Shareholder accounts will be charged based upon the type of activity and type of account, including the following: ■ $15.00 /qualified plan acct (Cap at $30.00 /SSN) ■ $15.00 /Xxxxxxxxx ESA acct (Cap at $30.00 /SSN) ■ $25.00 /transfer to successor trustee ■ $25.00 /participant distribution (Excluding SWPs) ■ $25.00 /refund of excess contribution ■ $25.00 /reconversion/recharacterization ■ $15.00 /outgoing wire transfer ■ $15.00 /overnight delivery ■ $5.00 /telephone exchange ■ $25.00 /return check or ACH ■ $25.00 /stop payment ■ $5.00 /research request per account (Cap at $25.00 /request) (For requested items of the second calendar year [or previous] to the request)
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $__ /fund group § Annual Fee - $__ /open and closed account § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $__ - 10 Users – $__ - 20 Users – $__ - 30 Users – $__ - 40 Users – $__ - 50 Users – $__ § Training - WebEx - $500 /user - On Site at USBFS - $__ /day - At Client Location - $__ /day plus travel and out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $__ /hour (8 hour estimate) - Recurring (per feed) - $__ /month Lxxxx - 9/2012 § $__ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule)
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____ /open and closed account § Account Management − $____ /month (account management, lead reporting and database administration) § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting (Closed Loop) − Account Management - $____ /month − Database Installation, Setup - $____ /fund group § Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $____ /monthly report § $____ /money market share class per year § Miscellaneous expenses (see Transfer Agent Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $____ /qualified plan account or Xxxxxxxxx ESA account (Cap at $____ /SSN) § $____ /transfer to successor trustee § $____ /participant distribution (Excluding SWPs) § $____ /refund of excess contribution § $____ /reconversion/recharacterization § $____ /outgoing wire transfer or overnight delivery § $____ /telephone exchange § $____ /return check or ACH or stop payment § $____ /research request per account (Cap at $____ /request) (This fee applies to requests for statements older than the prior year)
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____ /open and closed account § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $____ - 10 Users – $____ - 20 Users – $____ - 30 Users – $____ - 40 Users – $____ - 50 Users – $____ § Training - Webex - $____ /user - On Site - $____ /day § Real Time Data Feeds - Implementation (per feed) - $____ /hour (8 hour estimate) - Recurring (per feed) - $____ /month Snow
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $___ /fund group § Annual Fee - $0.17 /open and closed account § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $___ - 10 Users – $___ - 20 Users – $___ - 30 Users – $___ - 40 Users – $___ - 50 Users – $___ § Training - WebEx - $___ /user - On Site at USBFS - $___ /day - At Client Location - $___ /day plus travel and out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $___ /hour (8 hour estimate) - Recurring (per feed) - $___ /month § Account Management − $250 /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 /month − Call Servicing - $1.00 /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $500 /month − Database Installation, Setup -$1,500 /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges. Lxxxx - 6/2012
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. · Setup - $[ ] per fund group · Annual Fee - $[ ] per open and closed account Charges Paid by Investors – Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees · $[ ]/qualified plan acct (Cap at $[ ]/SSN) · $[ ]/Cxxxxxxxx ESA acct (Cap at $[ ]/SSN) · $[ ]/transfer to successor trustee · $[ ]/participant distribution (Excluding SWPs) · $[ ]/refund of excess contribution · $[ ]/reconversion/recharacterization Additional Shareholder Paid Fees · $[ ]/outgoing wire transfer · $[ ]/overnight delivery · $[ ]/telephone exchange · $[ ]/return check or ACH · $[ ]/stop payment · $[ ]/research request per account (Cap at $[ ]/request) (For requested items of the second calendar year [or previous] to the request)
Sample 1
AutoNDA by SimpleDocs
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. ■ Setup - $___ /fund group ■ Annual Fee - $___ /open and closed account ■ Account Management − $___ /month (account management, lead reporting and database administration) ■ Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing ■ Inbound Teleservicing Only − Account Management - $___ /month − Call Servicing - $___ /minute ■ Lead Conversion Reporting (Closed Loop) − Account Management - $___ /month − Database Installation, Setup - $___ /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges. ■ $___ /money market share class per year ■ Out-of-pocket expenses (see Transfer Agent Fee Schedule)
Sample 1

Related to Shareholder Performance Statements

  • Historical Performance Information To the extent agreed upon by the parties, the Sub-Advisor will provide the Trust with historical performance information on similarly managed investment companies or for other accounts to be included in the Prospectus or for any other uses permitted by applicable law.

  • Ongoing Performance Measures The Department intends to use performance-reporting tools in order to measure the performance of Contractor(s). These tools will include the Contractor Performance Survey (Exhibit H), to be completed by Customers on a quarterly basis. Such measures will allow the Department to better track Vendor performance through the term of the Contract(s) and ensure that Contractor(s) consistently provide quality services to the State and its Customers. The Department reserves the right to modify the Contractor Performance Survey document and introduce additional performance-reporting tools as they are developed, including online tools (e.g. tools within MFMP or on the Department's website).

  • EMPLOYEE PERFORMANCE REVIEW AND EMPLOYEE FILES 19.01 (a) When a formal assessment of an employee’s performance is made, the employee concerned must be given an opportunity to discuss and then sign the assessment form in question upon its completion to indicate that its contents have been read. A copy of the assessment form will be provided to the employee at that time. An employee’s signature on his or her assessment form will be considered to be an indication only that its contents have been read and shall not indicate the employee’s concurrence with the statements contained on the form.

  • Indemnity for Performance Agreements The Vendor agrees to indemnify and hold harmless and defend TIPS, TIPS Member(s), officers and employees from and against all claims and suits for damages, injuries to persons (including death), property damages, losses, and expenses including court costs and attorney’s fees, arising out of, or resulting from, Vendor’s work under this Agreement, including all such causes of action based upon common, constitutional, or statutory law, or based in whole or in part, upon allegations of negligent or intentional acts on the part of the Vendor, its officers, employees, agents, subcontractors, licensees, or invitees, unless such claims are based in whole upon the negligent acts or omissions of the TIPS, TIPS Member(s), officers, employees, or agents. If based in part upon the negligent acts or omissions of the TIPS, TIPS Member(s), officers, employees, or agents, Vendor shall be responsible for their proportional share of the claim. By signature hereon, the bidder hereby certifies that he/she is not currently delinquent in the payment of any franchise taxes owed the State of Texas under Chapter 171, Tax Code.

  • Quarterly Contractor Performance Reporting Customers shall complete a Contractor Performance Survey (Exhibit I) for each Contractor on a Quarterly basis. Customers will electronically submit the completed Contractor Performance Survey(s) to the Department Contract Manager no later than the due date indicated in Contract Exhibit D, Section 17, Additional Special Contract Conditions. The completed Contractor Performance Survey(s) will be used by the Department as a performance-reporting tool to measure the performance of Contractors. The Department reserves the right to modify the Contractor Performance Survey document and introduce additional performance-reporting tools as they are developed, including online tools (e.g. tools within MyFloridaMarketPlace or on the Department's website).

  • Registry Performance Specifications Registry Performance Specifications for operation of the TLD will be as set forth in Specification 10 attached hereto (“Specification 10”). Registry Operator shall comply with such Performance Specifications and, for a period of at least one (1) year, shall keep technical and operational records sufficient to evidence compliance with such specifications for each calendar year during the Term.

  • Annual Performance Review The Employee’s performance of his duties under this Agreement shall be reviewed by the Board of Directors or a committee of the Board of Directors at least annually and finalized within thirty (30) days of the receipt of the annual audited financial statements. The Board of Directors or a committee of the Board of Directors shall additionally review the base salary, bonus and benefits provided to the Employee under this Agreement and may, in their discretion, adjust the same, as outlined in Addendum B of this Agreement, provided, however, that Employee’s annual base salary shall not be less than the base salary set forth in Section 4(A) hereof.

  • Grant of Performance Stock Units Subject to the terms of this Agreement, and the Incentive Plan, effective as of the Grant Date the Participant is hereby granted [Number] Performance Stock Units (the “Target Performance Units”). This Award contains the right to dividend equivalents (“Dividend Equivalents”) with respect to Earned Performance Units (as defined in Section 3(a)) as described in Section 4. Each Performance Stock Unit awarded hereunder shall become earned and vested as described in Section 3 and each Earned Performance Unit (and associated Earned Dividend Equivalents thereon as described in Section 4) shall be settled in accordance with Section 5.

  • Annual Compliance Statements The Master Servicer, the Special Servicer, the Certificate Administrator, the Custodian and, if it has made an Advance during the applicable calendar year, the Trustee shall furnish (and each of the Master Servicer, the Special Servicer, the Custodian and the Certificate Administrator (i) with respect to any Additional Servicer of such party that is a Mortgage Loan Seller Sub-Servicer, shall use commercially reasonable efforts to cause such Additional Servicer to furnish, and (ii) with respect to any other Additional Servicer of such party (other than any party to this Agreement), shall cause such Additional Servicer to furnish) (each such Additional Servicer and each of the Master Servicer, the Special Servicer, the Custodian, the Certificate Administrator and the Trustee (if applicable), a “Certifying Servicer”) to the Certificate Administrator, the Serviced Companion Loan Holders (or, in the case of a Serviced Companion Loan that is part of an Other Securitization Trust, the applicable Other Depositor and Other Exchange Act Reporting Party), the Operating Advisor (only in the case of an Officer’s Certificate furnished by the Special Servicer and after the occurrence and during the continuance of a Control Termination Event) and the Depositor on or before March 1 of each year, commencing in March 2017, an Officer’s Certificate (together with a copy thereof in XXXXX compatible format, or in such other format as otherwise agreed upon by the Depositor, the Certificate Administrator, the applicable Other Depositor, the applicable Other Exchange Act Reporting Party and the applicable Certifying Servicer) stating, as to the signer thereof, that (A) a review of such Certifying Servicer’s activities during the preceding calendar year or portion thereof and of such Certifying Servicer’s performance under this Agreement, or the applicable Sub-Servicing Agreement or primary servicing agreement in the case of an Additional Servicer, has been made under such officer’s supervision and (B) to the best of such officer’s knowledge, based on such review, such Certifying Servicer has fulfilled all its obligations under this Agreement, or the applicable Sub-Servicing Agreement or primary servicing agreement in the case of an Additional Servicer, in all material respects throughout such year or portion thereof, or, if there has been a failure to fulfill any such obligation in any material respect, specifying each such failure known to such officer and the nature and status thereof. The Master Servicer and the Special Servicer shall, and the Master Servicer and the Special Servicer shall cause (or, in the case of an Additional Servicer that is a Mortgage Loan Seller Sub-Servicer, shall use its commercially reasonable efforts to cause) each Additional Servicer hired by it to, forward a copy of each such statement to, prior to the occurrence and continuance of a Consultation Termination Event, the Controlling Class Representative and, for posting to the Rule 17g-5 Information Provider’s Website pursuant to Section 12.13, the Rule 17g-5 Information Provider. Promptly after receipt of each such Officer’s Certificate, the Depositor (and, in the case of a Serviced Companion Loan that is part of an Other Securitization Trust, the applicable Other Depositor and Other Exchange Act Reporting Party) may review each such Officer’s Certificate and, if applicable, consult with the Certifying Servicer, as applicable, as to the nature of any failures by such Certifying Servicer, respectively, or any related Additional Servicer with which the Master Servicer or the Special Servicer, as applicable, has entered into a servicing relationship with respect to the Mortgage Loans or the Companion Loans in the fulfillment of any Certifying Servicer’s obligations hereunder or under the applicable sub-servicing or primary servicing agreement. The obligations of each Certifying Servicer under this Section apply to each Certifying Servicer that serviced a Mortgage Loan or Companion Loan during the applicable period, whether or not the Certifying Servicer is acting in such capacity at the time such Officer’s Certificate is required to be delivered. With respect to each Outside Serviced Mortgage Loan serviced under the applicable Outside Servicing Agreement, the Certificate Administrator shall request, and upon receipt deliver to the Depositor, from a “Servicing Officer” or “Responsible Officer” (as such terms are defined in the applicable Outside Servicing Agreement), as applicable, of the related Outside Servicer, Outside Special Servicer, Outside Custodian, Outside Trustee and Outside Paying Agent or Outside Certificate Administrator an Officer’s Certificate in form and substance similar to the Officer’s Certificate described in this Section or such other form as is set forth in the Outside Servicing Agreement.

  • CONTRACTOR PERFORMANCE AUDIT The Contractor shall allow the Authorized User to assess Contractor’s performance by providing any materials requested in the Authorized User Agreement (e.g., page load times, response times, uptime, and fail over time). The Authorized User may perform this Contractor performance audit with a third party at its discretion, at the Authorized User’s expense. The Contractor shall perform an independent audit of its Data Centers, at least annually, at Contractor expense. The Contractor will provide a data owner facing audit report upon request by the Authorized User. The Contractor shall identify any confidential, trade secret, or proprietary information in accordance with Appendix B, Section 9(a), Confidential/Trade Secret Materials.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!