Financial Statement Preparation & Review Sample Clauses

Financial Statement Preparation & Review. Prepare the Fund’s annual and semi-annual shareholder reports1 for shareholder delivery and for inclusion in Form N-CSR; • Prepare the Fund’s quarterly schedule of portfolio holdings1 for inclusion in Form N-Q; • Prepare, circulate and maintain the Fund’s financial reporting production calendar; • Prepare and file (or coordinate the filing of) the Fund’s Form N-SAR; • Prepare and file (or coordinate the filing of) the Fund’s Form 24f-2; and • Prepare and coordinate the filing of the Fund’s monthly website files and Form N-MFP, as applicable to money market funds. • Typesetting Services • Create financial compositions for the applicable financial report and related XXXXX files; • Maintain country codes, industry class codes, security class codes and state codes; • Map individual general ledger accounts into master accounts to be displayed in the applicable financial reports; • Create components that will specify the proper grouping and sorting for display of portfolio information; • Create components that will specify the proper calculation and display of financial data required for each applicable financial report (except for identified manual entries, which BNY Mellon will enter); • Process, convert and load security and general ledger data; • Include data in financial reports provided from external parties to BNY Mellon which includes, but is not limited to: shareholder letters, “Management Discussion and Analysis” commentary, notes on performance, notes to financials, report of independent auditors, Fund management listing, service providers listing and Fund spectrums; • Document publishing, including the output of print-ready PDF files and XXXXX html files (such XXXXX html files will be limited to one per the applicable financial report and unless mutually agreed to in writing between BNY Mellon and a Fund, BNY Mellon will use the same layout for production data for every successive reporting period); • Generate financial reports using the Vendor’s capabilities which include the following: • front/back cover; • table of contents; • shareholder letter; • Management Discussion and Analysis commentary; • sector weighting graphs/tables; • disclosure of Fund expenses; • schedules of investments; • statement of net assets; • statements of assets and liabilities; • statements of operation; • statements of changes; 1 Requires “Typesetting Services” as described herein. • statements of cash flows; • financial highlights; • notes to financial statements; • repor...
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Financial Statement Preparation & Review. Prepare and coordinate the Fund’s annual and semi-annual shareholder reports1 for shareholder delivery and for inclusion in Form N-CSR; Prepare, circulate and maintain the Fund’s financial reporting production calendar; and Prepare and file (or coordinate the filing of) a Fund’s Form 24f-2.
Sample 1Sample 2
Financial Statement Preparation & Review. Prepare a Fund’s annual and semi-annual shareholder reports in accordance with U.S. GAAP for shareholder delivery and for inclusion in Form N-CSR; · Prepare a Fund’s quarterly schedule of portfolio holdings for inclusion in form N-Q; · Prepare, circulate and control a Fund’s financial reporting production calendar; · Prepare and coordinate the EDGARIZATION and filing of a Fund’s SEC Forms N-SAR, N-CSR and N-Q and with the Fund’s financial printer;
Sample 1
Financial Statement Preparation & Review. Prepare annual financial statements and semi-annual (unaudited) financial statements for each master and feeder Fund. Provide detailed supporting work papers for amounts and disclosures in such financial statements. Execution Version SCHEDULE B Terms And Conditions Governing Use Of The BNYM System
Sample 1
Financial Statement Preparation & Review. Prepare the Fund’s annual and semi-annual shareholder reports for shareholder delivery and for inclusion in Form N-CSR; · Prepare the Fund’s quarterly schedule of portfolio holdings for inclusion in Form N-Q; · Prepare, circulate and maintain the Fund’s financial reporting production calendar; · Prepare and file (or coordinate the filing of) the Fund’s Form N-SAR; and · Prepare and coordinate the filing of the Fund’s monthly website files and Form N-MFP, as applicable to money market funds. · Money Market Fund Services · Prepare, on a monthly basis, Form N-MFP, subject to BNY Mellon’s timely receipt of all necessary information related thereto; · Prepare, on a monthly basis, an electronic file of the portfolio holdings information required by Rule 2a-7(c)(12) promulgated under the 1940 Act for public website disclosure, subject to BNY Mellon’s timely receipt of all necessary information related thereto; · File Form N-MFP with the SEC; and · Provide the electronic file of the portfolio holdings information to the Fund or, at the Fund’s written direction, to an identified third party. · Neither BNY Mellon nor the Vendor, in connection with a particular Money Market Fund Services report, will: (i) access, post reports to or perform any service on a Fund’s website; or (ii) prepare, provide or generate any reports, forms or files not specifically agreed to by BNY Mellon in advance. · The applicable Fund acknowledges that it shall be responsible for the retention of any Money Market Fund Services reports in accordance with Rule 2a-7 promulgated under the 1940 Act or any other applicable rule or regulation. · Unless mutually agreed in writing between BNY Mellon and a Fund, BNY Mellon will use the same layout and format for every successive reporting period for the Money Market Fund Services reports. At the request of a Fund and upon the mutual written agreement of BNY Mellon and the Fund as to the scope of any changes and additional compensation of XXX Xxxxxx, XXX Xxxxxx will, or will cause the Vendor to, customize Money Market Fund Services reports from time to time.
Sample 1
Financial Statement Preparation & Review. Prepare the Fund’s annual and semi-annual shareholder reports(1) for shareholder delivery and for inclusion in Form N-CSR; · Prepare the Fund’s quarterly schedule of portfolio holdings(1) for inclusion in Form N-Q; · Prepare and file (or coordinate the filing of) the Fund’s Form N-SAR; and · Provide financial reporting calendar that includes when drafts of the above will be available and the due dates for each. · Typesetting Services · Create financial compositions for the applicable financial report and related XXXXX files; · Maintain country codes, industry class codes, security class codes and state codes; · Map individual general ledger accounts into master accounts to be displayed in the applicable financial reports; · Create components that will specify the proper grouping and sorting for display of portfolio information; . · Create components that will specify the proper calculation and display of financial data required for each applicable financial report (except for identified manual entries, which BNY Mellon will enter); · Process, convert and load security and general ledger data; provide an extract of all general ledger data to Fund on a monthly basis in a format mutually agreed upon; · Include data in financial reports provided from external parties to BNY Mellon which includes, but is not limited to: shareholder letters, “Management Discussion and Analysis” commentary, notes on performance, notes to financials, report of independent auditors, Fund management listing, service providers listing and Fund spectrums; · Document publishing, including the output of print-ready PDF files and XXXXX html files (such XXXXX html files will be limited to one per the applicable financial report and unless mutually agreed to in writing between BNY Mellon and the Fund, BNY Mellon will use the same layout for production data for every successive reporting period);
Sample 1
Financial Statement Preparation & Review a) Prepare the Fund’s annual and semi-annual shareholder reports for shareholder delivery and for inclusion in Form N-CSR;
Sample 1
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Related to Financial Statement Preparation & Review

  • Review of Financial Statements For a period of three (3) years after the date of this Agreement, the Company, at its expense, shall cause its regularly engaged independent registered public accounting firm to review (but not audit) the Company’s financial statements for each of the three fiscal quarters immediately preceding the announcement of any quarterly financial information.

  • Financial Statements, etc The financial statements, including the notes thereto and supporting schedules included in the Registration Statement, the Pricing Disclosure Package and the Prospectus, fairly present the financial position and the results of operations of the Company at the dates and for the periods to which they apply; and such financial statements have been prepared in conformity with U.S. generally accepted accounting principles (“GAAP”), consistently applied throughout the periods involved (provided that unaudited interim financial statements are subject to year-end audit adjustments that are not expected to be material in the aggregate and do not contain all footnotes required by GAAP); and the supporting schedules included in the Registration Statement present fairly the information required to be stated therein. Except as included therein, no historical or pro forma financial statements are required to be included in the Registration Statement, the Pricing Disclosure Package or the Prospectus under the Securities Act or the Securities Act Regulations. The pro forma and pro forma as adjusted financial information and the related notes, if any, included in the Registration Statement, the Pricing Disclosure Package and the Prospectus have been properly compiled and prepared in accordance with the applicable requirements of the Securities Act and the Securities Act Regulations and present fairly the information shown therein, and the assumptions used in the preparation thereof are reasonable and the adjustments used therein are appropriate to give effect to the transactions and circumstances referred to therein. All disclosures contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus regarding “non-GAAP financial measures” (as such term is defined by the rules and regulations of the Commission), if any, comply with Regulation G of the Exchange Act and Item 10 of Regulation S-K of the Securities Act, to the extent applicable. Each of the Registration Statement, the Pricing Disclosure Package and the Prospectus discloses all material off-balance sheet transactions, arrangements, obligations (including contingent obligations), and other relationships of the Company with unconsolidated entities or other persons that may have a material current or future effect on the Company’s financial condition, changes in financial condition, results of operations, liquidity, capital expenditures, capital resources, or significant components of revenues or expenses. Except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, (a) neither the Company nor any of its direct and indirect subsidiaries, including each entity disclosed or described in the Registration Statement, the Pricing Disclosure Package and the Prospectus as being a subsidiary of the Company (each, a “Subsidiary” and, collectively, the “Subsidiaries”), has incurred any material liabilities or obligations, direct or contingent, or entered into any material transactions other than in the ordinary course of business, (b) the Company has not declared or paid any dividends or made any distribution of any kind with respect to its capital stock, (c) there has not been any change in the capital stock of the Company or any of its Subsidiaries, or, other than in the course of business, any grants under any stock compensation plan, and (d) there has not been any material adverse change in the Company’s long-term or short-term debt.

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