FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE NISC - Provides periodic reports in accordance with the - Provides periodic reports in accordance with Schedule of Reports to be prepared jointly by Nationwide the Schedule of Reports to be prepared jointly by and NISC. (See EXHIBIT C) Nationwide and NISC. (See EXHIBIT C)
FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE NISC - Provides periodic reports in accordance with the - Provides periodic reports in accordance with Schedule of Reports to be prepared jointly by Nationwide the Schedule of Reports to be prepared jointly by and NISC. (See EXHIBIT C) Nationwide and NISC. (See EXHIBIT C) M. AGENT LICENSE RECORDKEEPING NATIONWIDE NISC - Receives, establishes, processes, and maintains - Maintains securities registrations and Agent appointment records. assumes supervisory responsibility for representatives of affiliated sales and marketing companies involved in the wholesale distribution of Nationwide variable contract products. - Maintains training, supervisory, and other required records for and on behalf of registered representatives of NISC. EXHIBIT B ADVERTISING AND SALES PROMOTION MATERIAL GUIDELINES FOR APPROVAL BY NATIONWIDE AND NISC In order to assure compliance with state and federal regulatory requirements and to maintain control over the distribution of promotional materials dealing with the Products, Nationwide and NISC require that all variable contract promotional materials be reviewed and approved by both Nationwide and NISC prior to their use. These guidelines are intended to provide appropriate regulatory and distribution controls.
FINANCIAL AND MANAGEMENT REPORTS. Manager shall prepare and furnish to the Practice Operator the following reports:
FINANCIAL AND MANAGEMENT REPORTS. Manager shall prepare and furnish to VA the following reports:
FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE NAS - Provides periodic reports in accordance - Provides periodic reports in accordance with the Schedule of Reports to be with the Schedule of Reports to be prepared jointly by Nationwide and NAS. prepared jointly by Nationwide and NAS. (See EXHIBIT C) (See EXHIBIT C) M. AGENT LICENSE RECORDKEEPING NATIONWIDE NAS - Receives, establishes, processes, and - Cooperates with Nationwide in the Agent maintains Agent appointment records. appointment process with the broker- dealer firms. ADVERTISING AND SALES PROMOTION MATERIAL GUIDELINES FOR APPROVAL BY THE OFFICE OF SALES-FINANCIAL SERVICES In order to assure compliance with state and federal regulatory requirements and to maintain control over the distribution of promotional materials dealing with the Products, Nationwide and NAS require that all variable contract promotional materials be reviewed and approved by both Nationwide and NAS prior to their use. These guidelines are intended to provide appropriate regulatory and distribution controls.
FINANCIAL AND MANAGEMENT REPORTS. The Manager shall prepare and -------------------------------- furnish to JMLS the following reports:
FINANCIAL AND MANAGEMENT REPORTS. A. Provides, on the time schedule agreed upon, periodic reports, which will be specified, as mutually agreed by the parties, during the implementation phase. It is understood and agreed by the parties, however, that any reports, other than those standard system and management reports currently available on the system, will only be provided on a time and materials basis.
FINANCIAL AND MANAGEMENT REPORTS. (a) Consistent with the established internal reporting and Financial Plans processes of CMCP, CMCP’s general management shall on a regular and timely basis prepare and submit to the Board:
FINANCIAL AND MANAGEMENT REPORTS. 1. Prepares and makes available to ING FA upon request the reports listed below.
FINANCIAL AND MANAGEMENT REPORTS to be Provided to Seller and the Stockholders. Commencing October 31, 1997 and ending on December 31, 1999, Buyer shall provide Seller and the Stockholders with monthly and year-to-date income statements with respect to Seller's Business along with any other monthly or quarterly financial statements or management reports prepared by Buyer or Headway with respect thereto. From the Closing Date until March 31, 2000, the Stockholders shall have the right, during normal business hours but no more than once per calendar quarter, to meet with representatives of Buyer and Headway to discuss the operation and performance of Seller's Business.
