Initial Advice Sample Clauses

Initial Advice. You have instructed us to act for you and perform the duties outlined in our Client Agreement. In summary we will: • Gather all relevant personal information, including details of your finances, your needs and financial objectives. • Analyse the information gathered in detail against your stated objectives and research possible solutions. • Provide a detailed report of your situation to include our recommendations. • Work with you and any relevant product providers or lenders to ensure the recommendations are implemented. As part of the initial work we have agreed to provide an on-going service to include: • Maintenance of your files. • Reviewing the continuing appropriateness of products in place. • A periodic review of the underlying investments to assess their continuing appropriateness having regard to your circumstances. • To provide a written summary of our recommendations at that time (although it will be your decision whether to instruct us to take all or any action proposed). • To liaise with product providers to implement any changes or switches agreed between us. Full details of the exact services available and their frequency are contained in the relevant Service Proposition document provided to you separately. For the initial work we have agreed an adviser charge of: A fixed fee of £ In line with the Table of Charges in the Cost of our Services. (see recommendation report(s) for full details) % of the amount invested. For the on-going service we have agreed an annual charge of: % of the value of your funds held through our agency each year. (see recommendation report(s) for full details) The annual servicing charge is non-refundable, even if you do not choose to use the services that we have offered to you and any remuneration resulting remains the property of Optimum Independent Financial Advisers Limited. This does not affect your rights to terminate this agreement at any time.
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Initial Advice. You will be liable to pay for any advice or services that you have received prior to the date of termination. This means that where we have agreed the advice and services that we will provide for you and we have agreed to receive payment for these, by means of a fee, you will have to pay us for any work we have completed up to the date of termination.
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Initial Advice. You have instructed us to act for you and perform the duties outlined in our Client Agreement. In summary we will: • Gather all relevant personal information, including details of your finances, your needs and financial objectives. • Analyse the information gathered in detail against your stated objectives and research possible solutions. • Provide a detailed report of your situation to include our recommendations. • Work with you and any relevant product providers or lenders to ensure the recommendations are implemented. For the initial work we have agreed an adviser charge of: A flat fee of £495.00 will be invoiced and become payable on receiving a formal mortgage offer from the relevant lender. In addition, we will retain any commission paid by the lender.
Sample 1
Initial Advice. We charge a fee for the preparation of our strategy report and the implementation of the recommended solutions. The fee can be split into two elements, the strategy fee, which covers the costs associated with generating the strategy report, and the implementation fee, which covers the costs associated with implementing the recommended plans or arrangements. If the strategy report does not recommend a new product, or a transfer into an existing product or you decide not to proceed further, no implementation fee will be payable, only a strategy fee is payable. If a new product, or transfer into an existing product, is recommended in the strategy report and you proceed with the recommendation, the strategy fee may be offset by the implementation fee. (i) Strategy fee: (ii) Investment implementation fees: Lump Sum Investments Investment Amount % fee applied to each tranche of funds Regular investments
Sample 1
Initial Advice this means the financial advice we give you whenever you begin investing via a Nationwide Financial Adviser. Further information about our Initial Advice service is shown in the Advised Tariff of Charges.
Sample 1
Initial Advice. You have instructed us to act for you and perform the duties outlined in our Client Agreement. In summary we will: • Gather all relevant personal information, including details of your finances, your needs and financial objectives. • Analyse the information gathered in detail against your stated objectives and research possible solutions. • Provide a detailed report of your situation to include our recommendations. • Work with you and any relevant product providers or lenders to ensure the recommendations are implemented. For the initial work we have agreed an adviser charge of: A flat fee of £200.00 will be invoiced and be payable up front for the work involved in researching the market and processing your application. A further fee of £295.00 will be invoiced and become payable on receiving a formal mortgage offer from the relevant lender, giving a total cost payable of £495.00, should your application proceed to a formal mortgage offer. In addition, we will retain any commission paid by the lender.
Sample 1

Related to Initial Advice

  • Independent Legal Advice Each of the Parties hereby acknowledges that it has been afforded the opportunity to obtain independent legal advice and confirms by the execution and delivery of this Agreement that they have either done so or waived their right to do so in connection with the entering into of this Agreement.

  • Advice a. The Purchaser hereby confirms and represents to the Assignee that the Purchaser has sought obtained and relied upon his own independent advice and judgment and has not relied upon any representation statement or advice from the Assignee, the Assignee’s Solicitors or the Auctioneer or any of them or their respective agents, officers or servants. b. The Purchaser is advised to appoint Solicitors to act on his/her/its behalf and in the event no solicitor is appointed by the Purchaser, the Purchaser is deemed to have elected not to be represented in this sale.