FINANCIAL AND MANAGEMENT REPORTS Sample Clauses
FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE NISC - Provides periodic reports in accordance with the - Provides periodic reports in accordance with Schedule of Reports to be prepared jointly by Nationwide the Schedule of Reports to be prepared jointly by and NISC. (See EXHIBIT C) Nationwide and NISC. (See EXHIBIT C)
FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE NAS - Provides periodic reports in accordance - Provides periodic reports in accordance with the Schedule of Reports to be with the Schedule of Reports to be prepared jointly by Nationwide and NAS. prepared jointly by Nationwide and NAS. (See EXHIBIT C) (See EXHIBIT C) M. AGENT LICENSE RECORDKEEPING NATIONWIDE NAS - Receives, establishes, processes, and - Cooperates with Nationwide in the Agent maintains Agent appointment records. appointment process with the broker- dealer firms. ADVERTISING AND SALES PROMOTION MATERIAL GUIDELINES FOR APPROVAL BY THE OFFICE OF SALES-FINANCIAL SERVICES In order to assure compliance with state and federal regulatory requirements and to maintain control over the distribution of promotional materials dealing with the Products, Nationwide and NAS require that all variable contract promotional materials be reviewed and approved by both Nationwide and NAS prior to their use. These guidelines are intended to provide appropriate regulatory and distribution controls.
1. Sufficient lead time must be allowed in the submission of all promotional material. The Office of Sales-Financial Services ("OS-FS") and NAS shall approve in writing all promotional material. Such approval shall not be unreasonably withheld, and shall be given promptly, normally within three (3) days.
2. All promotional material will be submitted in "draft" form to permit any changes or corrections to be made prior to the printing.
3. Nationwide and NAS will provide each other with details as to each and every use of all promotional material submitted. Approval for one use will not constitute approval for any other use. Different standards of review may apply when the same advertising material is intended for different uses. The following information will be provided for each item of promotional material:
a. In what jurisdiction(s) the material will be used. b. Whether distribution will be used (e.g., brochure, mailing, 482 ads, etc.).
FINANCIAL AND MANAGEMENT REPORTS. Manager shall prepare and furnish to VA the following reports:
3.6.1 Periodic income statements for the operation of the Practice, in accordance with the manner and form that Manager normally utilizes for its books and records, in such time intervals as Manager deems appropriate. Manager shall not be responsible for preparing VA’s federal and state income tax returns or for the payment of any of VA’s income taxes. All such statements will be prepared on an accrual basis of accounting in accordance with GAAP, with such exceptions thereto as are determined by Manager to be advisable, including provisions for interim period reporting; and
3.6.2 Any additional financial management reports and information that Manager determines would assist VA in evaluating its productivity and services.
FINANCIAL AND MANAGEMENT REPORTS. The Manager shall prepare and -------------------------------- furnish to JMLS the following reports:
a. Monthly and annual balance sheets and income statements for JMLS. All such statements shall be prepared on an accrual basis of accounting in accordance with GAAP, with such exceptions thereto as are determined by the Manager to be advisable; and
b. Any additional financial and management reports and information that the Manager determines would assist JMLS in evaluating its productivity and services. The tax returns of JMLS for any period shall be the responsibility of JMLS, although the Manager will reasonably cooperate with the person preparing such returns.
FINANCIAL AND MANAGEMENT REPORTS. (a) Consistent with the established internal reporting and Financial Plans processes of CMCP, CMCP’s general management shall on a regular and timely basis prepare and submit to the Board:
(i) a proposed annual operating Financial Plan of CMCP for the next succeeding fiscal year, which annual operating Financial Plan shall be subject to approval by the Board in accordance with Section 2.5(iii); and
(ii) monthly management reports that shall include statements on the sales, cost items and the cash position of CMCP, setting forth in each case in comparative form the corresponding figures for the corresponding period (A) of the preceding fiscal year and (B) in the annual operating Financial Plan for CMCP for such period, all in reasonable detail and accompanied by a succinct narrative discussion of the results of operations compared against the annual operating Financial Plan of CMCP.
(b) In addition, as promptly as practicable, CMCP shall inform the Shareholders of:
(i) the occurrence of any circumstance or event likely to result in a material adverse change in the results of operations or financial condition or prospects of CMCP;
(ii) the commencement of all actions, suits and proceedings before any Governmental Authority affecting CMCP.
(c) CMCP shall deliver to the Shareholders such financial and other management reports as the Shareholders may reasonably request.
FINANCIAL AND MANAGEMENT REPORTS. Manager shall prepare and furnish to the Practice Operator the following reports:
3.6.1 Periodic income statements for the operation of the Practice, in accordance with the manner and form that Manager normally utilizes for its books and records, in such time intervals as Manager deems appropriate. Manager shall not be responsible for preparing the Practice Operator’s federal and state income tax returns or for the payment of any of the Practice Operator’s income taxes. All such statements will be prepared on an accrual basis of accounting in accordance with GAAP, with such exceptions thereto as are determined by Manager to be advisable, including provisions for interim period reporting; and
3.6.2 Any additional financial management reports and information that Manager determines would assist the Practice Operator in evaluating its productivity and services.
FINANCIAL AND MANAGEMENT REPORTS. A. Provides, on the time schedule agreed upon, periodic reports, which will be specified, as mutually agreed by the parties, during the implementation phase. It is understood and agreed by the parties, however, that any reports, other than those standard system and management reports currently available on the system, will only be provided on a time and materials basis.
B. Provide monthly liability, sales and fund performance reports to General American management in the current approved form. Any adjustment to the current report format will be made on a time and materials basis.
FINANCIAL AND MANAGEMENT REPORTS. Provides, on the time schedule agreed upon, reports listed below:
FINANCIAL AND MANAGEMENT REPORTS. NATIONWIDE - Provides periodic reports in accordance with the Schedule of Reports to be prepared jointly by Nationwide and NAS. (See EXHIBIT C). - Provides periodic reports in accordance with the Schedule of Reports to be prepared jointly by Nationwide and NAS. (See EXHIBIT C).
FINANCIAL AND MANAGEMENT REPORTS. 1. REPORTS TO BE PREPARED MONTHLY BY THE DATES OUTLINED BELOW FOR SEPARATE ACCOUNT IV & B DATE RECEIVED BY OTHER PARTY -------------- a) M&E and admin report (C) Last business day of month